James Maclay Oates

Chairman at John Hancock Municipal Securities Trust

78 year

Miscellaneous

Finance

Consumer Services

Network origin in James Maclay Oates first degree

Entity	Entity type	Industry
STIFEL FINANCIAL CORP. 107	Public Company	Investment Managers	107
John Hancock Variable Insurance Trust 22	Umbrella Fund	Investment Trusts/Mutual Funds	22
Emerson Investment Management LLC Emerson Investment Management LLC Investment ManagersFinance Founded in 1985, Emerson Investment Management LLC is a wealth management firm and registered investment advisor located in Boston, Massachusetts. The firm manages assets for individuals, couples, multi-generational families and small institutions. 22	Extinct	Investment Managers	22
Virtus Variable Insurance Trust 22	Umbrella Fund	Investment Trusts/Mutual Funds	22
John Hancock Collateral Trust John Hancock Collateral Trust Investment Trusts/Mutual FundsMiscellaneous John Hancock Collateral Trust is a fund that engages in the investment in money market instruments. The company was founded on on December 4, 2014 and is headquartered in Boston, MA. 20	Umbrella Fund	Investment Trusts/Mutual Funds	20
John Hancock Exchange Traded Fund Trust 20	Umbrella Fund	Investment Trusts/Mutual Funds	20
John Hancock Municipal Securities Trust John Hancock Municipal Securities Trust Finance/Rental/LeasingFinance John Hancock Municipal Securities Trust is an open-end management investment company, which control as a Massachusetts business trust. Its objective is to generate interest income exempt from federal income tax with preservation of capital. The company is headquartered in Boston, MA. 20	Umbrella Fund	Finance/Rental/Leasing	20
John Hancock Funds II 18	Umbrella Fund	Investment Trusts/Mutual Funds	18
Virtus Alternative Solutions Trust Virtus Alternative Solutions Trust Investment Trusts/Mutual FundsMiscellaneous Virtus Alternative Solutions Trust is an open-end, diversified management investment company. It is formed to invest primarily in securities to carry on such other business as the trustees may from time to time determine pursuant to their authority under the declaration of trust. The company was founded on October 21, 2013 and is headquartered in Greenfield, MA. 18	Umbrella Fund	Investment Trusts/Mutual Funds	18
VIRTUS GLOBAL MULTI-SECTOR INCOME FUND 17	Mutual Fd-Closed End	Investment Trusts/Mutual Funds	17
VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. 16	Mutual Fd-Closed End	Investment Trusts/Mutual Funds	16
JOHN HANCOCK PREFERRED INCOME FUND 13	Mutual Fd-Closed End	Investment Trusts/Mutual Funds	13
Investors Financial Services Corp. Investors Financial Services Corp. Investment ManagersFinance Investors Financial Services Corp. operated as a holding company. It provided asset administration services for the financial services industry through its wholly-owned subsidiaries. Investors Financial Services was founded in 1995 and was headquartered in Boston, MA. 12	Extinct	Investment Managers	12
VIRTUS TOTAL RETURN FUND INC. 12	Extinct	Investment Trusts/Mutual Funds	12
JOHN HANCOCK PREMIUM DIVIDEND FUND 11	Mutual Fd-Closed End	Investment Trusts/Mutual Funds	11
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND 10	Mutual Fd-Closed End	Investment Trusts/Mutual Funds	10
JOHN HANCOCK HEDGED EQUITY & INCOME FUND 10	Mutual Fd-Closed End	Investment Trusts/Mutual Funds	10
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND 9	Mutual Fd-Closed End	Investment Trusts/Mutual Funds	9
The Endowment for Health 9	Non-Profit Organization		9
JOHN HANCOCK INCOME SECURITIES TRUST 9	Mutual Fd-Closed End	Investment Trusts/Mutual Funds	9
JOHN HANCOCK PREFERRED INCOME FUND III 9	Mutual Fd-Closed End	Investment Trusts/Mutual Funds	9
JOHN HANCOCK PREFERRED INCOME FUND II 9	Mutual Fd-Closed End	Investment Trusts/Mutual Funds	9
John Hancock Funds III 4	Umbrella Fund	Investment Trusts/Mutual Funds	4
Middlesex University 4	College/University	Other Consumer Services	4
Hudson Castle Group, Inc. Hudson Castle Group, Inc. Miscellaneous Commercial ServicesCommercial Services Hudson Castle Group, Inc. provided capital management solutions. The company was founded in 1996 and headquartered in New York, NY. 4	Extinct	Miscellaneous Commercial Services	4
Wydown Group 3	Private Company		3
Connecticut River Bancorp Connecticut River Bancorp Financial ConglomeratesFinance Connecticut River Bancorp is a bank holding company. It provides a variety of banking services to individuals and corporate businesses through its wholly-owned subsidiary Connecticut River Bank, N.A. The company's primary lending products are commercial, real estate and consumer loans. Its deposit products are checking accounts, savings accounts and certificates of deposit. Connecticut River Bancorp is headquartered in Charlestown, NH. 3	Extinct	Financial Conglomerates	3
Virtus Funds 2	Extinct	Investment Trusts/Mutual Funds	2
Jon James LLC 1	Private Company		1
Middlesex School 1	College/University	Other Consumer Services	1
Right Funding LLC 1	Private Company		1

Chart of Companies connected to the second degree

Multi-company connection

Companies connected to James Maclay Oates via their personal network

Company	Sector	Related people	Main position
DNP SELECT INCOME FUND INC.	Investment Trusts/Mutual Funds	Donald Burke Geraldine McNamara William Renahan Philip McLoughlin Jennifer S. Fromm	Director/Board Member Director/Board Member Compliance Officer Director/Board Member Corporate Secretary
John Hancock California Municipal Bond Fund	Investment Trusts/Mutual Funds	Frances Gregg Rathke Steven Pruchansky Salvatore Schiavone Charles A. Rizzo Peter Burgess Andy Arnott William Cunningham Gregory Russo Grace Fey Hassell McClellan Deborah Jackson James Boyle Marianne Harrison Christopher Sechler Trevor Swanberg	Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member President Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member General Counsel Compliance Officer
John Hancock Current Interest	Investment Trusts/Mutual Funds	Frances Gregg Rathke Steven Pruchansky Salvatore Schiavone Charles A. Rizzo Peter Burgess Andy Arnott William Cunningham Gregory Russo Grace Fey Hassell McClellan Deborah Jackson James Boyle Marianne Harrison Christopher Sechler Trevor Swanberg	Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member President Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member General Counsel Compliance Officer
JOHN HANCOCK INVESTORS TRUST	Investment Trusts/Mutual Funds	Frances Gregg Rathke Steven Pruchansky Salvatore Schiavone Charles A. Rizzo Peter Burgess Andy Arnott John J. Danello Thomas M. Kinzler Charles Bardelis William Cunningham Gregory Russo Grace Fey Warren Alfred Thomson John G. Vrysen Theron Hoffman Hassell McClellan Hugh C. McHaffie Deborah Jackson James Boyle Marianne Harrison Craig Bromley Francis Knox Christopher Sechler Trevor Swanberg	Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member Director/Board Member General Counsel General Counsel Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel Compliance Officer
John Hancock Life Insurance Co. (USA) John Hancock Life Insurance Co. (USA) Life/Health InsuranceFinance John Hancock Life Insurance Co. (USA) provides investment advice. The firm offers insurance and investment products and services to retail and institutional customers. It is the investment advisor responsible for management of the insurance company and other institutional portfolios. The company is headquartered in Boston, MA.	Life/Health Insurance	Andy Arnott John J. Danello James Boyle Marianne Harrison Craig Bromley	Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer Chief Executive Officer President
John Hancock Sovereign Bond Fund	Investment Trusts/Mutual Funds	Frances Gregg Rathke Steven Pruchansky Salvatore Schiavone Charles A. Rizzo Peter Burgess Andy Arnott William Cunningham Gregory Russo Grace Fey Hassell McClellan Deborah Jackson James Boyle Marianne Harrison Christopher Sechler Trevor Swanberg	Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member President Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member General Counsel Compliance Officer
Merger Fund	Investment Trusts/Mutual Funds	Connie McDaniel Donald Burke Geraldine McNamara George Aylward R. Walton William Patrick Bradley Sidney Harris Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond Richard Smirl John Mallin Julia Short	Director/Board Member Director/Board Member Director/Board Member President Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer Director/Board Member General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Corporate Officer/Principal
RidgeWorth Funds	Investment Trusts/Mutual Funds	Connie McDaniel Sidney Harris Philip McLoughlin Julia Short	Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer
John Hancock Financial Services, Inc. John Hancock Financial Services, Inc. Life/Health InsuranceFinance John Hancock Financial Services, Inc. provides life insurance, wealth management and other investment solutions. Its products include annuities, mutual funds, long-term care, life insurance and college savings. The company was founded in 1862 and is headquartered in Boston, MA.	Life/Health Insurance	Salvatore Schiavone Charles A. Rizzo Andy Arnott Thomas M. Kinzler John G. Vrysen Hugh C. McHaffie James Boyle Craig Bromley Francis Knox	Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal President President Corporate Officer/Principal
Investment Company Institute Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens.	Miscellaneous Commercial Services	George Aylward William Renahan William Patrick Bradley Brian Zino	Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Director/Board Member
MANULIFE FINANCIAL CORPORATION	Multi-Line Insurance	Steven Pruchansky Andy Arnott Gregory Russo Warren Alfred Thomson Theron Hoffman James Boyle Craig Bromley	Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Investment Officer Chief Investment Officer Corporate Officer/Principal Corporate Officer/Principal
The Merger Fund VL	Investment Trusts/Mutual Funds	Connie McDaniel Donald Burke Geraldine McNamara George Aylward R. Walton William Patrick Bradley Sidney Harris Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond Richard Smirl John Mallin Julia Short	Director/Board Member Director/Board Member Director/Board Member President Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer Director/Board Member General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Corporate Officer/Principal
VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND	Investment Trusts/Mutual Funds	George Aylward R. Walton William Patrick Bradley Brian Zino Deborah DeCotis Philip McLoughlin Sarah Cogan Jennifer S. Fromm F. Drummond Richard Smirl	Director/Board Member Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director/Board Member General Counsel Director/Board Member Corporate Officer/Principal
DUFF & PHELPS UTILITY AND INFRASTRUCTURE FUND INC.	Investment Trusts/Mutual Funds	Donald Burke Geraldine McNamara William Renahan William Patrick Bradley Philip McLoughlin Jennifer S. Fromm Julia Short	Director/Board Member Director/Board Member Compliance Officer Corporate Officer/Principal Director/Board Member Corporate Secretary Corporate Officer/Principal
John Hancock Variable Trust Advisers LLC John Hancock Variable Trust Advisers LLC Investment Banks/BrokersFinance Part of Manulife Financial Corp., John Hancock Variable Trust Advisers LLC is a private company that provides fund management services. The company is based in Boston, MA. The company was founded in 1997. Andrew Grant Arnott has been the CEO of the company since 2006.	Investment Banks/Brokers	Salvatore Schiavone Charles A. Rizzo Andy Arnott John J. Danello Thomas M. Kinzler Gregory Russo John G. Vrysen Hugh C. McHaffie James Boyle Francis Knox Trevor Swanberg	Corporate Officer/Principal Corporate Officer/Principal Chairman General Counsel General Counsel Director/Board Member Chief Operating Officer Chairman Chairman Compliance Officer Compliance Officer
John Hancock Funds LLC	Investment Trusts/Mutual Funds	Andy Arnott John J. Danello Thomas M. Kinzler Gregory Russo Hugh C. McHaffie Deborah Jackson James Boyle Christopher Sechler	Chief Executive Officer Corporate Officer/Principal General Counsel Chairman Chairman Director/Board Member Chairman Corporate Officer/Principal
John Hancock Investment Management LLC John Hancock Investment Management LLC Investment ManagersFinance John Hancock Investment Management LLC (JHIM) is a fund-of-funds manager headquartered in Boston, Massachusetts. The firm was founded in 2002 and is a subsidiary of John Hancock Subsidiaries LLC, ultimately owned by Manulife Financial Corp. (TSX; NYSE: MFC) in Canada. JHIM provides discretionary investment advisory services as a “manager of managers” to certain open-end and closed-end registered investment companies, such as exchange-traded funds, in the John Hancock family of funds, that are offered to retail investors and, in the case of certain funds, are included as investments in model portfolios created by JHIM or one of its affiliates.	Investment Managers	Salvatore Schiavone Charles A. Rizzo Andy Arnott John J. Danello James Boyle Christopher Sechler Trevor Swanberg	Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer General Counsel Chairman Corporate Officer/Principal Compliance Officer
JOHN HANCOCK INVESTMENTS - JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND	Investment Trusts/Mutual Funds	Frances Gregg Rathke Steven Pruchansky Salvatore Schiavone Charles A. Rizzo Peter Burgess Andy Arnott John J. Danello Thomas M. Kinzler Charles Bardelis William Cunningham Gregory Russo Grace Fey Warren Alfred Thomson John G. Vrysen Theron Hoffman Hassell McClellan Hugh C. McHaffie Deborah Jackson James Boyle Marianne Harrison Craig Bromley Francis Knox Christopher Sechler Trevor Swanberg	Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member Director/Board Member General Counsel General Counsel Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman President Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel Compliance Officer
Virtus Strategy Trust	Investment Trusts/Mutual Funds	Connie McDaniel Donald Burke Geraldine McNamara George Aylward R. Walton William Patrick Bradley Sidney Harris Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond John Mallin	Director/Board Member Director/Board Member Director/Board Member President Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer Director/Board Member General Counsel Director/Board Member Director/Board Member
VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND	Investment Trusts/Mutual Funds	Connie McDaniel Donald Burke Geraldine McNamara George Aylward R. Walton William Patrick Bradley Sidney Harris Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond Richard Smirl John Mallin Julia Short	Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Chairman Compliance Officer Director/Board Member General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Corporate Officer/Principal
John Hancock Emerging Markets Income Fund John Hancock Emerging Markets Income Fund Investment Trusts/Mutual FundsMiscellaneous John Hancock Emerging Markets Income Fund is a non-diversified, closed-end management investment company. Its objective is to provide high current income and its secondary investment objective is to seek capital appreciation. The company was founded in 2011 and is headquartered in Boston, MA.	Investment Trusts/Mutual Funds	Frances Gregg Rathke Steven Pruchansky Salvatore Schiavone Charles A. Rizzo Peter Burgess Andy Arnott Thomas M. Kinzler William Cunningham Gregory Russo Grace Fey John G. Vrysen Hassell McClellan Hugh C. McHaffie Deborah Jackson James Boyle Marianne Harrison Francis Knox Christopher Sechler Trevor Swanberg	Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member President General Counsel Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel Compliance Officer
Hancock John Flexible Income Opportunities Fund Hancock John Flexible Income Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Hancock John Flexible Income Opportunities Fund is a non-diversified, closed-end management investment company. Its objective is to provide current income with the potential for capital appreciation. The company was founded on July 19, 2011 and is headquartered in Boston, MA	Investment Trusts/Mutual Funds	Salvatore Schiavone Charles A. Rizzo Andy Arnott John G. Vrysen Hugh C. McHaffie Francis Knox	Treasurer Director of Finance/CFO Chief Operating Officer Director/Board Member Director/Board Member Compliance Officer
John Hancock Strategic Diversified Income Fund		Frances Gregg Rathke Steven Pruchansky Salvatore Schiavone Charles A. Rizzo Peter Burgess Andy Arnott William Cunningham Gregory Russo Grace Fey Hassell McClellan Deborah Jackson James Boyle Marianne Harrison Christopher Sechler Trevor Swanberg	Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member President Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member General Counsel Compliance Officer
VIRTUS STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND	Investment Trusts/Mutual Funds	Connie McDaniel Donald Burke Geraldine McNamara George Aylward R. Walton William Patrick Bradley Sidney Harris Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond Nikita Thaker Richard Smirl John Mallin Julia Short	Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer Director/Board Member General Counsel Director/Board Member Comptroller/Controller/Auditor Corporate Officer/Principal Director/Board Member Corporate Officer/Principal
Virtus Event Opportunities Trust Virtus Event Opportunities Trust Investment Trusts/Mutual FundsMiscellaneous Virtus Event Opportunities Trust operates as an open-end management investment company that provides risk-adjusted returns with relative volatility in virtually all market environments. The fund invests in event-driven stocks of companies involved in publicly announced mergers, takeovers and other corporate reorganizations, asset sales or other divestitures, restructurings, re-financings, recapitalizations, reorganizations and other special situations. The company was founded in 2014 and is headquartered in Valhalla, NY.	Investment Trusts/Mutual Funds	Connie McDaniel Donald Burke Geraldine McNamara George Aylward R. Walton William Patrick Bradley Sidney Harris Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond John Mallin Julia Short	Director/Board Member Director/Board Member Director/Board Member President Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer Director/Board Member General Counsel Director/Board Member Director/Board Member Corporate Officer/Principal
John Hancock Floating Rate High Income Fund		Frances Gregg Rathke Steven Pruchansky Salvatore Schiavone Charles A. Rizzo Peter Burgess Andy Arnott William Cunningham Gregory Russo Grace Fey Hassell McClellan Deborah Jackson James Boyle Marianne Harrison Christopher Sechler Trevor Swanberg	Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member President Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member General Counsel Compliance Officer
VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND	Investment Trusts/Mutual Funds	Connie McDaniel Donald Burke Geraldine McNamara George Aylward R. Walton William Patrick Bradley Sidney Harris Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond Nikita Thaker Richard Smirl John Mallin	Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Chairman Compliance Officer Director/Board Member General Counsel Director/Board Member Comptroller/Controller/Auditor Corporate Officer/Principal Director/Board Member
Stanford University	College/University	Kathleen Brown Mark Fisher Deborah DeCotis Thom Weisel Robert Grady Christopher W. Ruddy F. Drummond	Undergraduate Degree Undergraduate Degree Director/Board Member Undergraduate Degree Corporate Officer/Principal Corporate Officer/Principal Undergraduate Degree
Stifel, Nicolaus & Co., Inc. Stifel, Nicolaus & Co., Inc. Investment Banks/BrokersFinance Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors.	Investment Banks/Brokers	Richard J. Himelfarb Thomas Patrick Mulroy Ben A. Plotkin Ronald Kruszewski James Zemlyak Thom Weisel	Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer Director of Finance/CFO Corporate Officer/Principal
Virtus Investment Trust	Investment Trusts/Mutual Funds	Connie McDaniel Donald Burke Geraldine McNamara George Aylward R. Walton William Patrick Bradley Sidney Harris Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond John Mallin Julia Short	Director/Board Member Director/Board Member Director/Board Member President Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer Director/Board Member General Counsel Director/Board Member Director/Board Member Corporate Officer/Principal
VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND	Investment Trusts/Mutual Funds	Geraldine McNamara George Aylward R. Walton William Patrick Bradley Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond Nikita Thaker Richard Smirl Julia Short	Director/Board Member Chief Executive Officer Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Chairman Compliance Officer Director/Board Member General Counsel Director/Board Member Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal
VIRTUS CONVERTIBLE & INCOME FUND	Investment Trusts/Mutual Funds	Geraldine McNamara George Aylward R. Walton William Patrick Bradley Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond Nikita Thaker Richard Smirl	Director/Board Member Chief Executive Officer Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Chairman Compliance Officer Director/Board Member General Counsel Director/Board Member Comptroller/Controller/Auditor Corporate Officer/Principal
VIRTUS EQUITY & CONVERTIBLE INCOME FUND	Investment Trusts/Mutual Funds	Geraldine McNamara George Aylward R. Walton William Patrick Bradley Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond Nikita Thaker Richard Smirl	Director/Board Member Chief Executive Officer Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Compliance Officer Director/Board Member General Counsel Director/Board Member Comptroller/Controller/Auditor Corporate Officer/Principal
VIRTUS INVESTMENT PARTNERS, INC.	Investment Managers	Geraldine McNamara George Aylward William Renahan William Patrick Bradley Philip McLoughlin Nancy Engberg Francis G. Waltman Jennifer S. Fromm Nikita Thaker Richard Smirl Julia Short	Director/Board Member Chief Executive Officer General Counsel Corporate Officer/Principal Chairman Compliance Officer Corporate Officer/Principal General Counsel Corporate Officer/Principal Chief Operating Officer Corporate Officer/Principal
VIRTUS CONVERTIBLE & INCOME FUND II	Investment Trusts/Mutual Funds	George Aylward William Patrick Bradley Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond Nikita Thaker Richard Smirl	Chief Executive Officer Director of Finance/CFO Director/Board Member Director/Board Member Chairman Compliance Officer Director/Board Member General Counsel Director/Board Member Comptroller/Controller/Auditor Corporate Officer/Principal
VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND	Investment Trusts/Mutual Funds	George Aylward William Patrick Bradley Brian Zino Deborah DeCotis Philip McLoughlin Nancy Engberg Sarah Cogan Jennifer S. Fromm F. Drummond Nikita Thaker Richard Smirl	President Director of Finance/CFO Director/Board Member Director/Board Member Chairman Compliance Officer Director/Board Member General Counsel Director/Board Member Comptroller/Controller/Auditor Corporate Officer/Principal
Virtus Dividend Interest & Premium Strategy Fund	Investment Trusts/Mutual Funds	George Aylward William Patrick Bradley Brian Zino Deborah DeCotis Philip McLoughlin Sarah Cogan Jennifer S. Fromm F. Drummond Nikita Thaker Richard Smirl	Chief Executive Officer Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director/Board Member General Counsel Director/Board Member Comptroller/Controller/Auditor Corporate Officer/Principal
John Hancock Funds, Inc. John Hancock Funds, Inc. Investment Banks/BrokersFinance Part of Manulife Financial Corp., John Hancock Funds, Inc. provides investment services. The private company is based in Lansdowne, PA. Andrew Grant Arnott has been the CEO of the company since 2012.	Investment Banks/Brokers	Peter Burgess Andy Arnott William Cunningham John G. Vrysen Hassell McClellan James Boyle Francis Knox	Director/Board Member Chief Executive Officer Director/Board Member Chief Operating Officer Director/Board Member Director/Board Member Compliance Officer
Council on Foreign Relations, Inc. Council on Foreign Relations, Inc. Investment Trusts/Mutual FundsMiscellaneous Council on Foreign Relations, Inc. provides and disseminates ideas on foreign policies to individuals, corporate members, journalists and policy makers. It operates a forum for government officials, students and other interested parties to study and discuss world issues and impact on American foreign policies. The company publishes Foreign Affairs, a magazine that comes out six times a year, along with books and studies by its own scholars. Council on Foreign Relations was founded in 1921 and is headquartered in New York City, NY.	Investment Trusts/Mutual Funds	R. Walton Kathleen Brown Deborah DeCotis Robert Grady Adam Berlew	Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal
University of Connecticut	College/University	Roger A. Gelfenbien George Aylward William Patrick Bradley Nancy Engberg Eunice S. Groark	Chairman Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree
DTF TAX-FREE INCOME 2028 TERM FUND INC.	Investment Trusts/Mutual Funds	Donald Burke Geraldine McNamara William Renahan Philip McLoughlin Jennifer S. Fromm	Director/Board Member Director/Board Member Compliance Officer Director/Board Member Corporate Secretary
The Berkeley Financial Group LLC The Berkeley Financial Group LLC Life/Health InsuranceFinance Part of Manulife Financial Corp., The Berkeley Financial Group LLC is an insurance concern. The private company is based in Boston, MA. Keith Frederick Hartstein has been the CEO of the company since 2005.	Life/Health Insurance	Andy Arnott John J. Danello Thomas M. Kinzler John G. Vrysen James Boyle	General Counsel Corporate Officer/Principal Corporate Secretary Chief Operating Officer Chairman
Harvard Business School	College/University	Michael Zimmerman Thom Weisel Hassell McClellan Maura Markus	Masters Business Admin Masters Business Admin Doctorate Degree Masters Business Admin
Yale University	College/University	William Wright Paul A. Tryon Jim Rogers Stacy Austin Reinhart	Corporate Officer/Principal Undergraduate Degree Undergraduate Degree Undergraduate Degree
John Hancock Life Insurance Co. (USA) (Investment Portfolio) John Hancock Life Insurance Co. (USA) (Investment Portfolio) Investment ManagersFinance John Hancock Life Insurance Co. (USA) (Investment Portfolio) is the investment portfolio division of John Hancock Life Insurance Co. (USA), an insurance company headquartered in Boston, Massachusetts. The firm is a subsidiary of The Manufacturers Investment Corp., ultimately held by Manulife Financial Corp. (TSX, NYSE: MFC) in Canada.	Investment Managers	Thomas M. Kinzler James Boyle Craig Bromley Francis Knox	General Counsel President President Compliance Officer

Statistics

International

United States	49
Canada	2
Morocco	2

Sectoral

Miscellaneous	34
Finance	11
Consumer Services	5
Commercial Services	2

Operational

Director/Board Member	1128
Corporate Officer/Principal	372
Independent Dir/Board Member	330
President	251
Chairman	173

Most connected contacts

Insiders
Donald Burke	152
Deborah DeCotis	72
James Boyle	60
Deborah Jackson	57
William Cunningham	57
Sarah Cogan	53
George Aylward	49
Philip McLoughlin	46
Hassell McClellan	44
R. Walton	42
Robert Grady	41
Steven Pruchansky	40
Theron Hoffman	39
Marianne Harrison	39
Andy Arnott	38

See all connections