TC Orient Lighting : Monthly Return Of Equity Issuer On Movements In Securities For The Month Ended January 2020

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :		31/01/2020
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer	TC Orient Lighting Holdings Limited
Date Submitted	03/02/2020

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :

00515

Description :

Ordinary Shares

Par value

No. of ordinary

(State

Authorised share capital

shares

currency)

(State currency)

Balance at close of preceding month

12,000,000,000

HK$0.10

HK$1,200,000,000.00

Increase/(decrease)

N/A

N/A

Balance at close of the month

12,000,000,000

HK$0.10

HK$1,200,000,000.00

(2) Stock code :

N/A

Description :

N/A

Par value

No. of ordinary

(State

Authorised share capital

shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

2. Preference Shares

Stock code :

N/A

Description :

N/A

Par value

Authorised share

No. of preference

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

3. Other Classes of Shares

Stock code :

N/A

Description :

N/A

Par value

Authorised share

No. of other

(State

capital

classes of shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

Total authorised share capital at the end of the month (State

HK$1,200,000,000.00

currency) :

II. Movements in Issued Share Capital

No. of ordinary shares

No of preference

No. of other classes

(1)

(2)

shares

of shares

Balance at close of

preceding month

2,718,236,970

N/A

N/A

N/A

Increase/ (decrease)

during the month

N/A

N/A

N/A

N/A

Balance at close of the

month

2,718,236,970

N/A

N/A

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share

No. of new

No. of new shares of

option scheme

shares of issuer

issuer which may be

including EGM

issued during the

issued pursuant thereto

approval date

Movement during the month

month pursuant

as at close of the month

(dd/mm/yyyy) and

thereto

class of shares issuable

Granted

Exercised

Cancelled

Lapsed

1. Exercise Price:

HK$ 2.316*

(05 / 06 / 2006 )

Ordinary shares

(Note 1)

2. Exercise Price:

HK$ 1.440*

(05 / 06 / 2006 )

Ordinary shares

(Note 1)

3. Exercise Price: HK$ 0.854*

(05 / 06 / 2006 )

Ordinary shares

(Note 1)

4. Exercise Price: HK$0.10

(19 / 08 / 2016) Ordinary shares

Nil

Nil

Nil

Nil

Nil

1,903,088*

Nil

Nil

Nil

Nil

Nil

6,294,833*

Nil

Nil

Nil

Nil

Nil

22,794,654*

Nil		Nil			Nil		Nil		Nil		220,000,000
			Total A. (Ordinary shares)		N/A
					(Preference shares)		N/A
						(Other class)		N/A

Total funds raised during the month from exercise of
options (State currency)	N/A

Warrants to Issue Shares of the Issuer which are to be Listed

					No. of new	No. of new
					shares of	shares of
					issuer issued	issuer which
					during the	may be issued
					month	pursuant
	Currency of Nominal value at	Exercised	Nominal value	pursuant	thereto as at
Description of warrants	nominal	close of	during the	at close of the	thereto	close of the
(Date of expiry - dd/mm/yyyy)	value	preceding month	month	month		month

1. N/A

( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

2. N/A

( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

3. N/A

( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

4. N/A

( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(	/	/	)

(	/	/	)

(	/	/	)

(

/

/

)

Total B.	(Ordinary shares)	Nil
	(Preference shares)	N/A
	(Other class)	N/A

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

No. of new

No. of new

shares of

shares of

issuer issued

issuer which

during the

may be issued

month

pursuant

pursuant

thereto as at

Currency of

Amount at close

Converted

Amount at

thereto

close of the

amount

of preceding

during the

close of the

month

Class and description

outstanding

month

month

month

1. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))	( / /	)
2. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)
3. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)
4. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)

Total C. (Ordinary shares)	Nil
(Preference shares)	N/A
(Other class)	N/A

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

					No. of new shares of		No. of new shares of
					issuer issued during		issuer which may be
					the month pursuant	issued pursuant thereto
					thereto
Full particulars including EGM approval date (dd/mm/yyyy),				as at close of the month
if applicable, and class of shares issuable:
1.
	(	/	/	)
	shares (Note 1)
2.
	(	/	/	)
	shares (Note 1)
3.
	(	/	/	)
	shares (Note 1)
	Total D. (Ordinary shares)	Nil
	(Preference shares)	N/A
	(Other class)	N/A

Other Movements in Issued Share Capital

No. of new	No. of
shares of issuer	new
issued during the	shares of
month pursuant	issuer
thereto	which
	may be
	issued
	pursuant
	thereto as
	at close of
Type of Issue	the month

Class

of

shares

________

issuable (Note 1)

1.

Rights issue

At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

________

issuable (Note 1)

2.

Open offer

At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

________

issuable (Note 1)

3.

Placing

At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

________

issuable (Note 1)

4.

Bonus issue

Issue and allotment

(

/

/

)

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

No. of new	No. of
shares of issuer	new
issued during the	shares of
month pursuant	issuer
thereto	which
	may be
	issued
	pursuant
	thereto as
	at close of
Type of Issue	the month

Class

of

shares

________

issuable (Note 1)

5.

Scrip dividend

At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

________

repurchased (Note 1)

6.

Repurchase of

Cancellation date :

(

/

/

)

shares

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

________

redeemed (Note 1)

7.

Redemption of

Redemption date :

(

/

/

)

shares

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

________

issuable (Note 1)

8.

Consideration

At price :

State

Issue and allotment

(

/

/

)

issue

currency

date : (dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

No. of new	No. of
shares of issuer	new
issued during the	shares of
month pursuant	issuer
thereto	which
	may be
	issued
	pursuant
	thereto as
	at close of
Type of Issue	the month

Class

of

shares

________

issuable (Note 1)

9.

Capital

Issue and allotment

(

/

/

)

reorganisation

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

________

issuable (Note 1)

10.

Other

At price :

State

Issue and allotment

(

/

/

)

(Please specify)

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

Total E. (Ordinary shares)

Nil

(Preference shares)

N/A

(Other class)

N/A

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):

(1)

N/A

(2)

N/A

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

N/A

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

N/A

(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

IV. Confirmations

We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:

(Note 2)

1. all money due to the listed issuer in respect of the issue of securities has been received by it;
2. all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing", insofar applicable, have been fulfilled in relation to the Company and the securities of the Company issued;
3. all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;

1. all the securities of each class are in all respects identical (Note 3);
2. no document is required by the Companies Ordinance to be filed with the Registrar of Companies in connection with the issue;
3. all the definitive documents of title were delivered in accordance with the terms of issue;

Remarks (if any):

• Pursuant to the share option scheme of the Company (which was adopted on 5 June 2006 and expired on 4 June 2016) and in compliance of the supplementary guidance issued by the Stock Exchange on 5 September 2005, the exercise price of the share options and the number of Shares to be allotted and issued upon full exercise of the subscription rights attaching to the outstanding options have been adjusted, upon completion of the rights issue of the Company. For details of the adjustments to the share options, please refer to the
  Company's announcement dated 20 December 2017.

Submitted by: __Mr. Zeng Yongguang_______

Title: __Executive Director__________

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).
2. Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.
3. "Identical" means in this context:
4. • the securities are of the same nominal value with the same amount called up or paid up;
   • they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
   • they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
5. If there is insufficient space, please append the prescribed continuation sheet.