Item 5.07 Submission of Matters to a Vote of Security Holders.

At the 2021 Annual Meeting of Stockholders held on December 3, 2021, the stockholders of the Company elected each of the Company's directors that had been nominated to serve until the next annual meeting or until their successors are elected and have been qualified. The stockholders also (1) ratified the selection of Cherry Bekaert LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021; (2) adopted and approved an amendment to our Restated Articles of Incorporation increasing the number of authorized common voting shares ("common stock") from 100,000,000 to 150,000,000; (3) approved an amendment to our 2019 Omnibus Equity Incentive Plan to reserve an additional 3,000,000 shares for issuance under the plan; (4) authorized and approved, for purposes of complying with Nasdaq Listing Rule 5635, the issuance of up to 7,645,268 shares of our common stock upon conversion, exchange or otherwise of principal and accrued interest to Richard E. Uihlein, our Chairman of the Board of Directors, pursuant to the terms of certain unsecured convertible notes aggregating $30,000,000 and the related accrued interest; and (5) authorized the adjournment of the annual meeting if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes at the time of the annual meeting or adjournment or postponement thereof to approve any of the foregoing proposals.



The final results of the voting on each matter of business at the 2021 Annual
Meeting are as follows:

Election of Directors

  Name                          Votes For  Votes Withheld Broker Non-Votes
  Gilbert F. Amelio, Ph.D.      24,410,113   1,230,085       17,528,266
  James C. Czirr                25,055,992    584,206        17,528,266
  Kary Eldred                   25,320,269    319,929        17,528,266
  Kevin D. Freeman              17,735,576   7,904,622       17,528,266
  Joel Lewis                    25,274,542    365,656        17,528,266
  Gilbert S. Omenn, M.D., Ph.D. 25,224,302    415,896        17,528,266
  Marc Rubin, M.D.              23,134,498   2,505,700       17,528,266
  Elissa J. Schwartz, Ph.D.     25,359,669    280,529        17,528,266
  Harold H. Shlevin, Ph.D.      25,247,676    392,522        17,528,266
  Richard E. Uihlein, Chairman  25,321,594    318,604        17,528,266
  Richard A. Zordani            25,308,804    331,394        17,528,266

Ratification of the selection of Cherry Bekaert LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021



Votes For  Votes Against Votes Abstain
42,850,755    148,274       169,435



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Adopt and approve an amendment to our Restated Articles of Incorporation increasing the number of authorized common voting shares ("common stock") from 100,000,000 to 150,000,000.



Votes For  Votes Against Votes Abstain
39,970,548   2,945,464      252,452

Approve an amendment to our 2019 Omnibus Equity Incentive Plan to reserve an additional 3,000,000 shares for issuance under the plan.

Votes For Votes Against Votes Abstain Broker Non-Votes 23,700,836 1,778,822 160,540 17,528,266

Authorize and approve, for purposes of complying with Nasdaq Listing Rule 5635, the issuance of up to 7,645,268 shares of our common stock upon conversion, exchange or otherwise of principal and accrued interest to Richard E. Uihlein, our Chairman of the Board of Directors, pursuant to the terms of certain unsecured convertible notes aggregating $30,000,000 and the related accrued interest.

Votes For Votes Against Votes Abstain Broker Non-Votes 24,730,600 656,294 253,304 17,528,266

Authorize the adjournment of the annual meeting if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes at the time of the annual meeting or adjournment or postponement thereof to approve any of the foregoing proposals.



Votes For  Votes Against Votes Abstain
41,277,245   1,566,125      325,094



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