ClearView Wealth : Notification regarding unquoted securities - CVW

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

CLEARVIEW WEALTH LIMITED

Date of this announcement

Monday November 15, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
CVWAA	PERFORMANCE RIGHTS	3,819,438	12/11/2021
New class - code	Restricted Rights	703,016	12/11/2021
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

CLEARVIEW WEALTH LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	83106248248
1.3	ASX issuer code
CVW

1. The announcement is New announcement
2. Date of this announcement

15/11/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class") does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

ASX +security code and description

CVWAA : PERFORMANCE RIGHTS

Date the +securities the subject of this notification were issued

12/11/2021

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP		Name of registered holder	Number of +securities
			1,111,111
Simon Swanson		Simon Swanson
			277,777
Christopher Blaxland-Walker		Christopher Blaxland-Walker
			277,777
Todd Kardash		Todd Kardash
			277,777
Judilyn Beaumont		Judilyn Beaumont
			347,222
Athol Chiert		Athol Chiert
			277,777
Deborah Lowe		Deborah Lowe
			277,777
Hicham Mourad		Hicham Mourad
			277,777
Justin McLaughlin		Justin McLaughlin
			416,666
Gerard Kerr		Gerard Kerr
			277,777
Nadine Gooderick		Nadine Gooderick

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

The 2021 Notice of General Meeting contains the terms of the Performance Rights issued under the LTVR rules and is available on the ClearView website at: https://www.clearview.com.au/about-clearview/reports-and-presentations/asx-announcements

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

For personal use only

Number of +securities 3,819,438

Notification of Issue, Conversion or Payment up of Unquoted

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