Certain Common Shares of Capital Asset Planning, Inc. are subject to a Lock-Up Agreement Ending on 5-JAN-2017. These Common Shares will be under lockup for 91 days starting from 6-OCT-2016 to 5-JAN-2017. Details: Shares held by the lender Fintech Management LLC, specific securities trust (company shareholder) consignor and beneficiary, Yuka Katayama, Atsushi Kitayama and Keiko Kitayama, company shareholder Masakazu Kitayama, Hong Jun, Koji Umano, Tsutomu Satomi and Tomoko Kitayama will be under lock-up for the period beginning on the date of the conclusion of the original underwriting agreement to 90 days after the listing date.