Shanghai Dazhong Public Utilities : Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 December 2021

FF301

Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities

For the month ended:	31	December 2021	Status: New Submission
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer:	Shanghai Dazhong Public Utilities (Group) Co., Ltd.
Date Submitted:	06	January 2022

I. Movements in Authorised / Registered Share Capital

1. Type of shares

Ordinary shares

Class of shares

Class H

Listed on SEHK (Note 1)

Yes

Stock code

01635

Description

H Shares

Number of authorised/registered shares

Par value

Authorised/registered share capital

Balance at close of preceding month

533,643,000

RMB

1

RMB

533,643,000

Increase / decrease (-)

0

RMB

0

Balance at close of the month

533,643,000

RMB

1

RMB

533,643,000

2. Type of shares

Ordinary shares

Class of shares

Class A

Listed on SEHK (Note 1)

No

Stock code

600635

Description

A Shares

Number of authorised/registered shares

Par value

Authorised/registered share capital

Balance at close of preceding month

2,418,791,675

RMB

1

RMB

2,418,791,675

Increase / decrease (-)

0

RMB

0

Balance at close of the month

2,418,791,675

RMB

1

RMB

2,418,791,675

Total authorised/registered share capital at the end of the month:

RMB

2,952,434,675

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II. Movements in Issued Shares

1. Type of shares	Ordinary shares	Class of shares	Class H	Listed on SEHK (Note 1)	Yes
Stock code	01635		Description	H Shares
Balance at close of preceding month		533,643,000
Increase / decrease (-)			0
Balance at close of the month			533,643,000
2. Type of shares	Ordinary shares	Class of shares	Class A	Listed on SEHK (Note 1)	No
Stock code	600635		Description	A Shares
Balance at close of preceding month		2,418,791,675
Increase / decrease (-)			0
Balance at close of the month			2,418,791,675

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III. Details of Movements in Issued Shares

(A). Share Options (under Share Option Schemes of the Issuer) Not applicable

(B). Warrants to Issue Shares of the Issuer which are to be Listed Not applicable

(C). Convertibles (i.e. Convertible into Issue Shares of the Issuer which are to be Listed) Not applicable

(D). Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be listed, including Options (other than Share Options Schemes) Not applicable

(E). Other Movements in Issued Share Not applicable

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IV. Information about Hong Kong Depositary Receipt (HDR) Not applicable

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V. Confirmations

Not applicable

Submitted by:	Zhao Fei
Title:
Joint Company Secretary
	(Director, Secretary or other Duly Authorised Officer)

Notes

1. SEHK refers to Stock Exchange of Hong Kong.
2. Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under Main Board Rule 13.25A / GEM Rule 17.27A in relation to the securities issued, no further confirmation is required to be made in this return.
3. "Identical" means in this context:
4. • the securities are of the same nominal value with the same amount called up or paid up;
   • they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
   • they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
5. If there is insufficient space, please submit additional document.
6. In the context of repurchase of shares:
7. • "shares issuable to be listed on SEHK" should be construed as "shares repurchased listed on SEHK"; and
   • "stock code of shares issuable (if listed on SEHK)" should be construed as "stock code of shares repurchased (if listed on SEHK)"; and
   • "type of shares issuable" should be construed as "type of shares repurchased"; and
   • "issue and allotment date" should be construed as "cancellation date"
8. In the context of redemption of shares:
9. • "shares issuable to be listed on SEHK" should be construed as "shares redeemed listed on SEHK"; and

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