Maryland
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814-00733
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06-1798488
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(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
300 South Tryon Street, Suite 2500 Charlotte, North Carolina |
28202
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(Address of Principal Executive Offices)
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(Zip Code)
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Title of Each Class
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Trading Symbol
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Name of Each Exchange on Which Registered
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Common Stock, par value $0.001 per share
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BBDC
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The New York Stock Exchange
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Barings BDC, Inc. (the "Company") is filing this Amendment No. 1 on Form 8-K/A (this "Amendment") to amend the Form 8-K filed with the Securities and Exchange Commission (the "SEC") on March 3, 2022 (the "Original Report") relating to the Company's entry into an amendment to the Senior Secured Revolving Credit Agreement among the Company, as borrower, Energy Hardware Holdings, Inc., Barings BDC Finance I, LLC and Barings BDC Senior Funding I, LLC, as subsidiary guarantors, the lenders party thereto and ING Capital LLC, as administrative agent. The text of the Original Report was accurate and correctly identified that it was being filed under Items 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant) and 9.01 (Financial Statements and Exhibits).
However, due to administrative error, the Original Report was incorrectly tagged on the SEC's EDGAR system and mistakenly filed under Item 1.03 (Bankruptcy or Receivership) instead of Item 1.01 (Entry into a Material Definitive Agreement). The sole purpose of the Amendment is to correctly tag and refile the Original Report on EDGAR as a filing under Items 1.01, 2.03 and 9.01. No disclosure in the text of the Original Report was changed as a result of this Amendment, which is reproduced below in its entirety. No changes in Exhibit 10.1, which was previously filed with the Original Report, resulted from this Amendment.
Item 1.01 |
Entry into a Material Definitive Agreement.
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Item 2.03. |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
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Item 9.01 |
Financial Statements and Exhibits.
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10.1*
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Amendment No. 3 to Senior Secured Revolving Credit Agreement, dated as of February 25, 2022, by and among BBDC, the subsidiary guarantors party thereto, the lenders party thereto and ING, as administrative agent.**
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Barings BDC, Inc. | ||
Date: April 13, 2022 |
By:
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/s/ Jonathan Bock
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Jonathan Bock | ||
Chief Financial Officer |
Attachments
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- Original Document
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Disclaimer
Barings BDC Inc. published this content on 13 April 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 13 April 2022 20:24:32 UTC.