Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
See Annexure B | |||||
To Company Name/Scheme
NEWCREST MINING LTD
ACN/ARSN
005 683 625
1. Details of substantial holder(1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures
ACN/ARSN (if applicable)
to this form)
There was a change in the interests of the
substantial holder on | 11 | / | 03 | ||
The previous notice was given to the company on | 08 | / | 02 | / | 2021 |
The previous notice was dated | 04 | / | 02 | / | 2021 |
2. Previous and present voting power |
/ 2022
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
ORD | 74,694,796 | 9.14 | 96,411,977 | 10.82 |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
See Annexure A & D | |||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Annexure C | |
Signature
print name | capacity |
Casey Tyler | |
sign here | date |
*Authorised Signatory
14 /
04
/ 2022
* At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
This is Annexure A of 132 pages referred to in form 604 Notice of change of interests of substantial shareholder
14-Apr-22
Casey Tyler, Authorised Signatory
5. Consideration
Date
NEWCREST MINING LTD (NCM)
Person's | ||||||
Date of Change | CCY | votes | ||||
affected | ||||||
05-Feb-21 | on mkt buy | 25.00 | AUD | ORD | 2,257 | 2,257 |
05-Feb-21 | on mkt buy | 25.00 | AUD | ORD | 2,592 | 2,592 |
05-Feb-21 | in specie | n/a | AUD | ORD | -69 | -69 |
05-Feb-21 | in specie | n/a | AUD | ORD | -3,999 | -3,999 |
05-Feb-21 | on mkt buy | 24.84 | AUD | ORD | 2,266 | 2,266 |
05-Feb-21 | on mkt buy | 24.81 | AUD | ORD | 1,055 | 1,055 |
05-Feb-21 | on mkt buy | 24.85 | AUD | ORD | 166 | 166 |
05-Feb-21 | on mkt buy | 24.84 | AUD | ORD | 2,884 | 2,884 |
05-Feb-21 | on mkt buy | 24.84 | AUD | ORD | 735 | 735 |
05-Feb-21 | on mkt buy | 24.84 | AUD | ORD | 868 | 868 |
05-Feb-21 | on mkt buy | 24.87 | AUD | ORD | 16,524 | 16,524 |
05-Feb-21 | on mkt buy | 24.87 | AUD | ORD | 865 | 865 |
05-Feb-21 | on mkt buy | 24.87 | AUD | ORD | 346 | 346 |
05-Feb-21 | on mkt buy | 24.87 | AUD | ORD | 501 | 501 |
05-Feb-21 | on mkt sell | 24.87 | AUD | ORD | -388 | -388 |
05-Feb-21 | on mkt sell | 24.87 | AUD | ORD | -2,246 | -2,246 |
05-Feb-21 | on mkt buy | 24.87 | AUD | ORD | 212 | 212 |
05-Feb-21 | on mkt sell | 24.87 | AUD | ORD | -38,489 | -38,489 |
05-Feb-21 | on mkt sell | 24.87 | AUD | ORD | -10,295 | -10,295 |
05-Feb-21 | on mkt buy | 24.87 | AUD | ORD | 298 | 298 |
05-Feb-21 | on mkt buy | 24.87 | AUD | ORD | 62 | 62 |
05-Feb-21 | on mkt buy | 24.87 | AUD | ORD | 14,814 | 14,814 |
05-Feb-21 | on mkt sell | 24.87 | AUD | ORD | -15,295 | -15,295 |
05-Feb-21 | on mkt buy | 24.87 | AUD | ORD | 3,588 | 3,588 |
05-Feb-21 | collateral transfer | n/a | AUD | ORD | -202,799 | -202,799 |
05-Feb-21 | collateral transfer | n/a | AUD | ORD | -7,745 | -7,745 |
05-Feb-21 | in specie | n/a | USD | ADR | -348 | -348 |
05-Feb-21 | in specie | n/a | AUD | ORD | 2,478 | 2,478 |
08-Feb-21 | on mkt buy | 25.26 | AUD | ORD | 464 | 464 |
08-Feb-21 | on mkt buy | 25.26 | AUD | ORD | 472 | 472 |
08-Feb-21 | on mkt buy | 25.21 | AUD | ORD | 62 | 62 |
08-Feb-21 | on mkt sell | 25.21 | AUD | ORD | -25,548 | -25,548 |
08-Feb-21 | on mkt sell | 25.21 | AUD | ORD | -2,252 | -2,252 |
08-Feb-21 | on mkt sell | 25.21 | AUD | ORD | -1,221 | -1,221 |
08-Feb-21 | on mkt buy | 25.21 | AUD | ORD | 1,950 | 1,950 |
08-Feb-21 | on mkt buy | 25.21 | AUD | ORD | 165 | 165 |
08-Feb-21 | on mkt sell | 25.21 | AUD | ORD | -59,133 | -59,133 |
08-Feb-21 | on mkt sell | 25.21 | AUD | ORD | -19,040 | -19,040 |
08-Feb-21 | on mkt sell | 25.21 | AUD | ORD | -728 | -728 |
08-Feb-21 | on mkt sell | 25.21 | AUD | ORD | -6,244 | -6,244 |
08-Feb-21 | in specie | n/a | AUD | ORD | 373 | 373 |
08-Feb-21 | collateral transfer | n/a | AUD | ORD | -152,950 | -152,950 |
08-Feb-21 | collateral transfer | n/a | AUD | ORD | 1,398 | 1,398 |
08-Feb-21 | collateral transfer | n/a | AUD | ORD | 95,578 | 95,578 |
NCM | page 1 of 132 |
Nature of change (6) / Consideration given in relation to change (7)
Person whose relevant interest changed
Class and number of securities affected
BLACKROCK ADVISORS LLC BLACKROCK ADVISORS LLC BlackRock Fund Advisors BlackRock Fund Advisors
BlackRock Institutional Trust Company, National Association
BlackRock Investment Management (UK) Limited
BlackRock Investment Management (UK) Limited
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Asset Management Canada Limited
BlackRock Advisors (UK) Limited BlackRock Investment Management (Australia) Limited
BlackRock Investment Management (Australia) Limited
BlackRock Investment Management (Australia) Limited
BlackRock Japan Co., Ltd. BlackRock Advisors (UK) Limited APERIO GROUP LLC
APERIO GROUP LLC BLACKROCK ADVISORS LLC BLACKROCK ADVISORS LLC BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Asset Management Canada Limited
BlackRock Investment Management (UK) Limited
BlackRock Asset Management Canada Limited
BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Japan Co., Ltd. BlackRock (Singapore) Limited BlackRock Advisors (UK) Limited
Date of ChangePerson whose relevant interest changed
NCM
08-Feb-21
BLACKROCK FINANCIAL MANAGEMENT, INC.
08-Feb-21 08-Feb-21
BlackRock Investment Management, LLC collateral transferBlackRock Investment Management (UK) Limited
08-Feb-21
BlackRock Asset Management North Asia collateral transfer Limited
08-Feb-21
08-Feb-21
09-Feb-21
09-Feb-21
09-Feb-21
09-Feb-21
APERIO GROUP LLC APERIO GROUP LLC BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, National Association
09-Feb-21
BlackRock Investment Management (Australia) Limited
09-Feb-21
BlackRock Investment Management (UK) Limited
09-Feb-21
09-Feb-21
09-Feb-21
09-Feb-21
09-Feb-21
09-Feb-21
09-Feb-21
09-Feb-21
BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Asset Management Canada Limited
09-Feb-21
BlackRock Asset Management Canada Limited
09-Feb-21
BlackRock Institutional Trust Company, National Association
09-Feb-21 09-Feb-21 09-Feb-21 09-Feb-21
BlackRock Japan Co., Ltd. BlackRock (Singapore) Limited BlackRock Advisors (UK) Limited BLACKROCK FINANCIAL MANAGEMENT, INC.
09-Feb-21 09-Feb-21
BlackRock Investment Management, LLC collateral transferBlackRock Investment Management (UK) Limited
09-Feb-21
BlackRock Asset Management North Asia collateral transfer Limited
09-Feb-21
09-Feb-21
10-Feb-21
10-Feb-21
10-Feb-21
10-Feb-21
10-Feb-21
10-Feb-21
10-Feb-21
10-Feb-21
APERIO GROUP LLC APERIO GROUP LLC BLACKROCK ADVISORS LLC BLACKROCK ADVISORS LLC BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited
10-Feb-21
BlackRock Investment Management (Australia) Limited
10-Feb-21
BlackRock Institutional Trust Company, National Association
10-Feb-21 10-Feb-21 10-Feb-21
BlackRock Japan Co., Ltd. BlackRock Japan Co., Ltd.
BlackRock Institutional Trust Company, National Association
10-Feb-21
BlackRock Institutional Trust Company, National Association
10-Feb-21
10-Feb-21
10-Feb-21
10-Feb-21
10-Feb-21
10-Feb-21
10-Feb-21
BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limitedcollateral transfer collateral transfer collateral transfer collateral transfer
in specie on mkt buy on mkt sell
on mkt sell on mkt buy on mkt buy on mkt sell on mkt buy on mkt buy on mkt buy on mkt buyon mkt sell on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy
in specie
in specie
in specie
in specie
in specie
in specie on mkt sellon mkt sell on mkt sell on mkt sell
in specie in specie on mkt buy on mkt buy
in specie
in speciecollateral transfercollateral transferon mkt buyon mkt buyon mkt buyon mkt sellcollateral transferon mkt sellon mkt sellon mkt sellon mkt sell
Nature of change (6) /
Person's
Consideration given in relation to
CCY
votes
affected
AUD
ORD
77
77
AUD
ORD
7,244
7,244
AUD
ORD
3,259
3,259
AUD
ORD
200
200
USD
ADR
3,933
3,933
USD
ADR
261
261
AUD
ORD
-3,999
-3,999
AUD
ORD
1,900
1,900
AUD
ORD
11,260
11,260
AUD
ORD
-3,469
-3,469
AUD
ORD
1,524
1,524
AUD
ORD
1,091
1,091
AUD
ORD
-34,080
-34,080
AUD
ORD
1,106
1,106
AUD
ORD
316
316
AUD
ORD
-474
-474
AUD
ORD
650
650
AUD
ORD
650
650
AUD
ORD
2,028
2,028
AUD
ORD
122
122
AUD
ORD
13,184
13,184
AUD
ORD
-15,253
-15,253
AUD
ORD
-616
-616
AUD
ORD
-1,398
-1,398
AUD
ORD
31,359
31,359
AUD
ORD
-74
-74
AUD
ORD
-3,733
-3,733
AUD
ORD
-2,448
-2,448
AUD
ORD
-199
-199
USD
ADR
-784
-784
USD
ADR
243
243
AUD
ORD
476
476
AUD
ORD
422
422
AUD
ORD
-73,017
-73,017
AUD
ORD
4,264
4,264
AUD
ORD
1,520
1,520
AUD
ORD
-11,997
-11,997
AUD
ORD
1,564
1,564
AUD
ORD
-3,779
-3,779
AUD
ORD
-2,601
-2,601
AUD
ORD
-659
-659
AUD
ORD
-1,087
-1,087
AUD
ORD
-1,214
-1,214
AUD
ORD
-542
-542
AUD
ORD
-882
-882
AUD
ORD
-898
-898
AUD
ORD
-474
-474
AUD
ORD
1,124
1,124
AUD
ORD
110
110
AUD
ORD
648
648
AUD
ORD
648
648
AUD
ORD
4,606
4,606
page 2 of 132
Class and number of securities affected
change (7)
n/an/an/an/an/a n/a n/a n/a 25.23 25.27
25.29
25.31
25.26
25.22
25.22
25.22
25.22
25.22
25.22
25.22
25.22
25.22
n/a n/a n/a n/a
n/an/an/an/a n/a 25.30 25.30 n/a n/a n/a n/a n/a 25.22
25.22
25.20
25.19 25.19 25.19
25.19
25.19
25.20
25.20
25.20
25.20
25.20
25.20
Date of ChangePerson whose relevant interest changed
NCM
10-Feb-21
BlackRock Asset Management Canada Limited
10-Feb-21
BlackRock Institutional Trust Company, National Association
10-Feb-21 10-Feb-21 10-Feb-21 10-Feb-21
BlackRock Japan Co., Ltd. BlackRock Advisors (UK) LimitedBlackRock Investment Management, LLC collateral transferBlackRock Investment Management (UK) Limited
10-Feb-21
10-Feb-21
10-Feb-21
11-Feb-21
11-Feb-21
APERIO GROUP LLC APERIO GROUP LLC APERIO GROUP LLC BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited
11-Feb-21
BlackRock Investment Management (UK) Limited
11-Feb-21
11-Feb-21
11-Feb-21
11-Feb-21
11-Feb-21
11-Feb-21 11-Feb-21
BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Advisors (UK) LimitedBlackRock Investment Management, LLC collateral transferBlackRock Investment Management (UK) Limited
11-Feb-21 12-Feb-21 12-Feb-21 12-Feb-21
APERIO GROUP LLC BlackRock Fund Advisors BlackRock Fund Advisors
BlackRock Investment Management (UK) Limited
12-Feb-21
12-Feb-21
12-Feb-21
12-Feb-21
12-Feb-21
12-Feb-21
BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Investment Management (Australia) Limited
12-Feb-21
BlackRock Asset Management Canada Limited
12-Feb-21
12-Feb-21
12-Feb-21
12-Feb-21
BlackRock Japan Co., Ltd. BlackRock Japan Co., Ltd. BlackRock Advisors (UK) Limited APERIO GROUP LLC
12-Feb-21
15-Feb-21
15-Feb-21
15-Feb-21
15-Feb-21
APERIO GROUP LLC BLACKROCK ADVISORS LLC BLACKROCK ADVISORS LLC BlackRock Advisors (UK) Limited BlackRock Asset Management Canada Limited
15-Feb-21 15-Feb-21 15-Feb-21
BlackRock Japan Co., Ltd. BlackRock Advisors (UK) Limited BlackRock Investment Management (UK) Limited
16-Feb-21
16-Feb-21
16-Feb-21
16-Feb-21
16-Feb-21
16-Feb-21
BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited
16-Feb-21
BlackRock Investment Management (Australia) Limited
16-Feb-21
BlackRock Investment Management (Australia) Limited
16-Feb-21
16-Feb-21
16-Feb-21
16-Feb-21
16-Feb-21
16-Feb-21
BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, National Association
BlackRock Advisors (UK) Limited
collateral transfercollateral transfer collateral transferon mkt sell on mkt buy on mkt buy in specie collateral transfer
on mkt buy on mkt sell on mkt buy on mkt buy on mkt buy on mkt sell
collateral transfer collateral transfer collateral transfer in specie in specie on mkt buy on mkt buy on mkt buy on mkt buy
collateral transfer collateral transfer collateral transferon mkt sell on mkt sell on mkt buy on mkt buy on mkt buy
in specie on mkt sell
in specie
in specie on mkt buy
in specie
in specie
in specie
in specie
in specie on mkt buy
in specie
in specie
in specie
in specieon mkt buyon mkt buycollateral transferon mkt buycollateral transferon mkt buyon mkt sellon mkt buy
Nature of change (6) /
Person's
Consideration given in relation to
CCY
votes
affected
AUD
ORD
75
75
AUD
ORD
3,439
3,439
AUD
ORD
-90,713
-90,713
AUD
ORD
598
598
AUD
ORD
-501
-501
AUD
ORD
-100
-100
USD
ADR
959
959
USD
ADR
83
83
AUD
ORD
-769
-769
AUD
ORD
8,548
8,548
AUD
ORD
-8,241
-8,241
AUD
ORD
2,403
2,403
AUD
ORD
-21,300
-21,300
AUD
ORD
509
509
AUD
ORD
10,676
10,676
AUD
ORD
-6,954
-6,954
AUD
ORD
-9,456
-9,456
AUD
ORD
-3,008
-3,008
AUD
ORD
271,307
271,307
USD
ADR
431
431
AUD
ORD
2,280
2,280
AUD
ORD
-20,862
-20,862
AUD
ORD
4,398
4,398
AUD
ORD
61
61
AUD
ORD
-4,260
-4,260
AUD
ORD
1,127
1,127
AUD
ORD
558
558
AUD
ORD
509
509
AUD
ORD
-16,241
-16,241
AUD
ORD
91
91
AUD
ORD
24,453
24,453
USD
ADR
-3,792
-3,792
AUD
ORD
-9
-9
USD
ADR
-700
-700
USD
ADR
-481
-481
AUD
ORD
337
337
AUD
ORD
574
574
AUD
ORD
2,129
2,129
AUD
ORD
34
34
AUD
ORD
-24,451
-24,451
AUD
ORD
-3,566
-3,566
AUD
ORD
4
4
AUD
ORD
-5,316
-5,316
AUD
ORD
-5,316
-5,316
AUD
ORD
2,810
2,810
AUD
ORD
4,158
4,158
AUD
ORD
1,128
1,128
AUD
ORD
15,255
15,255
AUD
ORD
-2,870
-2,870
AUD
ORD
1,435
1,435
AUD
ORD
-3,640
-3,640
AUD
ORD
-7,280
-7,280
AUD
ORD
468
468
AUD
ORD
2,028
2,028
AUD
ORD
2,391
2,391
AUD
ORD
-72,167
-72,167
page 3 of 132
Class and number of securities affected
change (7)
25.20
25.20
n/a n/an/an/an/a n/a n/a n/a 26.43
26.53
26.22 26.22 26.22 n/a n/a
n/an/an/a n/a n/a 26.06
25.96
25.96
25.96
25.96
25.96
25.96
25.96
n/a n/a n/a n/a n/a 26.16 26.16 26.05 26.05
n/a n/a n/a
n/a n/a n/a n/a n/a 25.80
25.68
25.68
25.68
25.68
25.68
25.68
25.68
n/a
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Newcrest Mining Limited published this content on 14 April 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 April 2022 00:44:10 UTC.