Daiwa Securities : Notice Concerning Completion of Disposal of Treasury Shares for Restricted Stock Compensation

July 21, 2021

Press Release

Daiwa Securities Group Inc.

Notice Concerning Completion of Disposal of Treasury Shares

for Restricted Stock Compensation

Attention

This document is an unofficial translation of a press release announced on July 21, 2021 by Daiwa Securities Group Inc. The original release is in Japanese.

Daiwa Securities Group Inc. ("Company") hereby announces that on this day payment procedures were completed as follows for the disposal of treasury shares as restricted stock compensation, which was resolved at the meeting of the Executive Management Committee held on June 23, 2021. For details, please refer to "Notice Concerning the Disposal of Treasury Shares for Restricted Stock Compensation" which was announced on June 23, 2021.

Overview of the Disposal of Treasury Shares

(1)	Class and number of shares to be	Common Shares of the Company: 1,520,100 shares
disposed
(2)	Disposal price	631 JPY per share
(3)	Total disposal value	959,183,100 JPY
		Directors and Corporate Executive Officers of the
		Company:
		18 persons, 340,500 shares
		Executive Officers, etc. of the Company:
(4)	Recipients of allocation	8 persons, 92,200 shares
		Directors of the Company's subsidiaries:
		52 persons, 546,500 shares
		Executive Officers, etc. of the Company's subsidiaries:
		62 persons, 540,900 shares
(5)	Disposal date	July 21, 2021
		The Company has submitted the Securities
(6)	Other	Registration Statement regarding the Disposal of
Treasury Shares in accordance with the Financial
		Instruments and Exchange Act.
		End