Braze : Statement of Changes in Beneficial Ownership - Form 4
September 20, 2022 at 05:00 pm EDT
Share
Ownership Submission
FORM 4
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**)
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.01 to $35.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
(2)
The shares are held by ICONIQ Strategic Partners VI, L.P. ("ICONIQ VI").
(3)
The shares are held by ICONIQ Strategic Partners VI-B, L.P. ("ICONIQ VI-B").
(4)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $35.05 to $35.50. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
(5)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.51 to $35.50. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
(6)
The shares are held by ICONIQ Strategic Partners III, L.P. ("ICONIQ III").
(7)
The shares are held by ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B").
(8)
ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of ICONIQ VI Parent GP.
(9)
The Reporting Person is a partner at ICONIQ Capital and may have limited partner or other interests in one or more of the entities described herein. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.
(10)
Shares held by a family trust of which the Reporting Person serves as trustee. Represents an aggregate of 62,549 shares of Class A Common Stock received in prior distributions-in-kind made in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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Braze Inc. published this content on 20 September 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 20 September 2022 20:59:10 UTC.
Braze, Inc. provides a customer engagement platform that enables brands to be engaging. The Companyâs platform allows any marketer to collect and take action on any amount of data from any source, so they can engage with customers in real time, across channels from one platform. From cross-channel messaging and journey orchestration to artificial intelligence (Al)-powered experimentation and optimization, its platform enables companies to build and maintain engaging relationships with their customers. Its platform produces data that informs decisions and actions across customer engagement strategies. Its platform is also designed to serve the needs of customers across sizes, stages of growth, industries, and geographies. It supports interactions across both in-product and out-of-product messaging channels. Braze Cloud Data Ingestion allows its customers to set up a direct connection between their data warehouses or platforms and Braze to automatically sync relevant data.