Monex : Announcement of Changes in Management

Announcement of Changes in Management

TOKYO, June 21, 2021 - Monex Group, Inc. hereby announces changes in management and personnel of its group companies named below in order to strengthen management structure.

Monex Group, Inc.

Monex, Inc.

1. Monex Group, Inc.

1. Changes in Responsibilities of Executive Officer Effective June 26, 2021 (scheduled)

Name	Responsibilities (new)	Responsibilities (old)
	Chief Executive Officer	Chief Executive Officer
Oki Matsumoto(*1)	- Overall Management	- Overall Management
- Monex Zero	- Monex Zero
	- Asset Management (*1)	- Japan Catalyst, Inc.

(*1) Covers both Japan Catalyst, Inc. and Monex Asset Management, Inc.

2. Executive Director Changes Effective July 1, 2021 (scheduled)

Name	New Position	Current Position
Seiichirou Wada (*2)	Executive Director	－

(*2) Will continue to serve as Representative Director & President, Monex Ventures, Inc.

Responsibilities of Executive Officers (As of June 26, 2021 (scheduled))

Name	Title	Responsibilities	Other important positions in the
			group
Oki	Representative	Chief Executive Officer	- Managing Director & Chairman,
Matsumoto	Executive	Monex, Inc.
	Officer & CEO	- Overall Management	- Chairman of the Board of
		- Monex Zero	Directors, TradeStation Group, Inc.
		- Asset Management	- Chairman, Coincheck, Inc.
			- Chairman, Japan Catalyst, Inc.
Yuko	Representative	Chief Operating Officer/	- Representative Director &
Seimei	Executive	Chief Financial Officer	President, Monex, Inc.
	Officer	- Planning	- Director, TradeStation Group, Inc.
		- Financial Controls
		- Japan Segment
		- Investment Segment
Kiminori	Executive	- Information Security	- Managing Director, Monex, Inc.
Kaneko	Officer	- Risk Management
Takashi	Executive	Chief Strategic Officer	- Director & Chief Strategic Officer,
Oyagi	Officer	- US Segment	TradeStation Group, Inc.
		1

Name	Title	Responsibilities	Other important positions in the
			group
John	Executive	- US Segment	- Director & President, TradeStation
Bartleman	Officer	Group, Inc.
Shoji	Executive	Chief Quality Officer/
Kuwashima	Officer	Vice Chairman
		- Quality Controls	- Managing Director, Coincheck, Inc.
		- Crypto Asset Segment
		- Corporate
		Communications
		- Crisis Management
Masayuki	Executive	Chief Administrative
Okamoto	Officer	Officer/	- Managing Director, Monex, Inc.
		General Counsel
		- Internal Controls
		- Legal
Katsuki	Executive	- Japan Segment	- Managing Director and
Mandai	Officer	- Asia-Pacific Segment	Vice President, Monex, Inc.
Takuya	Executive	- Human Resources	- Senior Executive Director,
Yamanaka	Officer	Monex, Inc.

II. Monex, Inc.

1. Executive Director and Expert Director Changes Effective June 18, 2021

Name	New Position	Current Position
	Expert Director,	Executive Director,
Takashi Hiroki	General Manager, Financial	General Manager, Financial
Intelligence Department,	Intelligence Department,
	Chief Strategist	Chief Strategist
Heihachiro Okamoto	Expert Director, Chief Global	－
Stock Consultant
Effective July 1, 2021 (scheduled)
Name	New Position	Current Position
Yorinobu Watanabe	Executive Director,	Executive Director
Head of Operation Division

Contact: Akiko Kato	Yuki Nakano, Minaka Aihara
Corporate Communications Office	Investor Relations, Financial Control Department
Monex Group, Inc.	Monex Group, Inc.
[phone]	[phone]

This material is an English translation of a Japanese announcement made on the date above. Although the Company intended to faithfully translate the Japanese document into English, the accuracy and correctness of this English translation is not guaranteed and thus you are encouraged to refer to the original Japanese document. This translation was made as a matter of record only and does not constitute an offer to sell or to solicit an offer to buy securities in the U.S.

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