For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in SecuritiesFor the month ended (dd/mm/yyyy) :

28 February 2021

To : Hong Kong Exchanges and Clearing LimitedName of Issuer Date SubmittedChongqing Machinery & Electric Co., Ltd. 1 March 2021

I. Movements in Authorised Share Capital

1. Ordinary Shares

2. Preference Shares

3. Other Classes of Shares

RMB3,684,640,154

Total authorised share capital at the end of the month (RMB) :II. Movements in Issued Share Capital

III. Details of Movements in Issued Share Capital (Not Applicable)

Warrants to Issue Shares of the Issuer which are to be Listed (Not Applicable)

Description of warrants

(Date of expiry - dd/mm/yyyy) 1.

  • ( / /

)

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

2.

  • ( / /

)

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

3.

  • ( / /

)

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

4.

  • ( / /

)

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)Currency of Nominal value at Exercisednominal close of value preceding month

(

/

/

)

(

/

/

)

(

/

/

)

(

/

/

)during the monthNominal value at close of the month

issuer issued issuer which during the may be issued

No. of new shares ofmonth pursuant thereto

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) (Not Applicable)

Class and description 1.

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy))

(

2.

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(

3.

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(

4.

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)Currency of Amount at closeamount outstandingof preceding month

/

/

)

/

/

)

/

/

)

(

/

/

)Converted during the monthAmount at close of the month

Total C. (Ordinary shares)

(Preference shares)

(H class)

issuer issued issuer which during the may be issued

No. of new shares ofmonth pursuant theretoAny other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) (Not Applicable)

Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

1.

(

/

/

)

shares (Note 1)

2.

(

/

/

)

shares (Note 1)

3.

(

/

/

)

shares (Note 1)

Total D.

(Ordinary shares) (Preference shares)

(H class)

Other Movements in Issued Share Capital

No. of new

No. of new

shares of

shares of

issuer issued

issuer which

during the

may be

month

issued

pursuant

pursuant

thereto

thereto as at

close of the

Type of Issue

month

Nil

Nil

Nil

Nil

Nil

Nil

Nil

Nil

No. of new shares of

issuer issued issuer whichduring the month pursuant thereto

Type of Issue

No. of new shares of

issuer issued issuer whichduring the month pursuant thereto

Type of Issue

Class of shares issuable ________

(Note 1)

9. Capital reorganisation

Issue and allotment date : (dd/mm/yyyy)

EGM approval date: (dd/mm/yyyy)

(

/

/

)

/(

/ )NilNilClass of shares issuable ________

(Note 1)

10. Other

(Please specify)At price : ScutartreencyIssue and allotment date : (dd/mm/yyyy)

EGM approval date: (dd/mm/yyyy)

(

/

/

)

(

/

/

)NilNilTotal E.

N/A

(Preference shares)

N/A

(H class)

Nil

(Domestic Shares)

Nil

(Ordinary shares)

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):

(1)

N/A

(2)

N/A

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

N/A

Total increase / (decrease) in H classes of shares during the month (i.e. Total of A to E):

Nil

Total increase / (decrease) in domestic shares during the month (i.e. Total of A to E):

Nil

(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

Remarks (if any):

Submitted by: _________Yang Quan_____________________________

Title: ______________Director ____________________________

(Director, Secretary or other duly authorised officer)

Notes :

  • 1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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Chongqing Machinery & Electric Co. Ltd. published this content on 01 March 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 March 2021 11:24:06 UTC.