Fred Ricciardi

Director/Board Member at PIONEER DIVERSIFIED HIGH INCOME FUND, INC.

76 year

Miscellaneous

Finance

Profile

Fred J.
Ricciardi is currently an Independent Director at Pioneer Municipal High Income Fund, Inc., an Independent Director at Pioneer Municipal High Income Opportunities Fund, Inc., an Independent Trustee at Pioneer High Income Fund, Inc., an Independent Trustee at Pioneer Floating Rate Fund, Inc., an Independent Trustee at Pioneer Diversified High Income Fund, Inc., an Independent Trustee at Pioneer ILS Interval Fund, an Independent Trustee at Pioneer Municipal High Income Advantage Fund, Inc., and a Trustee at Pioneer Securitized Income Fund.
In the past, Mr. Ricciardi served as the Chairman at BNY Alternative Investment Services, Inc. from 2005 to 2007.
He was also a Director at The Swiss Helvetia Fund, Inc., BNY Hamilton Funds, Inc., Financial Models Holdings, Inc., BNY International Financing Corp., AIB, Mellon Overseas Investment Corp., and BNY Mellon, NA, where he held the position of Executive Vice President from 1969 to 2012.

Fred Ricciardi active positions

Companies	Position	Start
PIONEER DIVERSIFIED HIGH INCOME FUND, INC.	Director/Board Member	2014-11-09
PIONEER MUNICIPAL HIGH INCOME FUND, INC.	Director/Board Member	2013-12-31
PIONEER HIGH INCOME FUND, INC.	Director/Board Member	2013-12-31
PIONEER FLOATING RATE FUND, INC.	Director/Board Member	2013-12-31
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.	Director/Board Member	2013-12-31
PIONEER MUNICIPAL HIGH INCOME OPPORTUNITIES FUND, INC.	Director/Board Member	2020-12-31
Pioneer ILS Interval Fund Pioneer ILS Interval Fund Investment Trusts/Mutual FundsMiscellaneous Pioneer ILS Interval Fund is a non-diversified, closed-end management investment company. The fund invests primarily in insurance-linked securities. Insurance-linked securities may include event-linked bonds also known as insurance-linked bonds or catastrophe bonds, quota share instruments also known as insurance sidecars, collateralized reinsurance investments, industry loss warranties, event-linked swaps, securities of companies in the insurance or reinsurance industries, and other insurance- and reinsurance related securities. Pioneer Investment Management, Inc. is the fund’s investment adviser. The company was founded on July 15, 2014 and is headquartered Boston, MA.	Director/Board Member	2013-12-31
Pioneer Securitized Income Fund Pioneer Securitized Income Fund Investment Trusts/Mutual FundsMiscellaneous Pioneer Securitized Income Fund is a closed-end investment fund. The investment objective of the fund is to seek total return. The company was founded on July 16, 2019 and is headquartered in Boston, MA.	Director/Board Member	-

All active positions of Fred Ricciardi

Former positions of Fred Ricciardi

Companies	Position	End
BNY Mellon, NA BNY Mellon, NA Investment ManagersFinance BNY Mellon, NA operates as a nationally chartered commercial bank. The company is headquartered in Pittsburgh, PA.	Corporate Officer/Principal	2011-12-31
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Linked companies

Private companies	16
The Swiss Helvetia Fund, Inc. The Swiss Helvetia Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Swiss Helvetia Fund, Inc. operates as a non-diversified, closed end investment fund. It intends to seek long-term capital appreciation through investment in equity and equity-linked securities of Swiss companies and it also intends to acquire and hold equity and equity-linked securities of non-Swiss companies in limited instances. The company was founded on October 24, 1986 and is headquartered in Milwaukee, WI.	Miscellaneous
BNY Hamilton Funds, Inc.	Miscellaneous
Pioneer High Income Fund, Inc. Pioneer High Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Pioneer High Income Fund, Inc. is a closed-end management investment trust. Its investment objective is to provide a level of current income and seek capital appreciation. The company was founded on January 30, 2002 and is headquartered in Boston, MA.	Miscellaneous
Pioneer Municipal High Income Fund, Inc. Pioneer Municipal High Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Pioneer Municipal High Income Fund, Inc. is a closed-end investment fund. Its objective is to seek a high level of current income exempt from regular federal income tax. Pioneer Municipal High Income Trust was founded on March 13, 2003 and is headquartered in Boston, MA.	Miscellaneous
Pioneer Floating Rate Fund, Inc. Pioneer Floating Rate Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Pioneer Floating Rate Trust operates as a closed-end investment company. Its objective is to seek high current income with capital preservation through investing in floating-rate loans, emerging market issuers, and hedging transactions. The company was founded on October 6, 2004 and is headquartered in Boston, MA.	Miscellaneous
Financial Models Holdings, Inc.
Pioneer Diversified High Income Fund, Inc. Pioneer Diversified High Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Pioneer Diversified High Income Fund, Inc. is a closed-end investment fund, which engages in current income, with the potential for capital appreciation as a secondary objective. It invests in yielding asset classes, including global yield bonds, leveraged bank loans, and event-linked bonds. The company was founded on January 31, 2007 and is headquartered in Boston, MA.	Miscellaneous
Pioneer ILS Interval Fund Pioneer ILS Interval Fund Investment Trusts/Mutual FundsMiscellaneous Pioneer ILS Interval Fund is a non-diversified, closed-end management investment company. The fund invests primarily in insurance-linked securities. Insurance-linked securities may include event-linked bonds also known as insurance-linked bonds or catastrophe bonds, quota share instruments also known as insurance sidecars, collateralized reinsurance investments, industry loss warranties, event-linked swaps, securities of companies in the insurance or reinsurance industries, and other insurance- and reinsurance related securities. Pioneer Investment Management, Inc. is the fund’s investment adviser. The company was founded on July 15, 2014 and is headquartered Boston, MA.	Miscellaneous
BNY International Financing Corp. BNY International Financing Corp. Investment Banks/BrokersFinance BNY International Financing Corporation offers financial services to domestic and foreign enterprises. The company is based in New York, New York.	Finance
Pioneer Municipal High Income Advantage Fund, Inc. Pioneer Municipal High Income Advantage Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Pioneer Municipal High Income Advantage Fund, Inc. is a closed-end investment fund or investment trust. Its primary objective is to seek a high level of current income exempt from regular federal income tax and the secondary objective is to seek capital appreciation to the extent that it is consistent with its primary investment objective. The company was founded on August 6, 2003 and is headquartered in Boston, MA.	Miscellaneous
AIB/BNY Securities Services (Ireland) Ltd.	Finance
BNY Alternative Investment Services, Inc.
BNY Mellon, NA BNY Mellon, NA Investment ManagersFinance BNY Mellon, NA operates as a nationally chartered commercial bank. The company is headquartered in Pittsburgh, PA.	Finance
Mellon Overseas Investment Corp.
Pioneer Securitized Income Fund Pioneer Securitized Income Fund Investment Trusts/Mutual FundsMiscellaneous Pioneer Securitized Income Fund is a closed-end investment fund. The investment objective of the fund is to seek total return. The company was founded on July 16, 2019 and is headquartered in Boston, MA.	Miscellaneous
Pioneer Municipal High Income Opportunities Fund, Inc. Pioneer Municipal High Income Opportunities Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Pioneer Municipal High Income Opportunities Fund, Inc. operates as a closed-end management investment company. The company was founded on May 14, 2021 and is headquartered in Boston, MA.	Miscellaneous