Monthly Return of Equity Issuer on Movements in Securities
For the month ended
(dd/mm/yyyy) :31/12/2019
To : Hong Kong Exchanges and Clearing Limited
China Minsheng Banking Corp., Ltd. (the "Company") | |||||||||||||||
Name of Issuer | (a joint stock company incorporated in the People's | ||||||||||||||
Republic of China with limited liability) | |||||||||||||||
Date Submitted | 06/01/2020 | ||||||||||||||
I. Movements in Authorised Share Capital | |||||||||||||||
1. Ordinary Shares | |||||||||||||||
(1) Stock code : 01988 | Description : | H Shares | |||||||||||||
No. of ordinary | Par value | Authorised share | |||||||||||||
capital | |||||||||||||||
shares | (RMB) | (RMB) | |||||||||||||
Balance at close of preceding month | 8,320,295,289 | 1.00 | 8,320,295,289 | ||||||||||||
Increase/(decrease) | 0 | 0 | |||||||||||||
Balance at close of the month | 8,320,295,289 | 1.00 | 8,320,295,289 | ||||||||||||
(2) Stock code : 600016 | Description : | A Shares | |||||||||||||
No. of ordinary | Par value | Authorised share | |||||||||||||
capital | |||||||||||||||
shares | (RMB) | (RMB) | |||||||||||||
Balance at close of preceding month | 35,462,123,213 | 1.00 | 35,462,123,213 | ||||||||||||
Increase/(decrease) | 0 | 0 | |||||||||||||
Balance at close of the month | 35,462,123,213 | 1.00 | 35,462,123,213 | ||||||||||||
March 2019
2. Preference Shares
U.S.$1,439,000,000 4.95% Non- | ||||||||||||||
Cumulative Perpetual Offshore | ||||||||||||||
Preference Shares ("USD Offshore | ||||||||||||||
Stock code : | 4609 | Description : | Preference Shares") | |||||||||||
Authorised share | ||||||||||||||
No. of | capital | |||||||||||||
preference | Par value | (USD) | ||||||||||||
shares | (RMB) | (See Remark 1) | ||||||||||||
Balance at close of preceding month | 71,950,000 | 100 | 1,439,000,000 | |||||||||||
Increase/(decrease) | 0 | 0 | ||||||||||||
Balance at close of the month | 71,950,000 | 100 | 1,439,000,000 | |||||||||||
RMB20,000,000,000 4.38% Non- | ||||||||||||||
Cumulative And Non-Participating | ||||||||||||||
Perpetual Domestic Preference Shares | ||||||||||||||
Stock code : | 360037 | Description : | ("Domestic Preference Shares") | |||||||||||
No. of | Authorised share | |||||||||||||
preference | Par value | capital | ||||||||||||
shares | (RMB) | (RMB) | ||||||||||||
Balance at close of preceding month | 200,000,000 | 100 | 20,000,000,000 | |||||||||||
Increase/(decrease) | 0 | 0 | ||||||||||||
Balance at close of the month | 200,000,000 | 100 | 20,000,000,000 | |||||||||||
3. Other Classes of Shares | ||||||||||||||
Stock code : | N/A | Description : | N/A | |||||||||||
No. of other | Par value | Authorised share | ||||||||||||
classes of | (State | capital | ||||||||||||
shares | currency) | (State currency) | ||||||||||||
Balance at close of preceding month | N/A | N/A | N/A | |||||||||||
Increase/(decrease) | N/A | N/A | ||||||||||||
Balance at close of the month | N/A | N/A | N/A | |||||||||||
Total authorised share capital at the end of the month | 73,715,547,702 (See |
(TOTAL REGISTERED SHARE CAPITAL AND | Remark 2) |
PREFERENCE SHARES) (RMB) : |
March 2019
II. Movements in Issued Share Capital
No. of ordinary shares | No of preference shares | No. of other | ||||||||||||||||||||||||||||
(1) USD Offshore | (2) Domestic | classes of | ||||||||||||||||||||||||||||
Balance at | (1) H Shares | (2) A Shares | Preference Shares Preference Shares | shares | ||||||||||||||||||||||||||
close of | ||||||||||||||||||||||||||||||
preceding | ||||||||||||||||||||||||||||||
month | 8,320,295,289 | 35,462,123,213 | 71,950,000 | 200,000,000 | N/A | |||||||||||||||||||||||||
Increase/ | ||||||||||||||||||||||||||||||
(decrease) | ||||||||||||||||||||||||||||||
during the | ||||||||||||||||||||||||||||||
month | 0 | 0 | 0 | 0 | N/A | |||||||||||||||||||||||||
Balance at | ||||||||||||||||||||||||||||||
close of the | ||||||||||||||||||||||||||||||
month | 8,320,295,289 | 35,462,123,213 | 71,950,000 | 200,000,000 | N/A | |||||||||||||||||||||||||
III. Details of Movements in Issued Share Capital | ||||||||||||||||||||||||||||||
Share Options (under Share Option Schemes of the Issuer) | ||||||||||||||||||||||||||||||
Particulars of | No. of new shares of No. of new shares of | |||||||||||||||||||||||||||||
share option | issuer issued during | issuer which may be | ||||||||||||||||||||||||||||
scheme | the month pursuant | issued pursuant | ||||||||||||||||||||||||||||
including EGM | Movement during the month | thereto | thereto as at close of | |||||||||||||||||||||||||||
approval date | the month | |||||||||||||||||||||||||||||
(dd/mm/yyyy) and | ||||||||||||||||||||||||||||||
class of shares | ||||||||||||||||||||||||||||||
issuable | Granted | Exercised | Cancelled | Lapsed | ||||||||||||||||||||||||||
1. N/A | N/A | N/A | N/A | N/A | N/A | N/A | ||||||||||||||||||||||||
( | / | / | ) | |||||||||||||||||||||||||||
shares | ||||||||||||||||||||||||||||||
(Note 1) | ||||||||||||||||||||||||||||||
2. N/A | N/A | N/A | N/A | N/A | N/A | N/A | ||||||||||||||||||||||||
( | / | / | ) | |||||||||||||||||||||||||||
shares | ||||||||||||||||||||||||||||||
(Note 1) | ||||||||||||||||||||||||||||||
3. N/A | N/A | N/A | N/A | N/A | N/A | N/A | ||||||||||||||||||||||||
( | / | / | ) | |||||||||||||||||||||||||||
shares | ||||||||||||||||||||||||||||||
(Note 1) | Total A. | (Ordinary shares) | N/A | |||||||||||||||||||||||||||
(Preference shares) | N/A | |||||||||||||||||||||||||||||
(Other class) | N/A | |||||||||||||||||||||||||||||
Total funds raised during the month from exercise | ||||||||||||||||||||||||||||||
of options (State currency) | N/A | |||||||||||||||||||||||||||||
March 2019
Warrants to Issue Shares of the Issuer which are to be Listed
No. of new | No. of new | |||||||||||||||||
shares of | shares of | |||||||||||||||||
issuer | issuer which | |||||||||||||||||
issued | may be | |||||||||||||||||
Nominal value | during the | issued | ||||||||||||||||
month | pursuant | |||||||||||||||||
Currency | at close of | Exercised | Nominal value | pursuant | thereto as at | |||||||||||||
Description of warrants | of nominal | preceding | during the | at close of the | thereto | close of the | ||||||||||||
(Date of expiry - dd/mm/yyyy) | value | month | month | month | month | |||||||||||||
1. N/A | N/A | N/A | N/A | N/A | N/A | N/A | ||||||||||||
( | / | / | ) | |||||||||||||||
Stock code (if listed) | N/A | |||||||||||||||||
Class of shares | ||||||||||||||||||
issuable (Note 1) | N/A | |||||||||||||||||
Subscription price | N/A | |||||||||||||||||
EGM approval date | ||||||||||||||||||
(if applicable) | ||||||||||||||||||
(dd/mm/yyyy) | N/A | |||||||||||||||||
2. N/A | N/A | N/A | N/A | N/A | N/A | N/A | ||||||||||||
( | / | / | ) | |||||||||||||||
Stock code (if listed) | N/A | |||||||||||||||||
Class of shares | ||||||||||||||||||
issuable (Note 1) | N/A | |||||||||||||||||
Subscription price | N/A | |||||||||||||||||
EGM approval date | ||||||||||||||||||
(if applicable) | ||||||||||||||||||
(dd/mm/yyyy) | N/A | |||||||||||||||||
3. N/A | N/A | N/A | N/A | N/A | N/A | N/A | ||||||||||||
( | / | / | ) | |||||||||||||||
Stock code (if listed) | N/A | |||||||||||||||||
Class of shares | ||||||||||||||||||
issuable (Note 1) | N/A | |||||||||||||||||
Subscription price | N/A | |||||||||||||||||
EGM approval date | ||||||||||||||||||
(if applicable) | ||||||||||||||||||
(dd/mm/yyyy) | N/A | |||||||||||||||||
4. N/A | N/A | N/A | N/A | N/A | N/A | N/A | ||||||||||||
( | / | / | ) | |||||||||||||||
Stock code (if listed) | N/A | |||||||||||||||||
Class of shares | ||||||||||||||||||
issuable (Note 1) | N/A | |||||||||||||||||
Subscription price | N/A | |||||||||||||||||
EGM approval date | ||||||||||||||||||
(if applicable) | ||||||||||||||||||
(dd/mm/yyyy) | N/A |
Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A
March 2019
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
Am | No. of new | No. of new | ||||
ount | shares of | shares of | ||||
at | issuer | issuer which | ||||
clos | issued | may be | ||||
e of | during the | issued | ||||
prec | month | pursuant | ||||
edin | pursuant | thereto as at | ||||
Currency of | g | Converted during the | Amount at | thereto | close of the | |
amount | mon | close of the | month | |||
Class and description | outstanding | th | month | month |
1. USD Offshore Preference Shares, convertible compulsorily upon occurrence of a trigger
event pursuant to the | 1,770,253, | ||||||||
terms and conditions | 425 H | ||||||||
with respect to the USD | Shares | ||||||||
Offshore Preference | 1,439,000, | (See | |||||||
Shares | USD | 1,439,000,000 | - | 000 | - | Remark 3) | |||
Stock code (if listed) | 4609 | ||||||||
Class of shares | |||||||||
issuable (Note 1) | H Shares | ||||||||
The initial conversion | |||||||||
price is HK$7.56 per H | |||||||||
Share, adjusted to | |||||||||
HK$6.30 per H Share | |||||||||
since 27 July 2018, | |||||||||
Subscription price | subject to adjustment | ||||||||
EGM approval date | |||||||||
(if applicable) | |||||||||
(dd/mm/yyyy)) | (01/02/2016) |
2. Domestic Preference Shares, convertible compulsorily upon occurrence of a trigger event pursuant to the
terms and conditions | |||||||||
with respect to the | 2,728,512, | ||||||||
Domestic Preference | 20,000,000,00 | 20,000,000, | 960 A | ||||||
Shares | RMB | 0 | - | 000 | - | Shares | |||
Stock code (if listed) | |||||||||
Class of shares | |||||||||
issuable (Note 1) | A Shares | ||||||||
The initial conversion | |||||||||
price is RMB8.79 per | |||||||||
A Share, adjusted to | |||||||||
RMB7.33 per A Share | |||||||||
since 21 June 2018, | |||||||||
Subscription price | subject to adjustment | ||||||||
EGM approval date | |||||||||
(if applicable) | |||||||||
(dd/mm/yyyy) | (1/02/2016) | Total C. (Ordinary shares) | 0 | ||||||
(USD Offshore Preference shares) | 0 | ||||||||
(Domestic Preference shares) | 0 | ||||||||
(Other class) | N/A | ||||||||
March 2019
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
No. of new shares | No. of new shares of | ||||||
of issuer issued | issuer which may be | ||||||
during the month | issued pursuant | ||||||
pursuant thereto | thereto as at close of | ||||||
Full particulars including EGM approval date (dd/mm/yyyy), | the month | ||||||
if applicable, and class of shares issuable: | |||||||
1. | N/A | N/A | N/A | ||||
( | / | / | ) | ||||
shares (Note 1) | |||||||
2. | N/A | N/A | N/A | ||||
( | / | / | ) | ||||
shares (Note 1) | |||||||
3. | N/A | N/A | N/A | ||||
( | / | / | ) | ||||
shares (Note 1) | |||||||
N/A | |||||||
Total D. (Ordinary shares) | |||||||
(Preference shares) | N/A | ||||||
(Other class) | N/A | ||||||
March 2019
Other Movements in Issued Share Capital
No. of new | No. of new | |||||||||||||
shares of | shares of | |||||||||||||
issuer | issuer which | |||||||||||||
issued | may be | |||||||||||||
during the | issued | |||||||||||||
month | pursuant | |||||||||||||
pursuant | thereto as at | |||||||||||||
thereto | close of the | |||||||||||||
Type of Issue | month | |||||||||||||
Class | of | shares | ________ | |||||||||||
issuable (Note 1) | ||||||||||||||
1. | Rights issue | At price : | State | Issue and allotment | ( | / | / | ) | ||||||
currency | date : (dd/mm/yyyy) | |||||||||||||
EGM approval date: | ( | / | / | ) | ||||||||||
(dd/mm/yyyy) | N/A | N/A | ||||||||||||
Class | of | shares | ________ | |||||||||||
issuable (Note 1) | ||||||||||||||
2. | Open offer | At price : | State | Issue and allotment | ( | / | / | ) | ||||||
currency | date : (dd/mm/yyyy) | |||||||||||||
EGM approval date: | ( | / | / | ) | ||||||||||
(dd/mm/yyyy) | N/A | N/A | ||||||||||||
Class | of | shares | ________ | |||||||||||
issuable (Note 1) | ||||||||||||||
3. | Placing | At price : | State | Issue and allotment | ( | / | / | ) | ||||||
currency | date : (dd/mm/yyyy) | |||||||||||||
EGM approval date: | ( | / | / | ) | ||||||||||
(dd/mm/yyyy) | N/A | N/A | ||||||||||||
Class | of | shares | ________ | |||||||||||
issuable (Note 1) | ||||||||||||||
4. | Bonus issue | Issue and allotment | ( | / | / | ) | ||||||||
date : (dd/mm/yyyy) | ||||||||||||||
EGM approval date: | ( | / | / | ) | ||||||||||
(dd/mm/yyyy) | N/A | N/A | ||||||||||||
March 2019
No. of new | No. of new |
shares of | shares of |
issuer | issuer which |
issued | may be |
during the | issued |
month | pursuant |
pursuant | thereto as at |
thereto | close of the |
Type of Issue | month |
5. Scrip dividend At price : | State |
currency | |
Class | of | shares | ________ | ||||
issuable (Note 1) | |||||||
Issue and allotment | ( | / | / | ) | |||
date : (dd/mm/yyyy) | |||||||
EGM approval date: | ( | / | / | ) | |||
(dd/mm/yyyy) | N/A | N/A | |||||
Class | of | shares | ________ | ||||||||||
repurchased (Note 1) | |||||||||||||
6. | Repurchase of | Cancellation date : | ( | / | / | ) | |||||||
shares | (dd/mm/yyyy) | ||||||||||||
EGM approval date: | ( | / | / | ) | |||||||||
(dd/mm/yyyy) | N/A | N/A | |||||||||||
Class | of | shares | ________ | ||||||||||
redeemed (Note 1) | |||||||||||||
7. | Redemption of | Redemption date : | ( | / | / | ) | |||||||
shares | (dd/mm/yyyy) | ||||||||||||
EGM approval date: | ( | / | / | ) | |||||||||
(dd/mm/yyyy) | N/A | N/A | |||||||||||
Class | of | shares | ________ | ||||||||||
issuable (Note 1) | |||||||||||||
8. | Consideration | At price : | State | Issue and allotment | ( | / | / | ) | |||||
issue | currency | date : (dd/mm/yyyy) | |||||||||||
( | / | / | ) | ||||||||||
EGM approval date: | |||||||||||||
(dd/mm/yyyy) | N/A | N/A | |||||||||||
March 2019
No. of new | No. of new | |||||||||||||||||
shares of | shares of | |||||||||||||||||
issuer | issuer which | |||||||||||||||||
issued | may be | |||||||||||||||||
during the | issued | |||||||||||||||||
month | pursuant | |||||||||||||||||
pursuant | thereto as at | |||||||||||||||||
thereto | close of the | |||||||||||||||||
Type of Issue | month | |||||||||||||||||
Class | of | shares | ________ | |||||||||||||||
issuable (Note 1) | ||||||||||||||||||
9. Capital | Issue and allotment | ( | / | / | ) | |||||||||||||
reorganisation | date : (dd/mm/yyyy) | |||||||||||||||||
EGM approval date: | ( | / | / | ) | ||||||||||||||
(dd/mm/yyyy) | N/A | N/A | ||||||||||||||||
Class | of | shares | ________ | |||||||||||||||
issuable (Note 1) | ||||||||||||||||||
10. Other | At price : | State | Issue and allotment | ( | / | / | ) | |||||||||||
(Please specify) | currency | |||||||||||||||||
date : (dd/mm/yyyy) | ||||||||||||||||||
EGM approval date: | ( | / | / | ) | N/A | N/A | ||||||||||||
(dd/mm/yyyy) | ||||||||||||||||||
Total E. | (Ordinary | N/A | ||||||||||||||||
shares) | ||||||||||||||||||
(Preference shares) | N/A | |||||||||||||||||
(Other class) | N/A | |||||||||||||||||
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): | (1) | 0 | ||||||||||||||||
(2) | 0 | |||||||||||||||||
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):(1) | 0 | |||||||||||||||||
(2) | 0 | |||||||||||||||||
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to | ||||||||||||||||||
N/A | ||||||||||||||||||
E): |
(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)
IV. Confirmations
We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:
(Note 2)
- all money due to the listed issuer in respect of the issue of securities has been received by it;
- all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;
- all (if any) conditions contained in the formal letter granting listing of and permission to deal in the
March 2019
securities have been fulfilled;
- all the securities of each class are in all respects identical (Note 3);
- all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;
- all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;
- completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and
- the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.
Remarks (if any):
- Calculated in accordance with the number of offshore preference shares issued in U.S. dollars and the amount of proceeds raised from the issuance of each share, which is US$20 for each USD Offshore Preference Share issued.
- Calculated based on the aggregate of ordinary share capital and the total proceeds raised from the issuance of the USD Offshore Preference Shares, in which the total amount of proceeds raised from the issuance is converted into Renminbi at the central parity rate between Renminbi and U.S. dollars of RMB6.9028 to US$1.00 as published by the China Foreign Exchange Trading Centre on 14 December 2016.
- The conversion price was adjusted to HK$6.30 per H Share since 27 July 2018, subject to adjustment, using the cross rate between Hong Kong dollars (HK$1.00 to RMB0.83040) and U.S. dollars (U.S.$1.00 to RMB6.4358) based on the RMB central parity rate published by the China Foreign Exchange Trading Centre on the trading day immediately preceding the publication of the Board resolution approving the issuance of USD Offshore Preference Shares.
Submitted by: ___Wong Wai Yee, Ella___
Title: ________Company Secretary________
(Director, Secretary or other duly authorised officer)
Notes :
- State the class of shares (e.g. ordinary, preference or other).
- Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.
- "Identical" means in this context:
- the securities are of the same nominal value with the same amount called up or paid up;
- they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
- they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
- If there is insufficient space, please append the prescribed continuation sheet.
March 2019
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Disclaimer
CMBC - China Minsheng Banking Corporation Ltd. published this content on 06 January 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 06 January 2020 12:07:05 UTC