DIALOG SEMICONDUCTOR
DGAP Voting Rights Announcement: Dialog Semiconductor Plc.
DIALOG SEMICONDUCTOR Plc.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act]
with the objective of Europe-wide distribution
2021-06-11 / 18:30
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: Dialog Semiconductor Plc.
Street: Tower Bridge House, St. Katharine's Way
Postal code: E1W 1AA
City: London
United Kingdom
Legal Entity Identifier (LEI): 529900QA2LORU6646N15
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
08 Jun 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 9.09 % 1.02 % 10.11 % 76682139
Previous 6.66 % 1.22 % 7.87 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
GB0059822006 0 6971030 0.00 % 9.09 %
Total 6971030 9.09 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights in
date period absolute %
Right to recall lent At any time 1600 0 %
shares
Right of use over shares At any time 52808 0.07 %
Total 54408 0.07 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Swaps on 05/07/2021 Cash 700000 0.91 %
Baskets
Equity Swaps 15/08/2022 Cash 24354 0.03 %
Total 724354 0.94 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
UBS Group AG % % %
UBS AG 6.98 % % 7.90 %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG 6.98 % % 7.90 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Asset Management % % %
Trust Company
- % % %
UBS Group AG % % %
UBS AG 6.98 % % 7.90 %
UBS Asset Management AG % % %
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management (UK) % % %
Limited
- % % %
UBS Group AG % % %
UBS AG 6.98 % % 7.90 %
UBS Asset Management AG % % %
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management Life % % %
Ltd
- % % %
UBS Group AG % % %
UBS AG 6.98 % % 7.90 %
UBS Asset Management AG % % %
UBS Asset Management % % %
(Singapore) Ltd
- % % %
UBS Group AG % % %
UBS AG 6.98 % % 7.90 %
UBS Asset Management AG % % %
UBS Fund Management % % %
(Luxembourg) SA
- % % %
UBS Group AG % % %
UBS AG 6.98 % % 7.90 %
UBS Asset Management AG % % %
UBS Asset Management % % %
Switzerland AG
UBS Fund Management % % %
(Switzerland) AG
- % % %
UBS Group AG % % %
UBS AG 6.98 % % 7.90 %
UBS Americas Holding LLC % % %
(MORE TO FOLLOW) Dow Jones Newswires
June 11, 2021 12:30 ET (16:30 GMT)
