William David Fertig
Founder at Context Capital Management LLC
Profile
Mr. William D.
Fertig is a Co-Chairman, Chief Investment Officer & Co-Founder at Context Capital Management LLC.
He is on the Board of Directors at ProFunds.
He has been actively involved in virtually all aspects of the U.S.
convertible, high yield and equity markets.
For the first nine years of his career, Mr. Fertig was a proprietary trader for E.F.
Hutton and Credit Suisse.
Mr. Fertig headed convertible sales at Credit Suisse and Drexel Burnham Lambert.
In 1990 Mr. Fertig spearheaded McMahan Securities’ entry into the brokerage business focusing exclusively on convertible and derivative securities.
As Managing Director, he oversaw the sales and trading efforts and served on the Executive and Risk Management Committees.
Under Mr. Fertig’s direction, McMahan Securities grew to be one of the nation’s largest independent convertible and derivative securities dealers.
Mr. Fertig has been involved in more than one hundred corporate underwritings and debt restructurings.
Mr. Fertig has been a member of the Key Energy Services board of directors since 2000.
Mr. Fertig received a B.S.
with high honors in Economics from Allegheny College.
He received his M.B.A.
with a concentration in Finance from New York University’s Stern School in 1985.
William David Fertig active positions
Companies | Position | Start |
---|---|---|
Context Capital Management LLC
Context Capital Management LLC Investment ManagersFinance Context Capital Management LLC (CCM) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in La Jolla, California. The firm was co-founded by Michael Rosen and William Fertig in 2001. CCM provides investment management services to pooled investment fund(s). Investors in the Funds may include high-net-worth individuals, corporations and other institutions. | Founder | 2000-12-31 |
ProFunds | Director/Board Member | - |
Former positions of William David Fertig
Companies | Position | End |
---|---|---|
KEY ENERGY SERVICES, INC. | Director/Board Member | 2016-12-14 |
Context Capital Management LLC (Old) | Chief Investment Officer | 2007-07-29 |
McMahan Securities Co. LP
McMahan Securities Co. LP Investment Banks/BrokersFinance Founded in 1988, McMahan Securities Co. LP is a broker-dealer located in Greenwich, Connecticut. They uncover companies early in their growth curve and create new and substantial investment opportunities for their clients. They focus their research solely on companies issuing convertibles. The companies they follow are often young, strong, growing firms. They tend to be those in need of capital that are properly positioned in their markets. Sometimes, they are companies that are not well known or recognized, making it difficult for them to successfully market an initial fixed-income offering. Instead, they issue convertibles, which are attractive to purchasers for their ability to be converted into equity, allowing participation in the company's rapid growth. Strategically, they look for securities with favorable risk/reward characteristics, those with a limited downside risk but a real opportunity to participate in the upside if the stock moves positively. Convertible securities can achieve both fixed income and equity type returns. They are a member of the NASD and the SIPC. | Corporate Officer/Principal | 2002-03-31 |
Drexel Burnham Lambert, Inc. | Corporate Officer/Principal | - |
Credit Suisse Securities (Canada), Inc
Credit Suisse Securities (Canada), Inc Investment Banks/BrokersFinance Credit Suisse Securities (Canada) Inc. is a broker/dealer headquartered in Toronto, Ontario with offices worldwide. The firm is a subsidiary of Credit Suisse Group (NYSE: CS). Their equity research equity group engages in a broad range of activities for investors including sales, trading, financing, prime brokerage and market-making in U.S. and international equity and equity related securities, options, futures, risk management and hedging products. Their activities cover both exchange-traded and over-the-counter traded securities, including American depositary receipts, restricted stocks, equity repurchases, block trade executions, program trading executions, equity derivatives and convertible securities. The fixed-income franchise operates as a single, unified platform that handles all fixed-income cash and derivative products. Products and services range from securitization and liability management transactions to sales and trading and superior research. | Corporate Officer/Principal | 1988-12-31 |
Training of William David Fertig
Allegheny College | Undergraduate Degree |
The Leonard N Stern School of Business | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Listed companies | 1 |
---|---|
KEY ENERGY SERVICES, INC. | Industrial Services |
Private companies | 7 |
---|---|
Context Capital Management LLC
Context Capital Management LLC Investment ManagersFinance Context Capital Management LLC (CCM) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in La Jolla, California. The firm was co-founded by Michael Rosen and William Fertig in 2001. CCM provides investment management services to pooled investment fund(s). Investors in the Funds may include high-net-worth individuals, corporations and other institutions. | Finance |
CSFB Private Equity Partners LLC
CSFB Private Equity Partners LLC Investment ManagersFinance CSFB Private Equity Partners LLC (CSFB Private Equity) is a private equity subsidiary of Credit Suisse Private Equity LLC founded in 1988. The firm is headquartered in New York. | Finance |
Drexel Burnham Lambert, Inc. | Process Industries |
McMahan Securities Co. LP
McMahan Securities Co. LP Investment Banks/BrokersFinance Founded in 1988, McMahan Securities Co. LP is a broker-dealer located in Greenwich, Connecticut. They uncover companies early in their growth curve and create new and substantial investment opportunities for their clients. They focus their research solely on companies issuing convertibles. The companies they follow are often young, strong, growing firms. They tend to be those in need of capital that are properly positioned in their markets. Sometimes, they are companies that are not well known or recognized, making it difficult for them to successfully market an initial fixed-income offering. Instead, they issue convertibles, which are attractive to purchasers for their ability to be converted into equity, allowing participation in the company's rapid growth. Strategically, they look for securities with favorable risk/reward characteristics, those with a limited downside risk but a real opportunity to participate in the upside if the stock moves positively. Convertible securities can achieve both fixed income and equity type returns. They are a member of the NASD and the SIPC. | Finance |
Context Capital Management LLC (Old) | Finance |
Credit Suisse Securities (Canada), Inc
Credit Suisse Securities (Canada), Inc Investment Banks/BrokersFinance Credit Suisse Securities (Canada) Inc. is a broker/dealer headquartered in Toronto, Ontario with offices worldwide. The firm is a subsidiary of Credit Suisse Group (NYSE: CS). Their equity research equity group engages in a broad range of activities for investors including sales, trading, financing, prime brokerage and market-making in U.S. and international equity and equity related securities, options, futures, risk management and hedging products. Their activities cover both exchange-traded and over-the-counter traded securities, including American depositary receipts, restricted stocks, equity repurchases, block trade executions, program trading executions, equity derivatives and convertible securities. The fixed-income franchise operates as a single, unified platform that handles all fixed-income cash and derivative products. Products and services range from securitization and liability management transactions to sales and trading and superior research. | Finance |
ProFunds | Miscellaneous |
- Stock Market
- Insiders
- William David Fertig