Breaker Resources NL : Notification regarding unquoted securities - BRB

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

BREAKER RESOURCES NL

Date of this announcement

Friday December 17, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Unlisted Options	4,250,000	16/12/2021
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

BREAKER RESOURCES NL

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	87145011178
1.3	ASX issuer code
BRB

1. The announcement is New announcement
2. Date of this announcement

17/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code				+Security description
	New class - code to be confirmed				Unlisted Options
	+Security type				ISIN code
	Options
use	Date the +securities the subject of this notification were issued
16/12/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
	Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
personal	Yes
Provide details of the KMP or +associates being issued +securities.
	Name of KMP		Name of registered holder	Number of +securities
				3,000,000
	Thomas Stephen Sanders		Thomas Stephen Sanders
				1,250,000
	Linton John Putland		Linton Putland & Karen Putland as
			Trustees for The Putland Family Trust
	Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	No
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued.
	Options have been previously issued under the Incentive Option Scheme and no advice has been received in relation to
For	the terms being inappropriate or inequitable. The 2019 Notice of AGM sets out the material terms of the Incentive Option
Scheme under which the options are issued and is available from https://www.asx.com.au/asxpdf/20191011/pdf/449dp7p
pmy4l92.pdf
Options Details
	+Security currency		Exercise price	Expiry date
	AUD - Australian Dollar		AUD 0.46700000	31/12/2024

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

		Description
only	Fully paid ordinary shares (ASX: BRB)
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
		or a summary of the terms
		Issued under the Breaker Resources NL Incentive Option Scheme 2015 approved by shareholders at the AGM on 21
		November 2019 and a summary of which was contained within the Notice of that meeting and is available from https://ww
		w.asx.com.au/asxpdf/20191011/pdf/449dp7ppmy4l92.pdf
use	Any other information the entity wishes to provide about the +securities the subject of this notification
	I ue details
personalFor	Number of +securities
4,250,000

Notification of Issue, Conversion or Payment up of Unquoted

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