Profile
J.
Richard Leaman formerly worked at UBS Investment Bank (US), as Chairman from 2005 to 2009, Moelis & Co., as Vice Chairman & Managing Director from 2012 to 2019, Avantax, Inc., as Independent Director from 2022 to 2023, Moelis & Co. LLC, as Managing Director, UBS Group AG, as Joint Global Head-Mergers & Acquisitions, Dillon, Read & Co., Inc., as Principal, Dillon, Read & Co., Inc., as Head-Healthcare from 1995 to 1997, Smith Barney Harris Upham & Co., Inc., as Principal, Harris Upham & Co, Inc., as Principal, and Smith Barney & Co., Inc., as Principal.
Mr. Leaman received his undergraduate degree from Duke University and Masters Business Admin degree from The Fuqua School of Business.
Former positions of J. Richard Leaman
| Companies | Position | End |
|---|---|---|
| AVANTAX, INC. | Director/Board Member | 2023-11-26 |
| MOELIS & COMPANY | Director/Board Member | 2019-02-28 |
UBS Investment Bank (US)
 UBS Investment Bank (US) Investment Banks/BrokersFinance UBS Investment Bank provides investment banking and securities brokerage services. Its clients include institutional and corporate clients, intermediaries, governments, and hedge funds. The firm also provides merger and acquisition advisory, private placement, investment research, foreign exchange, equity, and leverage finance advisory services. The firm is headquartered in San Francisco, CA. | Chairman | 2009-12-30 |
| Dillon, Read & Co., Inc. | Corporate Officer/Principal | 1996-12-31 |
| UBS GROUP AG | Corporate Officer/Principal | - |
Training of J. Richard Leaman
| Duke University | Undergraduate Degree |
| The Fuqua School of Business | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 3 |
|---|---|
| MOELIS & COMPANY | Finance |
| AVANTAX, INC. | Technology Services |
| UBS GROUP AG | Finance |
| Private companies | 6 |
|---|---|
| Dillon, Read & Co., Inc. | Finance |
| Smith Barney Harris Upham & Co., Inc. | Finance |
UBS Investment Bank (US)
UBS Investment Bank (US) Investment Banks/BrokersFinance UBS Investment Bank provides investment banking and securities brokerage services. Its clients include institutional and corporate clients, intermediaries, governments, and hedge funds. The firm also provides merger and acquisition advisory, private placement, investment research, foreign exchange, equity, and leverage finance advisory services. The firm is headquartered in San Francisco, CA. | Finance |
| Smith Barney & Co., Inc. | Finance |
| Harris Upham & Co, Inc. | Finance |
Moelis & Co. LLC
 Moelis & Co. LLC Investment Banks/BrokersFinance Founded in 2007, Moelis & Co. LLC is a registered broker/dealer headquartered in New York City. The firm is a subsidiary of Moelis & Company (NYSE: MC), a global investment bank that provides financial advisory, capital raising and asset management services to corporations, institutions and governments. Moelis & Co. LLC provides an array of trading and execution services for their clients. They do not provide any internal research. | Finance |
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