New Century Resources : Appendix 3G

This appendix is not available as an online form
Please fill in and submit as a PDF announcement	+Rule 3.10.3A, 3.10.3B, 3.10.3C

Appendix 3G

Notification of issue, conversion or payment up of equity

+securities

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.

If you are an entity incorporated outside Australia and you are issuing a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers.

*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.

Part 1 - Entity and announcement details

Question	Question	Answer
no
1.1	*Name of entity	New Century Resources Limited
	We (the entity here named) give notice of the issue,
	conversion or payment up of the following unquoted
	+securities.
1.2	*Registration type and number	ACN 142 165 080
	Please supply your ABN, ARSN, ARBN, ACN or
	another registration type and number (if you supply
	another registration type, please specify both the type
	of registration and the registration number).
1.3	*ASX issuer code	NCZ
1.4	*This announcement is	☒ A new announcement
	Tick whichever is applicable.	☐ An update/amendment to a previous
		announcement
		☐ A cancellation of a previous
		announcement
1.4a	*Reason for update
	Mandatory only if "Update" ticked in Q1.4 above. A
	reason must be provided for an update.
1.4b	*Date of previous announcement to this
	update
	Mandatory only if "Update" ticked in Q1.4 above.
1.4c	*Reason for cancellation
	Mandatory only if "Cancellation" ticked in Q1.4 above.
1.4d	*Date of previous announcement to this
	cancellation
	Mandatory only if "Cancellation" ticked in Q1.4 above.
1.5	*Date of this announcement	22 March 2021

+ See chapter 19 for defined terms
31 January 2020	Page 1

Part 2 - Type of issue

Question Question	Answer
No.

2.1 *The +securities the subject of this notification are:

Select whichever item is applicable.

If you wish to notify ASX of different types of issues of securities, please complete a separate Appendix 3G for each type of issue.

• +Securities issued as a result of options being exercised or other +convertible +securities being converted and that are not to be quoted on ASX
• Partly paid +securities that have been fully paid up and that are not to be quoted on ASX

• +Securities issued under an +employee incentive scheme that are not being immediately quoted on ASX

• Other [please specify]

If you have selected 'other' please provide the circumstances of the issue here:

2.2a.1 Please state the number and type of options that were exercised or other +convertible securities that were converted (including their ASX security code if available)?

Answer this question if your response to Q2.1 is "securities issued as a result of options being exercised or other convertible securities being converted and that are not to be quoted on ASX".

2.2a.2 And the date the options were exercised or other +convertible securities were converted:

Answer this question if your response to Q2.1 is "securities issued as a result of options being exercised or other convertible securities being converted and that are not to be quoted on ASX".

Note: If this occurred over a range of dates, enter the date the last of the options was exercised or convertible securities was converted.

2.2b.1 Please state the number and type of partly paid +securities that were fully paid up (including their ASX security code if available)?

Answer this question if your response to Q2.1 is "partly paid securities that have been paid up and that are not to be quoted on ASX".

2.2b.2 And the date the +securities were fully paid up:

Answer this question if your response to Q2.1 is "partly paid securities that have been paid up and that are not to be quoted on ASX".

Note: If this occurred over a range of dates, enter the date the last of the securities was fully paid up.

2.2c.1 Please state the number and type of 251,204 Retention Rights +securities (including their ASX security

code) issued under an +employee incentive scheme that are not being immediately quoted on ASX

Answer this question if your response to Q2.1 is "securities issued under an employee incentive scheme that are not being immediately quoted on ASX".

2.2c.2 *Please attach a document or provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms.

Answer this question if your response to Q2.1 is "securities issued under an employee incentive scheme that are not being immediately quoted on ASX".

A summary of the Company's Employee Securities Incentive Plan is included in the notice of meeting seeking shareholder approval which can be found at:

https://www.asx.com.au/asxpdf/20191002/p

df/4494v4xywpc144.pdf

2.2c.3	*Are any of these +securities being issued	No
	to +key management personnel (KMP) or
	an +associate
	Answer this question if your response to Q2.1 is
	"securities issued under an employee incentive
	scheme that are not being immediately quoted on
	ASX".

2.2c.3.a *Provide details of the recipients and the number of +securities issued to each of them.

Answer this question if your response to Q2.1 is "securities issued under an employee incentive scheme that are not being immediately quoted on ASX" and your response to Q2.2c.3 is "Yes". Repeat the detail in the table below for each KMP involved in the issue. If the securities are being issued to the KMP, repeat the name of the KMP or insert "Same" in "Name of registered holder". If the securities are being issued to an associate of a KMP, insert the name of the associate in "Name of registered holder".

2.2d.1	*The purpose(s) for which the entity is	☐ To raise additional working capital
	issuing the +securities is:	☐ To fund the retirement of debt
	Answer this question if your response to Q2.1 is
	☐ To pay for the acquisition of an asset
	"Other".
	You may select one or more of the items in the list.	[provide details below]
		☐ To pay for services rendered
		[provide details below]
		☐ Other [provide details below]
		Additional details:
2.2d.2	Please provide any further information
	needed to understand the circumstances in
	which you are notifying the issue of these
	+securities to ASX, including (if applicable)
	why the issue of the +securities has not
	been previously announced to the market
	in an Appendix 3B
	You must answer this question if your response to
	Q2.1 is "Other". If there is no other information to
	provide, please answer "Not applicable" or "N/A".

2.3 *The +securities being issued are:

Tick whichever is applicable

• Additional +securities in an existing unquoted class that is already recorded by ASX ("existing class")

• New +securities in an unquoted class that is not yet recorded by ASX ("new class")

Part 3A - number and type of +securities being issued (existing class)

Answer the questions in this part if your response to Q2.3 is "existing class".

Question	Question	Answer
No.
3A.1	*ASX security code & description	NCZAF
3A.2	*Number of +securities being issued	251,204
3A.3a	*Will the +securities being issued rank	Yes
	equally in all respects from their issue date
	with the existing issued +securities in that
	class?
3A.3b	*Is the actual date from which the	Yes or No
	+securities will rank equally (non-ranking
	end date) known?

Answer this question if your response to Q3A.3a is "No".

3A.3c *Provide the actual non-ranking end date

Answer this question if your response to Q3A.3a is "No" and your response to Q3A.3b is "Yes".

3A.3d *Provide the estimated non-ranking end period

Answer this question if your response to Q3A.3a is "No" and your response to Q3A.3b is "No".

3A.3e *Please state the extent to which the +securities do not rank equally:

• in relation to the next dividend, distribution or interest payment; or
• for any other reason

Answer this question if your response to Q3A.3a is "No".

For example, the securities may not rank at all, or may rank proportionately based on the percentage of the period in question they have been on issue, for the next dividend, distribution or interest payment; or they may not be entitled to participate in some other event, such as an entitlement issue.

Part 3B - number and type of +securities being issued (new class)

Answer the questions in this part if your response to Q2.3 is "new class".

Question	Question	Answer
No.
3B.1	*Security description

3B.2 *Security type

Select one item from the list that best describes the securities the subject of this form. This will determine more detailed questions to be asked about the security later in this section. Select "ordinary fully or partly paid shares/units" for stapled securities or CDIs. For interest rate securities, please select the appropriate choice from either "Convertible debt securities" or "Non- convertible debt securities". Select "Other" for performance shares/units and performance options/rights or if the selections available in the list do not appropriately describe the security being issued.

• Ordinary fully or partly paid shares/units
• Options
• +Convertible debt securities
• Non-convertible+debt securities
• Redeemable preference shares/units
• Other

3B.3	ISIN code
	Answer this question if you are an entity incorporated
	outside Australia and you are issuing a new class of
	securities other than CDIs. See also the note at the top
	of this form.
3B.4	*Number of +securities being issued
3B.5a	*Will all the +securities issued in this class
	rank equally in all respects from the issue
	date?
3B.5b	*Is the actual date from which the
	+securities will rank equally (non-ranking
	end date) known?
	Answer this question if your response to Q3B.5a is
	"No".
3B.5c	*Provide the actual non-ranking end date
	Answer this question if your response to Q3B.5a is
	"No" and your response to Q3B.5b is "Yes".
3B.5d	*Provide the estimated non-ranking end
	period

Answer this question if your response to Q3B.5a is "No" and your response to Q3B.5b is "No".

3B.5e *Please state the extent to which the +securities do not rank equally:

• in relation to the next dividend, distribution or interest payment; or
• for any other reason

Answer this question if your response to Q3B.5a is "No".

For example, the securities may not rank at all, or may rank proportionately based on the percentage of the period in question they have been on issue, for the next dividend, distribution or interest payment; or they may not be entitled to participate in some other event, such as an entitlement issue.

3B.6 Please attach a document or provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued

You may cross reference a disclosure document, PDS, information memorandum, investor presentation or other announcement with this information provided it has been released to the ASX Market Announcements Platform.