AUSTIN ENGINEERING LIMITED ACN 080 167 264
CROSS RELEASE ANG4 September 2014
BY ASX ONLINE ‐ 4 pages
Manager Company Announcements
ASX Limited
Level 10
20 Bond Street
SYDNEY 2000
Dear Sir/Madam,
Notice of initial substantial holder
Austin Engineering Limited [ASX:ANG]
Following is a Form 603 Notice of initial substantial holder dated 4 September 2014 in accordance with section 671B of the Corporations Act.
Yours sincerely,
CRAIG SMITH ACIS, CPA
Secretary
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: company name/scheme | AUSTIN ENGINEERING LTD |
ABN | 66 078 480 136 |
1. Details of substantial holder
Name | THORNEY OPPORTUNITIES LTD |
ACN (if applicable) | 080 167 264 |
The holder became a substantial holder on 2-Sep-14
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became of substantial holder are as follows:
Class of Securities | Number of securities | Person's votes | Voting power |
Ordinary shares | 9,351,844 | 9,351,844 | 11.10% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest | Class and number of securities |
Thorney Opportunities Ltd | Beneficial owner of voting shares | 1,876,753 ordinary shares |
Thorney International Pty Ltd | Beneficial owner of voting shares | 7,475,091 ordinary shares |
Thorney International Pty Ltd | Deemed relevant interest in shares held by Thorney Opportunities Ltd by virtue of section 608(3)(a) of the Corporations Act 2001 | 1,876,753 ordinary shares |
Thorney Investment Group Australia Pty Ltd | Deemed relevant interest in shares in which Thorney International Pty Ltd has a relevant interest by virtue of section 608(3)(a) of the Corporations Act 2001 | 7,475,091 ordinary shares |
Thorney Investment Group Australia Pty Ltd | Deemed relevant interest in shares held by Thorney Opportunities Ltd by virtue of section 608(3)(b) of the Corporations Act 2001 | 1,876,753 ordinary shares |
Jamahjo Pty Ltd | Deemed relevant interest in shares in which Thorney International Pty Ltd has a relevant interest by virtue of section 608(3)(b) of the Corporations Act 2001 | 7,475,091 ordinary shares |
Jamahjo Pty Ltd | Deemed relevant interest in shares held by Thorney Opportunities Ltd by virtue of section 608(3)(b) of the Corporations Act 2001 | 1,876,753 ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder | Class and number of securities |
Thorney Opportunities Ltd, Thorney International Pty Ltd, Thorney Investment Group Australia Pty Ltd, Jamahjo Pty Ltd | UBS Nominees Pty Ltd | Thorney Opportunities Ltd | 1,876,753 ordinary shares |
Thorney International Pty Ltd, Thorney Investment Group Australia Pty Ltd, Jamahjo Pty Ltd | HSBC Custody Nominees (Australia) Ltd | Thorney International Pty Ltd | 7,475,091 ordinary shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Cash consideration | Class and number of securities |
Thorney Opportunities Ltd | 2-Sep-14 To 3-Sep-14 | $2,364,476.31 | 1,876,753 ordinary shares |
Thorney International Pty Ltd | 27-Feb-14 To 28-Feb-14 | $1,012,632.00 | 420,000 ordinary shares |
Thorney Investment Group Australia Pty Ltd | As above | Nil | 2,296,753 ordinary shares |
Jamahjo Pty Ltd | As above | Nil | 2,296,753 ordinary shares |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name | Nature of association |
Thorney International Pty Ltd | Associate under section 12 of the Corporations Act for the purpose of this investment |
Thorney Investment Group Australia Pty Ltd | Thorney Investment Group Australia Pty Ltd is the registered holder of all the issued shares in Thorney Management Services Pty Ltd and Thorney International Pty Ltd |
Jamahjo Pty Ltd | Jamahjo Pty Ltd is the registered holder of all the issued shares in Thorney Investment Group Australia Pty Ltd |
7. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Thorney Opportunities Ltd | Level 39, 55 Collins Street, Melbourne 3000 |
Thorney International Pty Ltd, ACN 132 886 698 | Level 39, 55 Collins Street, Melbourne 3000 |
Thorney Investment Group Australia Pty Ltd ACN 117 488 892 | Level 39, 55 Collins Street, Melbourne 3000 |
Jamahjo Pty Ltd ACN 117 488 696 | C/- TWF Partners, Level 4, 25 Claremont Street, South Yarra, 3141 |
Signature
Print name CRAIG SMITH ACIS, CPA Capacity SECRETARY
Sign here Date 4 September 2014
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