FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
(Check all applicable) |
Hilton Michael F | NORDSON CORP [ NDSN ] | __X__ Director | _____ 10% Owner | ||||||||||||||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | ||||||||||||||||||||||||||
__X__ Officer (give title below) _____ Other (specify below) | |||||||||||||||||||||||||||||
28601 CLEMENS ROAD | 9/6/2019 | President, CEO | |||||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||||||||||||
WESTLAKE, OH 44145 | _X _ Form filed by One Reporting Person | ||||||||||||||||||||||||||||
(City) | (State) | (Zip) | ___ Form filed by More than One Reporting Person | ||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||
1.Title of Security | 2. Trans. Date | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) or | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | ||||||||||||||||||||||
(Instr. 3) | Execution | (Instr. 8) | Disposed of (D) | Following Reported Transaction(s) | Ownership | of Indirect | |||||||||||||||||||||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | |||||||||||||||||||||||||
Direct (D) | Ownership | ||||||||||||||||||||||||||||
or Indirect | (Instr. 4) | ||||||||||||||||||||||||||||
(A) or | (I) (Instr. | ||||||||||||||||||||||||||||
Code | V | Amount | (D) | Price | 4) | ||||||||||||||||||||||||
Common Stock | 9/6/2019 | S | 5000 | D | $138.85 (1) | 219455 | D | ||||||||||||||||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||||||||||
1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | ||||||||||||||||||
Security | Conversion | Date | Execution | (Instr. 8) | Derivative | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | ||||||||||||||||||
(Instr. 3) | or Exercise | Date, if any | Securities Acquired | Derivative Security | Security | Securities | Form of | Beneficial | |||||||||||||||||||||
Price of | (A) or Disposed of | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | |||||||||||||||||||||||
Derivative | (D) | Owned | Security: | (Instr. 4) | |||||||||||||||||||||||||
Security | (Instr. 3, 4 and 5) | Following | Direct (D) | ||||||||||||||||||||||||||
Reported | or Indirect | ||||||||||||||||||||||||||||
Date | Expiration | Amount or | |||||||||||||||||||||||||||
Transaction(s) | (I) (Instr. | ||||||||||||||||||||||||||||
Title | Number of | ||||||||||||||||||||||||||||
Exercisable | Date | (Instr. 4) | 4) | ||||||||||||||||||||||||||
Code | V | (A) | (D) | Shares | |||||||||||||||||||||||||
Employee Stock | (2) | Common | |||||||||||||||||||||||||||
Options (right to | $61.59 | 11/28/2022 | 43000 | 43000 | D | ||||||||||||||||||||||||
Stock | |||||||||||||||||||||||||||||
buy) | |||||||||||||||||||||||||||||
Employee Stock | (2) | Common | |||||||||||||||||||||||||||
Options (right to | $71.75 | 11/25/2023 | 42700 | 42700 | D | ||||||||||||||||||||||||
Stock | |||||||||||||||||||||||||||||
buy) | |||||||||||||||||||||||||||||
Employee Stock | (2) | Common | |||||||||||||||||||||||||||
Options (right to | $79.66 | 11/24/2024 | 49100 | 49100 | D | ||||||||||||||||||||||||
Stock | |||||||||||||||||||||||||||||
buy) | |||||||||||||||||||||||||||||
Employee Stock | (3) | Common | |||||||||||||||||||||||||||
Options (right to | $70.91 | 11/23/2025 | 72800 | 72800 | D | ||||||||||||||||||||||||
Stock | |||||||||||||||||||||||||||||
buy) | |||||||||||||||||||||||||||||
Employee Stock | (4) | Common | |||||||||||||||||||||||||||
Options (right to | $107.65 | 11/21/2026 | 60400 | 60400 | D | ||||||||||||||||||||||||
Stock | |||||||||||||||||||||||||||||
buy) | |||||||||||||||||||||||||||||
Employee Stock | (5) | Common | |||||||||||||||||||||||||||
Options (right to | $127.67 | 11/20/2027 | 55800 | 55800 | D | ||||||||||||||||||||||||
Stock | |||||||||||||||||||||||||||||
buy) | |||||||||||||||||||||||||||||
Employee Stock | (6) | Common | |||||||||||||||||||||||||||
Options (right to | $124.90 | 11/26/2028 | 51400 | 51400 | D | ||||||||||||||||||||||||
Stock | |||||||||||||||||||||||||||||
buy) | |||||||||||||||||||||||||||||
Explanation of Responses:
- Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $138.85 to $138.93. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- All such options have fully vested.
- The options vest in 4 equal annual installments beginning on November 23, 2016.
- The options vest in 4 equal annual installments beginning on November 21, 2017.
- The options vest in 4 equal annual installments beginning on November 20, 2018.
- The options vest in 4 equal annual installments beginning on November 26, 2019.
Reporting Owners
Reporting Owner Name / Address | Relationships | |||||
Director | 10% Owner | Officer | Other | |||
Hilton Michael F | ||||||
28601 CLEMENS ROAD | X | President, CEO | ||||
WESTLAKE, OH 44145 | ||||||
Signatures | ||||||
Gina A. Beredo | 9/9/2019 | |||||
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Attachments
- Original document
- Permalink
Disclaimer
Nordson Corporation published this content on 09 September 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 09 September 2019 14:16:03 UTC