HUATAI SECURITIES CO., LTD. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
(A joint stock company incorporated in the People's Republic of China with limited liability under
the Chinese corporate name 華泰證券股份有限公司 and carrying on business in Hong Kong as HTSC)
(Stock Code: 6886)
POLL RESULTS OF 2019 FIRST EXTRAORDINARY GENERAL MEETING APPOINTMENT OF MEMBERS OF THE FIFTH SESSION OF THE BOARD APPOINTMENT OF MEMBERS OF THE FIFTH SESSION OF THE SUPERVISORY COMMITTEE
ROLE OF MEMBERS OF THE FIFTH SESSION OF THE BOARD
AND
APPOINTMENT OF CHAIRMAN OF THE BOARD, CHAIRMAN OF THE
SUPERVISORY COMMITTEE AND CHIEF EXECUTIVE OFFICER
POLL RESULTS OF 2019 FIRST EXTRAORDINARY GENERAL MEETING
References are made to the notice of the 2019 first extraordinary general meeting (the "EGM") and the circular of the EGM (the "Circular") dated October 30, 2019 and the second notice of the EGM dated November 28, 2019. Unless otherwise defined herein, terms used in this announcement shall have the same meanings as defined in the Circular.
The Board is pleased to announce that the EGM was held at Conference Room, Renaissance Nanjing Olympic Centre Hotel, No. 139 Aoti Street, Jianye District, Nanjing, Jiangsu Province, the PRC in the form of an onsite meeting at 2:30 p.m. on Monday, December 16, 2019. The EGM was convened by the Board and chaired by the chairman of the fourth session of the Board of the Company, Mr. Zhou Yi. Certain members of the Supervisory Committee and senior management of the Company, as well as the secretary to the Board, attended the EGM.
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VOTING ARRANGEMENT
Voting was conducted by poll for each of the resolutions proposed at the EGM. Holders of H Shares were entitled to participate in the voting at the EGM in person or by proxy. Holders of A Shares were entitled to participate in the voting at the EGM in person, by proxy, or through online voting. Online voting was made available during the trading period (i.e. 9:15 to 9:25, 9:30 to 11:30, and 13:00 to 15:00) on December 16, 2019 through the voting platform of the trading system and from 9:15 to 15:00 on December 16, 2019 through the network voting platform on a designated website. The depositary of the global depository receipt(s) (the "GDR(s)") could not participate in online voting and could authorize one or more persons it considered appropriate to attend the EGM and report the opinion on the resolutions proposed at the EGM in accordance with the intention of de facto holders of GDRs. The convening,
procedures and voting methods of the EGM were in compliance with the requirements of laws and regulations including the Company Law of the People's Republic of China 《( 中華人 民共和國公司法》) and the Articles of Association .
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As at the date of the EGM, a total of 9,076,650,000 Shares (comprising 7,357,604,320 A Shares and 1,719,045,680 H Shares ) were in issue and entitled the holders of which to attend and vote for or against or abstain from voting in respect of the proposed resolutions at the EGM. There were no restrictions on any Shareholders' voting of any of the proposed resolutions at the EGM. There were no Shares held by any Shareholders which entitled the holders of which to attend and abstain from voting in favour of any resolutions pursuant to Rule 13.40 of the Listing Rules and no Shareholder was required under the Listing Rules to abstain from voting. No parties had stated their intention in the Circular to vote against or abstain from any of the proposed resolutions.
Computershare Hong Kong Investor Services Limited, the Company's H share registrar, two representatives from the Shareholders, one Supervisor of the Company and King & Wood Mallesons in Beijing were appointed as the scrutineers for the vote-taking at the EGM.
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EGM ATTENDANCE
Attendance of the EGM was as follows:
Total number of Shareholders and authorised proxies attended and voted in | 48 | |
the EGM | ||
of which | number of holders of A Shares | 44 |
number of holders of H Shares | 4 | |
Total number of Shares with voting rights held by Shareholders that | 3,847,579,470 | |
attended the EGM (shares) | ||
of which | total number of Shares held by holders of A Shares | 3,361,780,086 |
participated in the voting (shares) | ||
total number of Shares held by holders of H Shares | 485,799,384 | |
participated in the voting (shares) | ||
Percentage of total number of Shares with voting rights held by | 42.389863 | |
Shareholders that attended the EGM as compared with the issued Shares | ||
(%) | ||
of which | percentage of total number of Shares held by holders of | 37.037675 |
A Shares participated in the voting as compared with the | ||
issued Shares (%) | ||
percentage of total number of Shares held by holders of | 5.352188 | |
H Shares participated in the voting as compared with the | ||
issued Shares (%) | ||
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POLL RESULTS OF THE EGM
The poll results to the proposed resolutions are set out as follows:
No. | Ordinary Resolutions | Number of Votes (%)1 | ||
For | Against | Abstain | ||
1. | To consider and approve the resolution in relation to | 3,847,156,170 | 3,600 | 419,700 |
Change of Use of Partial Proceeds from Non-public | 99.988998% | 0.000094% | 0.010908% | |
Issuance of A Shares | ||||
2. To consider and approve the resolution in relation to the appointment of members of the fifth session of the Board
For | ||
Candidates for executive Directors and non-executive | Cumulative voting | |
(number of votes) | ||
Directors of the fifth session of the Board | ||
A total of 8 executive Directors and | ||
non-executive Directors are elected | ||
2.1 | To consider and approve the appointment of Mr. Zhang | 3,499,904,794 |
Wei as an executive Director of the fifth session of the | 90.963808% | |
Board | ||
2.2 | To consider and approve the appointment of Mr. Zhou Yi | 4,061,284,169 |
as an executive Director of the fifth session of the Board | 105.554263% | |
2.3 | To consider and approve the appointment of Mr. Ding | 3,484,881,547 |
Feng as a non-executive Director of the fifth session of | 90.573348% | |
the Board | ||
2.4 | To consider and approve the appointment of Mr. Chen | 3,422,128,841 |
Yongbing as a non-executive Director of the fifth session | 88.942382% | |
of the Board | ||
2.5 | To consider and approve the appointment of Mr. Xu | 3,484,881,547 |
Qing as a non-executive Director of the fifth session of | 90.573348% | |
the Board | ||
2.6 | To consider and approve the appointment of Ms. Hu | 3,484,881,547 |
Xiao as a non-executive Director of the fifth session of | 90.573348% | |
the Board | ||
2.7 | To consider and approve the appointment of Mr. Wang | 5,465,246,291 |
Tao as a non-executive Director of the fifth session of | 142.043753% | |
the Board | ||
2.8 | To consider and approve the appointment of Mr. Zhu | 3,401,927,013 |
Xuebo as an executive Director of the fifth session of the | 88.417329% | |
Board |
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No. | Ordinary Resolutions | Number of Votes (%)1 |
For | ||
Candidates for independent non-executive Directors of | Cumulative voting | |
(number of votes) | ||
the fifth session of the Board | ||
A total of 5 independent non-executive | ||
Directors are elected | ||
2.9 | To consider and approve the appointment of Mr. Chen | 3,537,189,592 |
Chuanming as an independent non-executive Director of | 91.932853% | |
the fifth session of the Board | ||
2.10 | To consider and approve the appointment of Mr. Lee Chi | 3,592,159,678 |
Ming as an independent non-executive Director of the | 93.361546% | |
fifth session of the Board | ||
2.11 | To consider and approve the appointment of Ms. Liu Yan | 3,592,094,678 |
as an independent non-executive Director of the fifth | 93.359857% | |
session of the Board | ||
2.12 | To consider and approve the appointment of Mr. Chen | 3,592,138,378 |
Zhibin as an independent non-executive Director of the | 93.360992% | |
fifth session of the Board | ||
2.13 | To consider and approve the appointment of Mr. Ma Qun | 1,154,458,200 |
as an independent non-executive Director of the fifth | 30.004792% | |
session of the Board |
3. To consider and approve the resolution in relation to the appointment of members of the fifth session of the Supervisory Committee
For | ||
Candidates for non-employee representative Supervisors | Cumulative voting | |
(number of votes) | ||
of the fifth session of the Supervisory Committee | ||
A total of 4 non-employee representative | ||
Supervisors are elected | ||
3.1 | To consider and approve the appointment of Mr. Zhang | 3,601,504,680 |
Ming as a non-employee representative Supervisor of the | 93.604426% | |
fifth session of the Supervisory Committee | ||
3.2 | To consider and approve the appointment of Ms. Yu | 3,533,739,291 |
Lanying as a non-employee representative Supervisor of | 91.843179% | |
the fifth session of the Supervisory Committee |
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No. | Ordinary Resolutions | Number of Votes (%)1 | ||||
For | Against | Abstain | ||||
3.3 | To consider and approve the appointment of Ms. Zhang | 3,533,739,291 | ||||
Xiaohong as a non-employee representative Supervisor | 91.843179% | |||||
of the fifth session of the Supervisory Committee | ||||||
3.4 | To consider and approve the appointment of Ms. Fan | 3,533,739,291 | ||||
Chunyan as a non-employee representative Supervisor of | 91.843179% | |||||
the fifth session of the Supervisory Committee | ||||||
Note:
1. For the purpose of calculating the result of the resolutions, number of the votes for and against shall be regarded as execution of voting rights.
Except for the ordinary resolution 2.13, the above-mentioned ordinary resolutions were duly passed by obtaining more than half of the votes in favour of the resolutions. The above- mentioned ordinary resolution 2.13 did not obtain more than half of the votes in favour of the resolution and was not duly passed. No new proposal has been submitted for voting and approval.
The proposed resolutions were not amended at the EGM. For detailed information on the resolutions, please refer to the Circular.
IV. ATTESTATION BY LAWYERS
King & Wood Mallesons in Beijing , the PRC legal adviser to the Company, considers that the convening and the procedures of the EGM are in compliance with the Company Law of the People's Republic of China 《( 中華人民共和國公司法》), the Securities Law of the People's Republic of China 《( 中華人民共和國證券法》), other relevant laws and administrative regulations, and the requirements of the Rules of Procedures of the General Meetings and the Articles of Association. The qualifications of the attendees and convenor of the EGM are legal and valid. The voting process and poll results of the EGM are legal and valid.
APPOINTMENT OF MEMBERS OF THE FIFTH SESSION OF THE BOARD
Mr. Zhang Wei, Mr. Zhou Yi and Mr. Zhu Xuebo were appointed as executive Directors of the fifth session of the Board. Mr. Ding Feng, Mr. Chen Yongbing, Mr. Xu Qing, Ms. Hu Xiao and Mr. Wang Tao were appointed as non-executive Directors of the fifth session of the Board. Mr. Chen Chuanming, Mr. Lee Chi Ming, Ms. Liu Yan and Mr. Chen Zhibin were appointed as independent non-executive Directors of the fifth session of the Board. As the qualifications as directors or independent directors of securities companies of Mr. Zhang Wei, Mr. Zhou Yi, Mr. Zhu Xuebo, Mr. Ding Feng, Mr. Chen Yongbing, Mr. Xu Qing, Ms. Hu Xiao, Mr. Wang Tao, Mr. Chen Chuanming, Mr. Lee Chi Ming, Ms. Liu Yan and Mr. Chen Zhibin have been approved by the securities regulatory authorities, the above Directors assume their duties of the Directors of the fifth session of the Board of the Company with a term of office of three years effective from December 16, 2019. In order to fulfil the requirements that the number of independent non-executive Directors shall account for no less than one-third of the Board members, Mr. Liu Hongzhong, the independent non-executive Director of the fourth session of the Board, shall continue to perform his duties until the election of a new independent non-executive Director with the approval of his/her qualification as a director from securities regulatory authorities.
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The biographical details of members of the fifth session of the Board and other information in relation to their appointments were set forth in the Circular. As at the date of this announcement, except for Mr. Zhou Yi and Mr. Wang Tao, there has been no change to the biographical details of other members of the fifth session of the Board and other information in relation to their appointments. For the updated biographical details of Mr. Zhou Yi and Mr. Wang Tao and other information in relation to their appointments, please refer to the Appendix I to this announcement.
Upon expiration of her term of office, Ms. Fan Chunyan resigned from her position as a non-executive Director and was designated as a Supervisor of the Company, with effect from December 16, 2019. To the best of the Board's knowledge and belief, having made all reasonable enquiries, there is no disagreement between Ms. Fan Chunyan and the Board and there are no other matters that need to be brought to the attention of the Shareholders. The Board wishes to extend its gratitude to Ms. Fan Chunyan for her enormous contributions to the Company and hopes she will continue to pay close attention to and support the development of the Company.
APPOINTMENT OF MEMBERS OF THE FIFTH SESSION OF THE SUPERVISORY COMMITTEE
Mr. Zhang Ming, Ms. Yu Lanying, Ms. Zhang Xiaohong and Ms. Fan Chunyan were appointed as non-employee representative Supervisors of the fifth session of the Supervisory Committee. As the qualifications as supervisors of securities companies of Mr. Zhang Ming, Ms. Yu Lanying, Ms. Zhang Xiaohong and Ms. Fan Chunyan have been approved by the securities regulatory authorities, they will assume the duties of Supervisors of the fifth session of the Supervisory Committee of the Company with a term of office of three years effective from December 16, 2019.
The fifth session of the Supervisory Committee also comprises three employee representative Supervisors, Mr. Gu Chengzhong, Mr. Zhai Jun and Ms. Wang Ying, who were elected by the employees of the Company at the employee representatives' meeting recently. As the qualifications as supervisors of securities companies of Mr. Gu Chengzhong, Mr. Zhai Jun and Ms. Wang Ying have been approved by the securities regulatory authorities, they will assume the duties of Supervisors of the fifth session of the Supervisory Committee of the Company with a term of office of three years effective from December 16, 2019.
For the biographical details of Mr. Gu Chengzhong, Mr. Zhai Jun and Ms. Wang Ying and other information in relation to their appointments, please refer to the Appendix II to this announcement.
The biographical details of non-employee representative Supervisors of the fifth session of the Supervisory Committee and other information in relation to their appointments were set forth in the Circular. As at the date of this announcement, save for Ms. Yu Lanying, there has been no change to the biographical details of other members of the fifth session of the Supervisory Committee and other information in relation to their appointments. For the updated biographical details of Ms. Yu Lanying and other information in relation to her appointment, please refer to the Appendix III to this announcement.
Upon expiration of their terms of office, Mr. Yu Yimin, Mr. Chen Ning, Ms. Yang Yaling and Mr. Meng Qinglin will cease to be Supervisors of the Company, with effect from December 16, 2019. To the best of the Supervisory Committee's knowledge and belief, having made all reasonable enquiries, there is no disagreement among Mr. Yu Yimin, Mr. Chen Ning, Ms. Yang Yaling and Mr. Meng Qinglin and the Board and the Supervisory Committee, and there are no other matters that need to be brought to the attention of the Shareholders. The Company hereby extends its sincere gratitude to Mr. Yu Yimin, Mr. Chen Ning, Ms. Yang Yaling and Mr. Meng Qinglin for their enormous contribution to the Company and hopes they will continue to pay close attention to and support the development of the Company.
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ROLE OF MEMBERS OF THE FIFTH SESSION OF THE BOARD
The first meeting of the fifth session of the Board was held on December 16, 2019 and resolved to appoint Directors as the members of special committees of the Board as follows (the first-listed Director was elected as the chairman (convenor) of the committees):
- Development Strategy Committee: Mr. Zhang Wei, Mr. Zhou Yi, Mr. Chen Yongbing, Ms. Hu Xiao and Mr. Wang Tao
- Compliance and Risk Management Committee: Mr. Zhou Yi, Mr. Xu Qing and Ms. Liu Yan
- Audit Committee: Mr. Lee Chi Ming, Mr. Ding Feng and Mr. Chen Zhibin
- Nomination Committee: Mr. Chen Chuanming, Mr. Zhu Xuebo and Ms. Liu Yan
- Remuneration and Appraisal Committee: Mr. Chen Chuanming, Mr. Zhu Xuebo and Mr. Chen Zhibin
APPOINTMENT OF THE CHAIRMAN OF THE BOARD, CHAIRMAN OF THE SUPERVISORY COMMITTEE AND CHIEF EXECUTIVE OFFICER OF THE COMPANY
The first meeting of the fifth session of the Board resolved to elect Mr. Zhang Wei as the chairman of the fifth session of the Board of the Company. Mr. Zhang Wei has obtained the qualification of chairman of the board of securities companies as approved by the securities regulatory authorities, with a term of office of three years effective from December 16, 2019.
The first meeting of the fifth session of the Supervisory Committee was held on December 16, 2019 and resolved to elect Mr. Zhai Jun as the chairman of the fifth session of the Supervisory Committee of the Company. Mr. Zhai Jun will assume office after his qualification as chairman of the supervisory committee of securities companies has been approved by the securities regulatory authorities, with a term until the expiry of the term of the fifth session of the Supervisory Committee of the Company.
The first meeting of the fifth session of the Board further resolved to appoint Mr. Zhou Yi as the Chief Executive Officer of the Company. Mr. Zhou Yi has obtained the qualification of senior management of securities companies as approved by the securities regulatory authorities, with a term of office of three years effective from December 16, 2019.
The biographical details of Mr. Zhang Wei and other information in relation to his appointment were set forth in the Circular. For the biographical details of Mr. Zhai Jun and other information in relation to his appointment, please refer to the Appendix II to this announcement. For the biographical details of Mr. Zhou Yi and other information in relation to his appointment, please refer to the Appendix I to this announcement.
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DEFINITION
In this announcement, the following expression has the meaning set out below unless the context otherwise requires.
"Company" a joint stock company incorporated in the People's Republic of China with limited liability under the corporate name 華泰證券股份有限公司 (Huatai Securities Co., Ltd.), converted from our predecessor 華泰證券有限責任公司
(Huatai Securities Limited Liability Company) on December 7, 2007, carrying on business in Hong Kong as "HTSC", and was registered as a registered
non-Hong Kong company under Part 16 of the Companies Ordinance under the Chinese approved name of "華泰六八八六股份有限公司" and English name
of "Huatai Securities Co., Ltd."; the H shares of which have been listed on the Main Board of The Stock Exchange of Hong Kong Limited since June 1, 2015 (Stock Code: 6886); the A shares of which have been listed on the Shanghai Stock Exchange since February 26, 2010 (Stock Code: 601688); the global depository receipts of which have been listed on the London Stock Exchange plc since June 2019 (Symbol: HTSC), and unless the context otherwise requires, including its predecessors
By order of the Board of the Company
Zhang Hui
Joint Company Secretary
Jiangsu, PRC, December 16, 2019
As at the date of this announcement, the Board comprises Mr. Zhang Wei, Mr. Zhou Yi and Mr. Zhu Xuebo as executive Directors; Mr. Ding Feng, Mr. Chen Yongbing, Mr. Xu Qing, Ms. Hu Xiao and Mr. Wang Tao as non-executive Directors; and Mr. Chen Chuanming, Mr. Liu Hongzhong, Mr. Lee Chi Ming, Ms. Liu Yan and Mr. Chen Zhibin as independent non-executive Directors.
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APPENDIX I BIOGRAPHIES OF DIRECTORS (MR. ZHOU YI AND MR. WANG TAO) OF THE FIFTH SESSION OF THE BOARD
Mr. Zhou Yi, born in March 1969, has a bachelor's degree in computer communications. Mr. Zhou once taught at Jiangsu Posts & Telecommunications School (江蘇省郵電學校) and worked on
technology management in the telecommunications center of Jiangsu Posts & Telecommunications
Bureau and administrative management at Jiangsu Mobile Communication Co., Ltd. He served as the chairman of the board of directors at Jiangsu Bei'er Co., Ltd. (江蘇貝爾有限公司) and Nanjing Xinwang Tech Co., Ltd. (南京欣網視訊科技股份有限公司), the deputy general manager of Shanghai Beier Fortune Communications Company (上海貝爾富欣通信公司). He served as
the president and director of Huatai Securities Limited Liability Company from February 2007 to December 2007 and from September 2007 to December 2007, respectively. He served as the Director, president and deputy party secretary of the Company from December 2007 to September 2011, served as the Director, president and party secretary of the Company from September 2011 to June 2016 and served as the chairman of the Board, president and party secretary of the Company from June 2016 to March 2019. Mr. Zhou served as the chairman of the Board, president, party committee member of the Company from March 2019 to October 2019 and has been the chairman of the Board, Chief Executive Officer, chairman of the Executive Committee and party committee member of the Company since October 2019.
As of the date of this announcement, according to the information available to the Company and to the knowledge of the Directors, according to Part XV of the Securities and Futures Ordinance, Mr. Zhou Yi held the long position of approximately 353,261 H Shares of the Company through the targeted asset management scheme for QDII, representing approximately 0.004% of the total issued Shares of the Company.
Mr. Wang Tao, born in May 1968, holds a master degree in Politics and Economics. He served
as assistant to president of Shenzhen Branch of China Construction Bank Corporation (中國建 設銀行股份有限公司) (a company listed on The Stock Exchange of Hong Kong Limited and the
Shanghai Stock Exchange, stock code: 939 and 601939) and deputy general manager of the finance and accounting department of the head office of China Construction Bank Corporation from June 1989. He joined the head office of China Merchants Bank Co., Ltd. (a company listed on The Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange, stock code: 3968 and 600036) as general manager of the finance and accounting department of the head office in June 2014, and has served as general manager of the retail credit department of the head office since December 2016. He has also served as the director of inclusive financial service centre of the head
office since February 2018. He was responsible for the establishment of CMB Wealth Management Company Limited (招銀理財有限責任公司) from July 2019 and has been the president of CMB
Wealth Management Company Limited since November 2019.
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As of the date of this announcement, the Directors mentioned above did not receive punishment from the CSRC and other relevant authorities and any penalty from stock exchanges. Save as disclosed in this announcement, the Directors mentioned above have no relationship with Directors, Supervisors, senior management, substantial Shareholders or controlling Shareholders of the Company; they have no interest in any Share of the Company within the meaning of Part XV of the Securities and Futures Ordinance; they have no information that shall be disclosed pursuant to Rules 13.51(2)(h) to 13.51(2)(v) of the Listing Rules, and do not and did not participate in matters that shall be disclosed pursuant to Rules 13.51(2)(h) to 13.51(2)(v) of the Listing Rules; they did not hold any directorship of any other listed companies or any other position in any member of the Group in the past three years; and there are no other matters relating to their appointments that need to be brought to the attention of Shareholders.
APPENDIX II BIOGRAPHIES OF EMPLOYEE REPRESENTATIVE SUPERVISORS OF THE FIFTH SESSION OF THE SUPERVISORY COMMITTEE
Mr. Zhai Jun, born in December 1974, holds a bachelor's degree. From August 1994 to July 2002, he worked in Jiangsu International Trust and Investment Co., Ltd. (江蘇省國際信託投資公司);
from July 2002 to August 2009, he served as the Manager of Nanjing Xuanwumen Securities Sales
Department, a Deputy Manager of the Securities Investment Department and a Deputy Manager of the Brokerage Business Department of Xintai Securities Co., Ltd. (信泰證券有限責任公司)
(acquired by the Company at the end of July 2009); from August 2009 to March 2019, he served as a Deputy General Manager of the Company's Head Office of Retail Customer Service, a Deputy General Manager of the Head Office of Brokerage Business, General Manager of Zhejiang Branch, and General Manager of Shanghai Branch of the Company. Since March 2019 and April 2019, he has been Director of the Administration Office and an employee representative Supervisor of the Company, respectively.
Mr. Gu Chengzhong, born in September 1965, holds a master's degree. From July 1990 to May 1998, he worked in Nanjing Public Security Bureau; from May 1998 to November 2005, he worked in the Technical Supervision Office, Head Office of Brokerage Management, and Nanjing Hanzhong Road Securities Sales Department of the Company; from November 2005 to January 2019, he served as a Deputy General Manager (in charge of daily operation) and General Manager of the Xi'an North Wenyi Road Securities Sales Department, General Manager of the Xi'an Regional Center Securities Sales Department, General Manager of Nanjing Ruijin Road Securities Sales Department, and General Manager of Nanjing Branch of the Company. Since January 2019 and April 2019, he has been General Manager of the Compliance and Legal Affairs Department and an employee representative Supervisor of the Company, respectively.
Ms. Wang Ying, born in April 1979, holds a bachelor's degree and a master's degree in public administration. She worked in the organization department of the Municipal Committee of Yangzhong and the Municipal Party Committee of Youth League in Yangzhong from August 2000 to June 2004. From June 2004 to January 2016, she worked at the State-owned Assets Supervision and Administration Commission of Jiangsu Provincial People's Government, successively serving as the principal staff member of the enterprise leadership personnel management division, the principal staff member of the administrative office, the deputy division chief of the public working division, the deputy division chief of the party construction work division and the deputy division chief of the enterprise leadership personnel management division, etc. She joined the Company in January 2016 and has been serving as the head of the communist party union working department of the Company since April 2016.
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Employee representative Supervisors mentioned above will receive remuneration from the Company during their terms as employee representative Supervisors of the Company and the remuneration shall be determined in accordance with the relevant regulations and mechanisms.
As of the date of this announcement, employee representative Supervisors mentioned above did not receive punishment from the CSRC and other relevant authorities and any penalty from stock exchanges. Save as disclosed in this announcement, employee representative Supervisors mentioned above have no relationship with Directors, Supervisors, senior management, substantial Shareholders or controlling Shareholders of the Company; they have no interest in any Share of the Company as defined within the meaning of Part XV of the Securities and Futures Ordinance; they have no information that shall be disclosed pursuant to Rules 13.51(2)(h) to 13.51(2)(v) of the Listing Rules, and do not and did not participate in matters that shall be disclosed pursuant to Rules 13.51(2)(h) to 13.51(2)(v) of the Listing Rules; they did not hold any directorship of any other listed companies or any other position in any member of the Group in the past three years; and there are no other matters relating to their appointments that need to be brought to the attention of Shareholders of the Company.
APPENDIX III BIOGRAPHY OF NON-EMPLOYEE REPRESENTATIVE SUPERVISOR (MS. YU LANYING) OF THE FIFTH SESSION OF THE SUPERVISORY COMMITTEE
Ms. Yu Lanying, born in May 1971, holder of master degree in Industrial Economics, is a senior
accountant. She served at the finance department of Nanjing Runtai Industrial Trading Company (南京潤泰實業貿易公司) from August 1993 to August 1996. She pursued master's studies of
Industrial Economics in Nanjing University of Science and Technology (南京理工大學) from
September 1996 to April 1999, served at the finance supervision department of Jiangsu United Trust and Investment Company (江蘇聯合信託投資公司) from May 1999 to December 2002. She
worked at the finance supervision department of Jiangsu Communications Industry Group Co., Ltd. (江蘇交通產業集團有限公司) from January 2003 to September 2004, the finance supervision department of Jiangsu Communications Holding Co., Ltd. (江蘇交通控股有限公司) from October
2004 to May 2008. She successively served as the vice manager (in charge of work), manager of the finance and accounting division, associate chief financial officer (departmental post), chief
financial officer and party committee member of Jiangsu Expressway Company Limited (江蘇寧 滬高速公路股份有限公司) (a company listed on the Hong Kong Stock Exchange, the Shanghai
Stock Exchange and in the United States, stock code: 177, 600377 and 477373104) from June 2008 to November 2016. She served as the deputy general manager, chief financial officer and party committee member of Jiangsu Expressway Company Limited from November 2016 to
March 2018, head of the audit and risk control department of Jiangsu Communications Holding Co., Ltd. (江蘇交通控股有限公司) from March 2018 to August 2018, head of the audit and risk
control department and supervisor of audit center of Jiangsu Communications Holding Co., Ltd. from August 2018 to November 2019 and head of the financial management department of Jiangsu Communications Holding Co., Ltd. from November 2019 to present. She has served as Supervisor of the Company from October 2018 to present.
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As of the date of this announcement, Ms. Yu Lanying did not receive punishment from the CSRC and other relevant authorities and any penalty from stock exchanges in the past three years. Save as disclosed in this announcement, Ms. Yu Lanying has no relationship with Directors, Supervisors, senior management, substantial Shareholders or controlling Shareholders of the Company; she has no interest in any Share of the Company within the meaning of Part XV of the Securities and Futures Ordinance; she has no information that shall be disclosed pursuant to Rules 13.51(2)(h) to 13.51(2)(v) of the Listing Rules, and does not and did not participate in matters that shall be disclosed pursuant to Rules 13.51(2)(h) to 13.51(2)(v) of the Listing Rules; she did not hold any directorship of any other listed companies or any other position in any member of the Group in the past three years; and there are no other matters relating to her appointment that need to be brought to the attention of Shareholders of the Company.
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Huatai Securities Co. Ltd. published this content on 16 December 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 16 December 2019 14:50:01 UTC
