Steven J. Randich

Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.

The NASDAQ Stock Market, Inc. is the U.S. electronic stock market. With approximately 3,300 companies, it lists more companies and, on average, trades more shares per day than any other U.S. market. It is home to companies that are leaders across all areas of business including technology, retail, communications, financial services, transportation, media and biotechnology. NASDAQ is the primary market for trading NASDAQ-listed stocks

NYSE Chicago, Inc. offers technology based national securities exchange services. It provides business to transact in all equity securities traded on NYSE, AMEX, NASDAQ, or other national securities exchanges. CHX acts as a venue for hedge funds, options market markers, quantitative, professional and active individual traders that require immediate and automated execution. The firm provides services through its technology products including CHXBD, CHX SHARE and SNAP. The company was founded in 1882 and is headquartered in Chicago, IL.