Profile
Mr. Stephen R.
Westphal is an Analyst at Benchmark Plus Management LLC.
He joined the firm in 2012.
With over 10 years in the investment industry, he brings to Benchmark a strong institutional background in domestic and international equity trading and trading analysis.
Prior to joining Benchmark, Mr. Westphal worked in the financial products group at BMO Capital Markets, part of the Bank of Montreal, as an equity finance trader.
Prior to BMO, he spent nearly four years with Paloma Securities, a trading arm of the multi-strat hedge fund Paloma Partners, working in the proprietary securities lending group; establishing the basis and experience for his continued work and responsibilities at BMO.
His early career was spent at Russell Investments in their securities division where he worked on their institutional block trading desk covering nearly 60 top tier institutional managers and hedge funds.
Mr. Westphal graduated Summa Cum Laude from Washington State University with a BS in Finance.
Former positions of Stephen R. Westphal
| Companies | Position | End |
|---|---|---|
BMO Capital Markets Corp.
 BMO Capital Markets Corp. Investment ManagersFinance BMO Capital Markets Corp. (BMOCMC) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1817 and is a direct, wholly-owned subsidiary of BMO Financial Corp., which is wholly-owned by Bank of Montreal (TSE: BMO, NYSE: BMO), a Canadian chartered bank. BMOCMC provides investment advisory and portfolio management services to institutional clients only. | Corporate Officer/Principal | - |
Paloma Securities LLC
 Paloma Securities LLC Investment Banks/BrokersFinance Paloma Securities LLC operates as a broker dealer. It conducts a securities lending business, enjoying deep, established relationships with lenders, custodians, inter-dealer participants and end borrowers worldwide. Paloma Securities has offices in Greenwich, New York, Seattle, London and Melbourne. The company is headquartered in Greenwich, CT. | Corporate Officer/Principal | - |
Russell Investment Management LLC
 Russell Investment Management LLC Investment ManagersFinance Russell Investment Management LLC (RIM) is a SEC-registered mutual fund manager headquartered in Seattle, Washington. They are a holding firm of Russell Investments US Retail Holdco, Inc., ultimately owned by Russell Investments Group Ltd. The firm was founded in 1936 and was formerly known as Frank Russell Investment Co. RIM provides investment advisory services to affiliated pooled investment vehicles, pension and profit-sharing plans, government entities, insurance companies, foreign official institutions, financial intermediaries, and wrap-fee program clients of third-party financial intermediaries. | Corporate Officer/Principal | - |
Training of Stephen R. Westphal
| Washington State University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
BMO Capital Markets Corp.
BMO Capital Markets Corp. Investment ManagersFinance BMO Capital Markets Corp. (BMOCMC) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1817 and is a direct, wholly-owned subsidiary of BMO Financial Corp., which is wholly-owned by Bank of Montreal (TSE: BMO, NYSE: BMO), a Canadian chartered bank. BMOCMC provides investment advisory and portfolio management services to institutional clients only. | Finance |
Paloma Securities LLC
Paloma Securities LLC Investment Banks/BrokersFinance Paloma Securities LLC operates as a broker dealer. It conducts a securities lending business, enjoying deep, established relationships with lenders, custodians, inter-dealer participants and end borrowers worldwide. Paloma Securities has offices in Greenwich, New York, Seattle, London and Melbourne. The company is headquartered in Greenwich, CT. | Finance |
Russell Investment Management LLC
Russell Investment Management LLC Investment ManagersFinance Russell Investment Management LLC (RIM) is a SEC-registered mutual fund manager headquartered in Seattle, Washington. They are a holding firm of Russell Investments US Retail Holdco, Inc., ultimately owned by Russell Investments Group Ltd. The firm was founded in 1936 and was formerly known as Frank Russell Investment Co. RIM provides investment advisory services to affiliated pooled investment vehicles, pension and profit-sharing plans, government entities, insurance companies, foreign official institutions, financial intermediaries, and wrap-fee program clients of third-party financial intermediaries. | Finance |
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