MYER HOLDINGS LIMITED 
By Corporations Act 2001
Section 671B
Notice of initial substantial holderTo Company Name/Scheme MYER HOLDINGS LIMITED
ACN/ARSN 119 085 602
1. Details of substantial holder (1)
Name AXA SA ("AXA"), AllianceBernstein Australia Limited ("ABAL") and various bodies corporate controlled by AXA and ABAL listed in
Schedule 1 (together, "the AXA Group") and certain other entities associated with AXA and ABAL listed in Schedule 1.
ACN/ARSN (if applicable) 095 022 718
The holder became a substantial holder on 1 March 2013
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest
(3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
Common Stock / Ordinary Share | 29,187,683 | 29,187,683 | 5.00% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities (ordinary shares unless stated otherwise) |
Each holder of a relevant interest is listed in Part A of Schedule 1. | Each person listed in Part A(i) of Schedule 1 has a relevant interest because it has power to exercise or control the exercise of a right to vote or to dispose of the relevant securities (s 608(1)(b) and (c) Corporations Act 2001 ("CA")). Each person listed in Part A(ii) of Schedule 1 has a relevant interest because it has voting power above 20% over one or more persons listed in Part A(i) of Schedule 1 (s 608(3) CA). | See Schedule 2. |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Class and number of securities (ordinary shares unless stated otherwise) |
Each holder of a relevant interest is listed in Part A of Schedule 1. | The registered holders of the securities are various third parties acting as custodians on behalf of AXA Group entities (see also column 1 of Schedule 2). | [Not applicable.] | See Schedule 2. |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities (ordinary shares unless stated otherwise) | |
Cash | Non-Cash |
10040865_1
Each holder of a relevant interest is listed in Part A of Schedule 1. | See Schedule 3. | See Schedule 3. | [Not applicable.] | See Schedule3. |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
[Not applicable.] | [Not applicable.] |
7. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
See Parts A and B of Schedule 1 | See Parts A and B of Schedule 1 |
print name Jodie Silcock capacity Company Secretary AllianceBernstein Australia Ltd
sign here date 4 March 2013
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. (7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown".
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Note: All information provided in this schedule is based on the information available to ABAL at the time of filing this notice.
PART A - PERSONS WITH A RELEVANT INTEREST
Name | Address |
Part A(i) - Responsible entities / trustees / managers of funds / delegates of managers [s 608(1)(b) and (c)] | |
Various AXA Group entities which are responsible entities, trustees, managers of funds and delegates of managers, including those set out below | |
AllianceBernstein L.P. | 1345 Avenue of the Americas, NY, NY, 10105 USA |
AllianceBernstein Australia Limited | Level 37, 2 Chifley Square, Sydney NSW 2000 |
AllianceBernstein Investment Management Australia Ltd | Level 37, 2 Chifley Square, Sydney NSW 2000 |
AllianceBernstein New Zealand Limited | Level 37, 2 Chifley Square, Sydney NSW 2000 |
AllianceBernstein (Luxembourg) S.A. | 2-4 rue Eugene Ruppert, Vertigo Building, L-2453, Luxembourg |
AllianceBernstein Canada, Inc | Canada Trust Tower, BCE Place, 161 Bay Street P.O. Box 508, Toronto Ontario M5J 2S1, Canada |
AllianceBernstein Limited | 50 Berkeley Street, London W1J 8HA, England |
AllianceBernstien Trust Company, LLC | 1345 Avenue of the Americas, NY, NY, 10105 USA |
Sanford C Bernstein & Co, LLC | 1345 Avenue of the Americas, NY, NY, 10105 USA |
AllianceBernstein Japan Ltd. | 1-8-3 Marunouchi, Chiyoda-ku, Tokyo, Japan |
AllianceBernstein Hong Kong Limited | Suite 3401,34/F One International Finance Centre, 1 Harbour View Street,Central, Hong Kong |
AllianceBernstein (Singapore) Ltd. | 30 Cecil Street #28-01, Singapore 049712 Singapore |
AXA Investment Managers Paris | Cœur Défense - Tour B - La Défense 4 100 esplanade du Général De Gaulle, 92932 Paris La Defense Cedex France |
AXA Investment Managers UK Ltd | 7 Newgate Street, London EC1A 7NX, UK |
AXA Rosenberg Investment Management Ltd (UK) | 9A Devonshire Square, London EC2M 4YY United Kingdom |
AXA Rosenberg Investment Management Ltd (Japan) | NBF Platinum Tower 14F, 1-17-3 Shirokane, Minato-ku, Tokyo 108-0072, Japan |
AXA Rosenberg Investment Management LLC | 4 Orinda Way, Orinda, CA 94563, USA |
AXA Rosenberg Investment Management Asia Pacific Ltd. | 133 Cecil Street #16-01, Keck Seng Tower, Singapore 069535 Singapore |
AXA Rosenberg Investment Management Asia Pacific Ltd. (Hong Kong) | Suites 5701-4, 57/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong |
AXA China Region Insurance Company Limited | 20/F AXA Centre, 151 Gloucester Road Wanchai, Hong Kong |
AllianceBernstein Taiwan Investment Limited | Tunnan Tower, 32/F, 99 Tunhwa South Road, Sec. 2, Taipei 106, Taiwan |
AllianceBernstein Taiwan Limited | 57F-1, Taipei 101 Tower, 7 Xin Yi Road, Sec 5 Taipei 110, Taiwan |
Various custodians on behalf of various international entities ultimately controlled by AXA (details not available at time of filing) | |
Part A(ii) - Persons with voting power greater than 20% in persons listed in Parts A(i) and (ii) | Various |
Various AXA Group entities, including, as ultimate holding companies, those set out below | |
AXA SA | 25 Avenue Matignon 75008 Paris France |
Persons listed in Part B of Schedule 1 |
10040865_1
Name | Address |
Part A(iii) - Other relevant interests | |
[Not applicable] |
PART B - ASSOCIATES OF PERSONS WITH A RELEVANT INTEREST
Name | Address |
Part (B)(i) - AXA Group Companies [associates by virtue of s 12(2)(a) of CA] | |
AllianceBernstein Corporation of Delaware | 1345 Avenue of the Americas, NY, NY, 10105 USA |
AXA Equitable Life Insurance Company | 1290 Avenue of the Americas, NY, NY 10105 USA |
AXA Financial, Inc. | 1290 Avenue of the Americas, NY, NY 10105 USA |
AllianceBernstein International LLC | 1345 Avenue of the Americas, NY, NY, 10105 USA |
A.C.M.C. Inc | 1345 Avenue of the Americas, NY, NY, 10105 USA |
In addition to the entities referred to above, each other entity in AXA's global corporate group which is ultimately controlled by AXA is an associate of a person whose relevant interest changed. | |
Part B(ii) - Other associates | |
Not applicable |
Part A
Part B
Schedule 2Details of relevant interests and present registered holders in substantial holding after relevant event
Holder of relevant interest | Nature of relevant interest(s) | Number held in class for that relevant interest | Current registered holder(s) of securities | Details of Registered holder(s) of securities |
AllianceBernstein Canada, Inc. | Power to exercise, or to control the exercise of, a right to vote attached to the security, power to acquire or dispose of, or to control the acquisition or disposition, of the security. | 372,061 | Various custodians | n/a |
AllianceBernstein Investment Management Australia Limited | Power to exercise, or to control the exercise of, a right to vote attached to the security, power to acquire or dispose of, or to control the acquisition or disposition, of the security. | 10,762,335 | Various custodians | n/a |
Holder of relevant interest | Nature of relevant interest(s) | Number held in class for that relevant interest | Current registered holder(s) of securities | Details of Registered holder(s) of securities |
AllianceBernstein L.P. | Power to exercise, or to control the exercise of, a right to vote attached to the security, power to acquire or dispose of, or to control the acquisition or disposition, of the security. | 9,782,854 | Various custodians | n/a |
AllianceBernstein Limited | Power to exercise, or to control the exercise of, a right to vote attached to the security, power to acquire or dispose of, or to control the acquisition or disposition, of the security. | 1,244,326 | Various custodians | n/a |
Sanford C. Bernstein & Co., LLC | Power to exercise, or to control the exercise of, a right to vote attached to the security, power to acquire or dispose of, or to control the acquisition or disposition, of the security. | 4,709,107 | Various custodians | n/a |
AXA Rosenberg Investment Mangement Ltd (UK) | Power to exercise, or to control the exercise of, a right to vote attached to the security, power to acquire or dispose of, or to control the acquisition or disposition, of the security. | 2,317,000 | Various custodians | n/a |
2
Schedule 3
Schedule of Transactions
1 November 2012 - 1 March 2013
Entity Trade Date Transaction Type Quantity Consideration
AllianceBernstein L.P. 01-Nov-12 ACQUISITION 1,322,518 $
02-Nov-12 ACQUISITION 192,392 $
22-Nov-12 DISPOSAL -2,222 $
11-Dec-12 ACQUISITION 116,570 $ DISPOSAL -80,140 $
21-Dec-12 ACQUISITION 416,780 $
02-Jan-13 ACQUISITION 9,704 $
03-Jan-13 ACQUISITION 35,626 $
09-Jan-13 DISPOSAL -2,887 $
15-Jan-13 ACQUISITION 44,260 $
16-Jan-13 ACQUISITION 4,518 $
21-Jan-13 ACQUISITION 49,273 $
22-Jan-13 ACQUISITION 57,119 $
04-Feb-13 ACQUISITION 1,448,857 $
06-Feb-13 ACQUISITION 225,751 $
07-Feb-13 ACQUISITION 248,836 $
08-Feb-13 ACQUISITION 65,686 $
11-Feb-13 ACQUISITION 199,285 $
13-Feb-13 ACQUISITION 729,434 $
14-Feb-13 ACQUISITION 1,046,885 $ DISPOSAL -23,147 $
15-Feb-13 ACQUISITION 7,980 $
19-Feb-13 ACQUISITION 523,365 $
20-Feb-13 ACQUISITION 251,371 $
21-Feb-13 ACQUISITION 441,930 $
22-Feb-13 ACQUISITION 76,901 $
25-Feb-13 ACQUISITION 161,863 $
26-Feb-13 ACQUISITION 670,984 $ DISPOSAL -20,000 $
27-Feb-13 ACQUISITION 840,816 $ DISPOSAL -1,090,710 $
28-Feb-13 ACQUISITION 332,427 $
01-Mar-13 ACQUISITION 96,534 $
2,597,192.30
374,586.90
4,664.80
255,445.86
175,363.15
875,171.15
21,074.53
78,864.47
6,234.05
100,878.36
10,309.28
115,879.25
136,875.14
3,588,311.64
573,987.36
635,324.95
167,142.75
522,208.06
1,957,525.02
2,735,295.46
61,618.92
21,105.12
1,416,310.66
677,296.92
1,202,397.42
208,373.76
446,216.36
1,845,712.89
55,125.86
2,280,337.54
2,945,232.94
914,254.56
270,491.62
Sanford C. Bernstein LLC. 19-Nov-12 DISPOSAL -117,430 $
21-Dec-12 ACQUISITION 67,277 $
03-Jan-13 ACQUISITION 40,740 $
30-Jan-13 DISPOSAL -90,010 $
04-Feb-13 ACQUISITION 1,828,224 $
06-Feb-13 ACQUISITION 299,097 $
07-Feb-13 ACQUISITION 296,800 $
08-Feb-13 ACQUISITION 66,652 $
11-Feb-13 ACQUISITION 33,030 $
13-Feb-13 ACQUISITION 118,577 $
14-Feb-13 ACQUISITION 185,781 $
19-Feb-13 ACQUISITION 172,074 $
20-Feb-13 ACQUISITION 71,580 $
21-Feb-13 ACQUISITION 133,143 $
22-Feb-13 ACQUISITION 21,298 $
25-Feb-13 ACQUISITION 42,003 $
26-Feb-13 ACQUISITION 142,985 $
27-Feb-13 ACQUISITION 193,923 $
28-Feb-13 ACQUISITION 87,347 $
01-Mar-13 ACQUISITION 27,505 $
249,905.79
138,858.29
90,201.42
230,222.83
4,527,870.88
760,474.58
757,786.04
169,600.81
86,554.76
318,215.82
485,413.72
465,664.00
192,925.49
362,217.20
57,709.83
115,791.91
393,324.18
526,034.75
240,225.34
77,069.98
AllianceBernstein Canada Inc. 19-Feb-13 ACQUISITION 70,464 $
20-Feb-13 ACQUISITION 29,151 $
21-Feb-13 ACQUISITION 58,707 $
22-Feb-13 ACQUISITION 9,781 $
25-Feb-13 ACQUISITION 20,192 $
26-Feb-13 ACQUISITION 62,218 $
27-Feb-13 ACQUISITION 79,923 $
28-Feb-13 ACQUISITION 32,262 $
01-Mar-13 ACQUISITION 9,363 $
190,687.02
78,569.02
159,717.64
26,502.95
55,664.37
171,148.69
216,757.91
88,728.29
26,235.45
AllianceBernstein Limited | 21-Dec-12 | ACQUISITION | 23,593 | $ 48,695.45 |
03-Jan-13 | ACQUISITION | 8,424 | $ 18,651.37 | |
31-Jan-13 | DISPOSAL | -620,340 | $ 772,323.30 | |
04-Feb-13 | ACQUISITION | 494,219 | $ 1,224,007.46 | |
05-Feb-13 | ACQUISITION | 6,742 | $ 16,547.63 | |
06-Feb-13 | ACQUISITION | 74,652 | $ 189,807.82 | |
07-Feb-13 | ACQUISITION | 91,418 | $ 233,407.29 | |
08-Feb-13 | ACQUISITION | 20,509 | $ 52,186.62 | |
11-Feb-13 | ACQUISITION | 5,685 | $ 14,897.02 | |
13-Feb-13 | ACQUISITION | 46,989 | $ 126,100.72 | |
14-Feb-13 | ACQUISITION | 66,615 | $ 174,051.30 | |
15-Feb-13 | ACQUISITION | 2,020 | $ 5,342.40 | |
18-Feb-13 | ACQUISITION | 114,521 | $ 305,771.07 | |
19-Feb-13 | ACQUISITION | 67,985 | $ 183,978.43 | |
20-Feb-13 | ACQUISITION | 22,085 | $ 59,468.39 | |
21-Feb-13 | ACQUISITION | 53,672 | $ 145,919.03 | |
22-Feb-13 | ACQUISITION | 5,996 | $ 16,246.98 | |
25-Feb-13 | ACQUISITION | 17,700 | $ 48,821.78 | |
26-Feb-13 | ACQUISITION | 45,809 | $ 126,035.44 | |
27-Feb-13 | ACQUISITION | 74,400 | $ 201,743.20 | |
28-Feb-13 | ACQUISITION | 27,964 | $ 76,907.76 | |
01-Mar-13 | ACQUISITION | 5,345 | $ 14,976.88 |
AllianceBernstein Investment 05-Nov-12 DISPOSAL -3,629,639 -$ Management Australia Ltd. 16-Nov-12 DISPOSAL -864,811 $ ACQUISITION 2,629,820 $
03-Dec-12 DISPOSAL -283,600 $
06-Dec-12 DISPOSAL -697,360 $
21-Dec-12 ACQUISITION 1,162,630 $
24-Dec-12 ACQUISITION 18,448 $
27-Dec-12 ACQUISITION 873 $
03-Jan-13 ACQUISITION 80,090 $
09-Jan-13 ACQUISITION 5,396 $
18-Jan-13 DISPOSAL -170,564 $
19-Feb-13 ACQUISITION 11,112 $
20-Feb-13 ACQUISITION 7,853 $
21-Feb-13 ACQUISITION 12,548 $
7,059,647.85
1,842,047.43
5,759,305.80
612,448.20
1,510,553.31
2,399,643.44
38,204.16
1,852.39
177,325.28
11,655.36
395,223.92
30,076.28
21,169.54
34,140.71
Transactions not available for AXA Rosenberg Investment Management Ltd (UK) at the time of filing.
|
distributed by
|
