Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
ToCompany Name/Scheme Pacific American Coal Limited
ACN/ARSN ABN 83 127 131 604
Details of substantial holder (1)
Name Various companies on which Warwick Grigor sits as a director, best described as the Gregorach Group of Companies
ACN/ARSN
There was a change in the interests of the
substantial holder on 9/8/16 to 20/2/2017
The previous notice was given to the company on 8/8/2016
The previous notice was dated 8/8/2016
The previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and now when required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting Power (5)
Fully Paid Ordinary Shares
13,745,010
9.66%
17,629,546
10.86%
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose Relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
8/8/2016 to
20/2/17
Various companies, the boards on which Warwick Grigor sits
On-market trades and entitlement issue
See Appendix
3,884,536 Ordinary Shares
3,884,536
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and number of securities
Persons' s votes
Gregorach Pty Ltd
Gregorach Pty Ltd
Gregorach Pty Ltd
Indirect
15,744,108 Shares
15,744,108
Gregorach Pty Ltd Gregorach Pty Ltd
Gregorach Pty Ltd
Indirect
843,750 Shares
843,750
Far East Capital Ltd
Far East Capital Ltd
Far East Capital Ltd
Indirect
1,041,688 Shares
1,041,688
Total
17,629,546 shares
17,629,546
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (If applicable)
Nature of association
N/A
N/A
Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Gregorach Pty Ltd | 107A The Grand Parade, Sutherland, NSW, 2232 |
Gregorach Pty Ltd | 107A The Grand Parade, Sutherland, NSW, 2232 |
Far East Capital Ltd | 107A The Grand Parade, Sutherland, NSW, 2232 |
Signature
Print Name: Warwick Grigor Capacity: Director
Sign here
Date 21/2/2017
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. A corporation and it's related corporations or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they must be referred to as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of 'associate' in section 9 of the Corporations Act 2001
See the definition of 'relevant interest' in sections 608 and 671B(7) of the Corporations Act 2001
The voting shares of a company constitute one class unless divided into separate classes
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies)
See the definition of 'relevant agreement' in section 9 of the Corporations Act 2001
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its association in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write "unknown"
Give details, if appropriate , of the present association and any change in that association since the last substantial holding notice
APPENDIX A - DETAILS OF CHANGES
As at 21/2/17
Gregorach Pty Ltd
As at 8/8/16 | 13,095,010 | ||
On mkt | 8/9/16 | 100,000 | $13,029.95 |
On mkt | 9/9/16 | 100,000 | $12,974.95 |
On mkt | 9/9/16 | 100,000 | $13,029.95 |
On mkt | 19/9/16 | -75,000 | ($10,470.05) |
On mkt | 11/10/16 | 50,000 | $5,769.95 |
On mkt | 12/10/16 | 50,000 | $5,769.95 |
On mkt | 7/11/16 | 100,000 | $11,029.95 |
On mkt | 22/11/16 | 50,000 | $5,019.95 |
Entitlement | 24/11/16 | 218,083 | $21,808.30 |
Entitlement | 25/11/16 | 1,471,919 | $147,191.90 |
On mkt | 2/12/16 | 100,000 | $9,719.95 |
On mkt | 7/12/16 | 44,096 | $4,385.45 |
On mkt | 9/1/17 | 150,000 | $18,029.95 |
On mkt | 11/1/17 | 50,000 | $5,769.95 |
On mkt | 11/1/17 | 39,316 | $4,541.29 |
On mkt | 12/1/17 | 20,684 | $2,378.66 |
On mkt | 6/2/17 | 80,000 | $7,949.80 |
Total | 15,744,108 |
Gregorach Pty Ltd (ATF Grigor Super Fund)
As at 8/8/16 | 650,000 | ||
On mkt | 25/8/16 | 100,000 | $13,520.28 |
Entitlement | 29/11/16 | 93,750 | $9,375.00 |
Total | 843,750 |
Far East Capital Ltd
As at 8/8/16 Nil
On mkt | 18/10/16 | 50,000 | $6,085.55 |
Entitlement | 24/11/16 | 20,000 | $2,000.00 |
On mkt | 14/12/16 | 100,000 | $11,529.95 |
On mkt | 28/12/16 | 148,477 | $15,620.04 |
On mkt | 28/12/16 | 100,000 | $10,529.95 |
29/12/16 | 1,523 | $159.92 | |
On mkt | 9/1/17 | 200,000 | $24,000.00 |
On mkt | 17/2/17 | 50,000 | $4,310.54 |
On mkt | 17/2/17 | 21,688 | $1,885.12 |
On mkt | 20/2/17 | 300,000 | $24,629.95 |
On mkt | 20/2/17 | 50,000 | $3,971.11 |
Total | 1,041,688 |
Pacific American Coal Limited published this content on 21 February 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 21 February 2017 23:19:04 UTC.
Original documenthttp://www.metalsfinance.com/Assets/Documents/2017ASX/1646726 - Change in substantial holding Grigor.pdf
Public permalinkhttp://www.publicnow.com/view/EE74A2FF46491CDB946E48BE290B86D2CCC7625C