Item 5.07 Submission of Matters to a Vote of Security Holders
(a)
As of the close of business on
Set forth below are the proposals voted upon at the 2021 Annual Meeting, and the
estimated preliminary voting results reported by the Company's proxy solicitor,
The numbers depicted may not reflect the actual results, which are being tabulated by the independent inspector of election (the "Inspector of Election"). The Inspector of Election is the only person who will be able to count, tabulate and validate the votes to reflect, among other items: the net effect of legal proxies and other ballots or proxy cards voted at the 2021 Annual Meeting.
These preliminary voting results will ultimately be updated through the filing of an amendment to this Current Report on Form 8-K to reflect the final certification of results from the Inspector of Election. There can be no assurance that the outcome of the final results will be consistent with the outcome of the estimated vote results indicated on this Form 8-K.
(b) The estimated preliminary voting results from the Proxy Solicitor for the proposals presented at the 2021 Annual Meeting are as follows:
Proposal No. 1
The estimated preliminary votes for and against each nominee and abstentions are set forth below. The five nominees will be elected to the board after certification of the final results by the Inspector of Election.
To electMichael D. Pruitt ,Frederick L. Glick ,Keith J. Johnson ,Neil G. Kiefer andJ. Eric Wagoner to serve a one-year term until their respective successors are duly elected and qualified or until their death, resignation, removal or disqualification: Vote Broker Vote For Against Abstentions Non-Vote Michael D. Pruitt 5,948,614 79,904 0 * Frederick L. Glick 724,601 121,947 0 * Keith J. Johnson 5,910,811 116,799 0 * Neil G. Kiefer 5,948,484 80,034 0 * J. Eric Wagoner 5,911,714 116,804 0 * Proposal No. 2
To approve the Amergent 2021 Equity Incentive Plan:
Vote Broker Vote For Against Abstentions Non-Vote 5,634,076 422,275 17,027 * Proposal No. 3
To ratify the appointment of
Vote Vote For Against Abstentions 9,799,955 54,042 3,902 Proposal No. 4
To approve, on an advisory basis, the compensation of our Named Executive Officers (as defined in the Proxy Statement) (say-on-pay advisory vote):
Vote Vote For Against Abstentions 5,622,129 438,422 12,802 Proposal No. 5
To vote, on an advisory basis, on how frequently we should seek approval from our stockholders, on an advisory basis, of the compensation paid to our Named Executive Officers (say-on-frequency advisory vote):
One Year Two Years Three Years Abstentions 1,061,780 23,733 4,853,834 134,026
*to be determined and reported on Form 8-K with all final voting results
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