Item 5.07. Submission of Matters to a Vote of Security Holders.
On
The number of votes cast for or against, and the number of withheld and total broker non-votes with respect to each matter voted upon, as applicable, are set forth below:
Proposal 1. Election of directors.
Nominee For Against Withheld Broker Non-Votes Joseph A. Jolson 10,974,377 0 125,346 2,456,125 Craig R. Johnson 10,862,703 0 237,020 2,456,125 Carter D. Mack 10,797,091 0 302,632 2,456,125 Mark L. Lehmann 10,944,000 0 155,723 2,456,125 Glenn H. Tongue 10,750,689 0 349,034 2,456,125 Kenneth M. Karmin 10,767,566 0 322,157 2,456,125 H. Mark Lunenburg 10,839,241 0 260,482 2,456,125 David M. DiPietro 10,767,766 0 331,957 2,456,125 Jonathan M. Orszag 10,638,362 0 461,361 2,456,125
The following matters were approved by the votes indicated:
Proposal 2. Ratification of the appointment of
independent registered public accounting firm for the fiscal year ending December 31, 2020. For Against Abstain Broker Non-votes 13,504,612 40,859 10,377 * ------------------------ * Not applicable
Proposal 3. Approval, on a non-binding advisory basis, of the compensation of the
Company's named executive officers as disclosed in the proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission. For Against Abstain Broker Non-votes 10,825,152 254,683 19,888 2,456,125
--------------------------------------------------------------------------------
Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
JMP Group LLC
Date:
Walter Conroy Chief Legal Officer
© Edgar Online, source