For personal use only
Form 604
Corporations Law
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme FLIGHT CENTRE TRAVEL GROUP LIMITED
ACN/ARSN | 003 377 188 | ||
1. Details of substantial holder | |||
Name | UBS Group AG and its related bodies corporate | ||
ACN/ARSN (if applicable): | |||
There was a change in the interests of the substantial holder on | 06 January 2022 | ||
The previous notice was given to the company on | 10 December 2021 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of | Previous Notice | Present Notice | |||
securities (4) | |||||
Person's Votes | Voting Power (5) | Person's Votes | Voting Power (5) | ||
Ordinary | 15,296,328 | 7.66% | 13,291,181 | 6.66% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of Change (6) | Consideration | Class and | Person's |
change | relevant interest | given in | Number of | votes | |
changed | relation to | securities | affected | ||
change (7) | affected |
Please see Appendix C.
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant | Registered | Person entitled to be | Nature of relevant interest | Class and | Person's |
holder of | number of | ||||
interest | registered holder (8) | (6) | votes | ||
securities | securities | ||||
UBS Asset | Various | UBS Asset | Fund Manager with power | 44,048 | 44,048 |
Management (UK) | Custodians | Management (UK) | to exercise control over | Ordinary | |
Limited | Limited | voting shares | |||
UBS Fund | Various | UBS Fund | Fund Manager with power | 9,847 | 9,847 |
Management | Custodians | Management | to exercise control over | Ordinary | |
(Luxembourg) S.A. | (Luxembourg) S.A. | voting shares | |||
For personal use only
UBS Fund | Various | UBS Fund | Fund Manager with power | 73,391 | 73,391 |
Management | Custodians | Management | to exercise control over | Ordinary | |
(Switzerland) AG | (Switzerland) AG | voting shares | |||
UBS Securities | Warbont | UBS Securities | Power to control disposal | 6,649,281 | 6,649,281 |
Australia Ltd | Nominees Pty | Australia Ltd | over shares pursuant to | Ordinary | |
Ltd | stock borrowing and | ||||
lending activities | |||||
N/A | UBS Securities | Beneficial Owner | 47,000 | 47,000 | |
Australia Ltd | Options | ||||
UBS Asset | Various | UBS Asset | Fund Manager with power | 2,127 | 2,127 |
Management | Custodians | Management | to exercise control over | Ordinary | |
(Americas) Inc | (Americas) Inc | voting shares | |||
UBS Asset | Various | UBS Asset | Fund Manager with power | 998,658 | 998,658 |
Management | Custodians | Management | to exercise control over | Ordinary | |
(Australia) Ltd | (Australia) Ltd | voting shares | |||
UBS Asset | Various | UBS Asset | Fund Manager with power | 8,128 | 8,128 |
Management Trust | Custodians | Management Trust | to exercise control over | Ordinary | |
Company | Company | voting shares | |||
UBS Asset | Various | UBS Asset | Fund Manager with power | 27,381 | 27,381 |
Management Life | Custodians | Management Life | to exercise control over | Ordinary | |
Limited | Limited | voting shares | |||
UBS Europe SE | Various | UBS Europe SE | Power to control disposal | 731,938 | 731,938 |
Custodians | over shares pursuant to | Ordinary | |||
stock borrowing and | |||||
lending activities | |||||
UBS AG Australia | UBS | UBS AG Australia | Prime Broker that has | 4,110 | 4,110 |
Branch | Nominees Pty | Branch | exercised its borrowing | Ordinary | |
Ltd | right in respect of shares | ||||
pursuant to a Prime | |||||
Broking Agreement | |||||
UBS Securities LLC | Various | UBS Securities LLC | Power to control disposal | 27,317 | 27,317 |
Custodians | over shares pursuant to | Ordinary | |||
stock borrowing and | |||||
lending activities | |||||
UBS AG London | Various | UBS AG London | Beneficial Owner | 1,054,945 | 1,054,945 |
Branch | Custodians | Branch | Converts | ||
Citicorp | UBS AG London | Prime Broker that has | 1,397,199 | 1,397,199 | |
Nominees Pty | Branch | exercised its borrowing | Converts | ||
Ltd | right in respect of shares | ||||
pursuant to a Prime | |||||
Broking Agreement | |||||
Various | UBS AG London | Power to control disposal | 2,215,811 | 2,215,811 | |
Custodians | Branch | over shares pursuant to | Ordinary | ||
stock borrowing and | |||||
lending activities |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ ARSN (if applicable) | Nature of association |
N/A | N/A |
For personal use only
6. Addresses
The addresses of persons named in this form are as follows:
Name and ACN/ ARSN (if applicable) | Nature of association |
UBS Europe SE | Bockenheimer Landstrasse 2-4 OpernTurm, Frankfurt am Main |
Germany | |
UBS Asset Management (Australia) Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
UBS AG London Branch | 5 Broadgate, London, United Kingdom |
UBS Asset Management (Americas) Inc | Corporation Service Company, 251 Little Falls Drive, Wilmington, |
Delaware, USA | |
UBS Asset Management Trust Company | Illinois Corporation Service Company 801 Adlai Stevenson Drive, |
Springfield, IL, USA | |
UBS Asset Management (UK) Limited | 5 Broadgate, London, United Kingdom |
UBS Asset Management Life Limited | 5 Broadgate, London, United Kingdom |
UBS Fund Management (Luxembourg) S.A. | 33A avenue J.F. Kennedy, Luxembourg |
UBS Fund Management (Switzerland) AG | Aeschenplatz 6, Basel, Switzerland |
UBS Securities Australia Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
UBS Securities LLC | Corporation Service Company 251 Little Falls Drive, Wilmington, |
Delaware, USA | |
Warbont Nominees Pty Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
UBS Nominees Pty Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
UBS AG Australia Branch | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
SIGNATURE
Print Name: | Andrew Costley | Capacity: | Authorised signatory | ||
Sign Here: | Date: | 10 December 2021 | |||
Print Name: | Florian Naef | Capacity: | Authorised signatory | ||
Sign Here: | Date: | 10 December 2021 | |||
Contact details for this notice:
--------------------------------------------------------------
Andrew Costley
Group Compliance, Regulatory & Governance
-
+852 3712 3707
---------------------------------------------------------
Appendix A
Holder of relevant interest | UBS AG, London Branch | UBS AG, London Branch | UBS Securities Australia Ltd | |
Type of agreement | Securities Lending Agreement | Prime Brokerage Agreement | Securities Lending Agreement | |
Parties to agreement | (i) UBS AG, London Branch ("UBS AG | (i) UBS AG, London Branch ("UBS AG") | (i) UBS AG, Australia Branch ("UBS | |
only | ")/ UBS Limited | (ii) Client (Please refer to Appendix A- | AG")/ UBS Securities Australia | |
Limited | ||||
(ii) Client (Please refer to Appendix A- | 1(a).) | |||
1(a).) | (ii) Client (Please refer to Appendix | |||
A-1(a).) | ||||
Transfer date | Please refer to Appendix A-1(a). | Please refer to Appendix A-1(a). | Please refer to Appendix A-1(a). | |
Holder of voting rights | UBS AG/ UBS Limited | UBS AG | UBS AG/ UBS Securities Australia | |
Limited | ||||
use | Are there any restrictions on voting | Please refer to the details below. | No. | Please refer to the details below. |
rights? | ||||
If yes, detail | Since all right and title in the securities | N/A | Since all right and title in the | |
passes to the transferee (i.e. UBS AG/ | securities passes to the transferee | |||
UBS Limited), the transferee has the | (i.e. UBS AG/ UBS Securities | |||
right to vote. However, in certain | Australia Limited), the transferee | |||
circumstances, the transferee may | has the right to vote. However, in | |||
personal | seek to arrange for voting rights to be | certain circumstances, the | ||
exercised in accordance with the | transferee may seek to arrange for | |||
instructions of the transferor (i.e. | voting rights to be exercised in | |||
Client). | accordance with the instructions of | |||
the transferor (i.e. Client). | ||||
Scheduled return date (if any) | None. | None. | None, subject to the terms of the | |
relevant loan. | ||||
Does the borrower have the right to | Yes. | Yes. | Yes. | |
return early? | ||||
If yes, detail | The borrower (i.e. UBS AG/ UBS | The borrower (i.e. UBS AG) has the | The borrower (i.e. UBS AG/ UBS | |
Limited) has the right to return at its | right to return at its discretion. | Securities Australia Limited) has the | ||
discretion subject to the terms of the | right to return at its discretion. | |||
relevant loan. | ||||
Does the lender have the right to | Yes. | Yes. | Yes. | |
recall early? | ||||
For | If yes, detail | The lender (i.e. Client) can recall at its | The lender (i.e. Client) can recall at its | The lender (i.e. Client) can recall at |
request subject to compliance with | request subject to compliance with | its request subject to compliance | ||
margin requirements and the terms of | margin requirements and the terms of | with margin requirements and the | ||
the relevant loan. | the relevant loan. | terms of the relevant loan. | ||
Will the securities be returned on | Yes. | Yes. | Yes. | |
settlement? | ||||
If yes, detail any exceptions | None. | None. | None. | |
The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.
Appendix A
Holder of relevant interest
Type of agreement
Parties to agreement
onlyTransfer date
Holder of voting rights
Are there any restrictions on voting rights?
If yes, detail use Scheduled return date (if any)
personalDoes the borrower have the right to return early?
If yes, detail
Does the lender have the right to recall early?
If yes, detail
Will the securities be returned on settlement?
If yes, detail any exceptions For
UBS AG, Australia Branch | UBS Securities LLC |
Prime Brokerage Agreement | Securities Lending Agreement |
(i) UBS AG, Australia Branch ("UBS AG") | (i) UBS Securities LLC ("UBS Sec LLC") |
(ii) Client (Please refer to Appendix A-1(a).) | (ii) Client (Please refer to Appendix A-1(a).) |
Please refer to Appendix A-1(a). | Please refer to Appendix A-1(a). |
Client (Once Prime Broker, i.e. UBS AG, has | UBS Sec LLC |
exercised its borrowing right, it is UBS AG) | |
Please refer to the details below. | No. |
Since all right and title in the securities passes to | N/A |
the transferee (i.e. UBS AG), the transferee has | |
the right to vote. However, in certain | |
circumstances, the transferee may seek to | |
arrange for voting rights to be exercised in | |
accordance with the instructions of the | |
transferor (i.e. Client). | |
None, subject to the terms of the relevant loan. | None unless agreed to by the parties. |
Yes. | Yes. Either party can terminate the loan upon notice unless |
otherwise agreed. | |
The borrower (i.e. UBS AG) has the right to return | The borrower (i.e. UBS Sec LLC) has the right to return at its |
at its discretion. | discretion. |
Yes. | Yes. Either party can terminate the loan upon notice unless |
otherwise agreed. | |
The lender (i.e. Client) can recall at its request | The lender has the right to return at its discretion. |
subject to compliance with margin requirements | |
and the terms of the relevant loan. | |
Yes. | Yes (equivalent securities). |
None. | None. |
The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Flight Centre Travel Group Ltd. published this content on 10 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 10 January 2022 21:37:05 UTC.