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Bank of Queensland : Securities Trading Policy
September 16, 2020 at 08:00 pm EDT
SECURITIES TRADING POLICY
17 September, 2020, Brisbane: Bank of Queensland Limited (BOQ ) has revised its Securities Trading Policy. The revised policy is attached in accordance with ASX Listing Rule 12.10.
ENDS
Authorised for release by: The Board of Directors of Bank of Queensland Limited
•
Securities Trading Policy
Bank of Queensland
Version 9.0, 17 September 2020
POLICY
Approver
Board
Owner
Head of Secretariat & GM Corporate Governance
Functional Owner
Head of Secretariat & GM Corporate Governance
Hierarchy Classification
Level 1a
Audience (if restricted)
Unrestricted. The Policy applies to all BOQ Directors, Employees and Contractors.
Revision History
Version
Approval Date
Author
Description
7.0
31/05/2018
Company Secretary
Annual Policy Review
8.0
03/07/2019
Head of Secretariat &
Annual Policy review
GM Corporate
Governance
9.0
17/09/2020
Head of Secretariat &
Annual Policy Review
GM Corporate
Governance
Mandatory Stakeholders
Board
POLICY
Contents
1
Introduction ......................................................................................................................................
4
1.1
About this Policy......................................................................................................................
4
1.2
Application...............................................................................................................................
4
2
Dealing Restrictions .........................................................................................................................
4
2.1
General Dealing Restrictions of Directors, Employees & Contractors....................................
4
2.1.1 Short Term Trading .........................................................................................................
5
2.1.2 Derivatives, Hedging, Margin Borrowing, Short Selling and Stock Lending ...................
5
2.2
Dealing Restrictions for Prescribed Persons & their Associates ............................................
5
2.2.1 Trading During a Blackout Period ...................................................................................
5
2.2.2 Trading outside of a Blackout..........................................................................................
5
2.2.3 Contracts for Difference ..................................................................................................
6
2.2.4 Prescribed Person to ensure their Associates comply with the Policy ...........................
6
2.3
Exceptions...............................................................................................................................
6
2.3.1 Excluded Dealings...........................................................................................................
6
2.3.2 Waivers and Special Circumstances...............................................................................
7
3
Consequences of Breach.................................................................................................................
7
4
Further Information ..........................................................................................................................
7
5
References and Related Documents...............................................................................................
7
6
Compliance Monitoring ....................................................................................................................
8
7
Definitions ........................................................................................................................................
8
Commercial in confidence
© Bank of Queensland Limited
All rights reserved
3
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Bank of Queensland Limited published this content on 16 September 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 16 September 2020 23:59:04 UTC
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Bank of Queensland Limited is an Australia-based regional bank. The Companyâs operating segments include Retail Banking and BOQ Business. The Retail Banking segment provides retail banking solutions to customers through its owner-managed and corporate branch network, third-party intermediaries, and virgin money distribution channels. Its Owner-Managed Branches retail and small and medium enterprises (SME) lending, deposits, credit cards and insurance. Its VMA business include digital home loans, deposits, credit cards, insurance, and superannuation. The BOQ Business segment includes the BOQ branded commercial lending activity, BOQ Finance and BOQ Specialist businesses. It also provides tailored business banking solutions, including commercial lending, equipment finance and leasing, cashflow finance, foreign exchange, interest rate hedging, transaction banking and deposit solutions for commercial customers. It operates more than 160 branches across Australia.
More about the company
Mean consensus
UNDERPERFORM
Last Close Price
6.08
AUD
Average target price
5.384
AUD
Spread / Average Target
-11.45%
Consensus
1st Jan change
Capi.
+1.32% 2.6B +13.75% 556B +12.36% 298B +10.21% 247B +21.72% 210B +20.81% 170B +8.82% 162B +4.42% 153B +0.10% 139B -11.10% 138B
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+951% of historical performance
More than 20 years at your side
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