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2021-09-29T14:00:08Z
MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distributionNotification of Major Holdings
1. Details of issuer
Name: | MorphoSys AG |
Street: | Semmelweisstr. 7 |
Postal code: | 82152 |
City: |
Planegg Germany |
Legal Entity Identifier (LEI): | 529900493806K77LRE72 |
2. Reason for notification
X | Acquisition/disposal of shares with voting rights |
Acquisition/disposal of instruments | |
Change of breakdown of voting rights | |
Other reason: |
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
24 Sep 2021 |
6. Total positions
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
New | 1.68 % | 3.21 % | 4.88 % | 34231943 |
Previous notification | 1.80 % | 3.40 % | 5.19 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) | |
DE0006632003 | 0 | 573569 | 0.00 % | 1.68 % |
Total | 573569 | 1.68 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Internal right to recall shares lent out | n/a | n/a | 289418 | 0.85 % |
Convertible Bond due 2025 | 16/10/2025 | 16/10/2025 | 393021 | 1.15 % |
Total | 682439 | 1.99 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Equity Swap | 12/11/2021-21/09/2026 | 12/11/2021-21/09/2026 | Cash | 415329 | 1.21 % |
Total | 415329 | 1.21 % |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
JPMorgan Chase & Co. | % | % | % |
JPMorgan Chase Bank, National Association | % | % | % |
J.P. Morgan International Finance Limited | % | % | % |
J.P. Morgan Capital Holdings Limited | % | % | % |
J.P. Morgan Securities plc | % | % | % |
- | % | % | % |
JPMorgan Chase & Co. | % | % | % |
JPMorgan Chase Holdings LLC | % | % | % |
J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
J.P. Morgan Securities LLC | % | % | % |
- | % | % | % |
JPMorgan Chase & Co. | % | % | % |
JPMorgan Chase Holdings LLC | % | % | % |
J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
J.P. Morgan Securities LLC | % | % | % |
J.P. Morgan Prime Inc. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
Date
28 Sep 2021 |
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Disclaimer
MorphoSys AG published this content on 29 September 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 September 2021 14:11:09 UTC.