Shanghai Dazhong Public Utilities : Environmental, Social and Governance (ESG) Report

上海大眾公用事業（集團）股份有限公司

Shanghai Dazhong Public Utilities (Group) Co., Ltd. *

(A Joint-stock Company with Limited Liability Incorporated in the PRC)

(Stock Code: 1635)

Environmental, Social and

Governance (ESG) Report

March 30, 2021

• For identification purpose only

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Notes on the compilation of the report

This report is the Environmental, Social and Governance (ESG) Report of 2020 issued by Shanghai Dazhong Public Utilities (Group) Co., Ltd. (hereinafter referred to as "the Company" or "Dazhong Public Utilities"), which describes the philosophy, practice and progress of ESG of Dazhong Public Utilities. This report is issued after being deliberated and approved by the Board of Directors of the Company. The Board and all Directors guarantee that the report does not contain any false records, misleading statements or major omissions, and shall bear individual and joint liabilities for the truthfulness, accuracy and completeness of its contents.

• Scope of report

Range:	this report is based in Shanghai Dazhong Public Utilities (Group) Co., Ltd., and covers
	the headquarters of the Company as well as some major subsidiaries and branches etc.
Term:	from January 1, 2020 to December 31, 2020, and some internal policies and
	management measures may exceed this term.
Period:	annual report.

• Basis of report
  This report is compiled in accordance with the ESG Guide published by the Stock Exchange of Hong Kong Ltd.
• Notes on data
  All data comes from the official documents and statistics reports of Shanghai Dazhong Public Utilities (Group) Co., Ltd. The currency in this report is denominated in RMB, except as otherwise stated.
• Form of report
  This report is published in PDF. You may obtain the electronic version of this report on the official websites of Shanghai Dazhong Public Utilities (Group) Co., Ltd. and the Stock Exchange of Hong Kong Ltd.
• Contact details

Contact department:	the office of secretary to Board of Directors
Contact No.:	8621-64280679
Contact Email:	[e-mail]

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• Company summary

	Company name	上海大眾公用事業（集團）股份有限公司
	English name	SHANGHAI DAZHONG PUBLIC UTILITIES (GROUP) CO., LTD.
	HQ location	Shanghai, China
	Establishment date	December 24, 1991
	Chairman	Yang Guoping
	Listed on	Shanghai Stock Exchange/Hong Kong Stock Exchange
	Stock code	SH.600635/HK.1635
	Stock abbreviation	DZUG
•	Key performance results
	Economic results:
				2020	2019
	Total assets (RMB100 million)	232.63	225.65
	Operating revenue (RMB100 million)	49.53	54.60
	Net profit attributable to listed company's shareholders
	(RMB100 million)			5.15	5.26
	Basic EPS (RMB yuan)			0.17	0.18
	Environmental results:
				2020	2019
	Energy consumption (tons)			748,292.21	3,990,000
	CO2 emission (tons)			2,144,966.06	6,135,843.81
	Water usage (tons)			6,945,500	7,283,655.79
	Waste gas volume (tons)			1,520.79	899.37
	Waste material volume (tons)			56,207.42	61,778.93
	Social results:
				2020	2019
	No. of employees			2,962	3,055
	Employee training (person-time)	3,234	/
	Man-woman proportion of employees	79.3%	81.64%
	Education background proportion of employees	20.7%	18.36%

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CONTENTS

1	Corporate Profile	5
	1.1	About Us		5
	1.2	Organisational Structure	6
	1.3	Major Honours	6
	1.4	Responsibility Management	7
2	Corporate Governance	11
	2.1	ESG Management	11
	2.2	Standardised Management	12
	2.3	Information Disclosure	12
	2.4	Investor Relations	13
	2.5	Customer Relations Management	13
3	Environmental Performance	14
	3.1	Overview of Relevant Environmental Policies in Key Business Areas	14
	3.2	Emissions		16
		3.2.1	Emissions-related Indicators	16
	3.3	Resources Usage	18
		3.3.1	Resources Consumption	18
	3.4	Environment and Natural Resources	18
	3.5	Environmental Indicators	19
4	Social Responsibilities	20
	4.1	Employment and Labour	20
		4.1.1	Employment and Labour Standards	20
		4.1.2	Employees' Health and Safety Assurance	21
		4.1.3	Employees' Development and Training	22
		4.1.4	Legal Employment and Treatment	22
	4.2	Operation Management	23
		4.2.1	Supply Chain Management	23
		4.2.2	Anti-corruption Measures	23
		4.2.3	Product Liabilities	24
	4.3	Community Investment	24
	4.4	Community Indicators	25
5	Future Planning		27
	5.1	Risks and Opportunities of ESG	27
	5.2	Strategic and Organisational Framework	28
		5.2.1	Spurring Sustainable Development Methods	28
		5.2.2	Development Strategy and Operation Plan	29
6	Appendix		31
	6.1	Terms and Abbreviations	31
	6.2	Index		32
	6.3	Awards Winning	36
	6.4	Opinion Feedback	37

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1 Corporate Profile

1.1 About Us

Shanghai Dazhong Public Utilities (Group) Co., Ltd. was established on December 24, 1991, formerly known as Shanghai Pudong Dazhong Taxi Co., Ltd. (上海浦東大眾出租汽車股份有 限公司), the first joint stock company in the taxi industry of China. The Company's shares were listed on the Shanghai Stock Exchange on March 4, 1993 (stock short name: 大眾公用; stock code: 600635.SH) and the Main Board of the Hong Kong Stock Exchange on December 5, 2016 (stock short name: DZUG; stock code: 1635.HK). As of December 31, 2020, the outstanding shares of the Company amounted to 2,952,434,675 shares, among which there were 2,418,791,675 A shares, accounting for 81.93% and 533,643,000 H shares, accounting for 18.07%. As of December 31, 2020, the total assets of the Company amounted to RMB23.622 billion and net assets amounted to RMB8.643 billion.

Over the past 20-plus years, after continuous "innovation-driven transformation and development", the Company has transitioned from "Pudong Dazhong" to "Dazhong Scientific and Innovation", and then to "Dazhong Public Utilities". The Company adheres to steady operation and development, realising leap-forward development time after time, and has developed into an investment holding enterprise with simultaneous development of public utilities and financial investment, including city gas, sewage treatment management, urban transportation, infrastructure investment and operation, logistics and transport, and financial investment which includes financial services and venture capital business.

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