NFON AG DGAP Voting Rights Announcement: NFON AG NFON AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-09-01 / 14:07 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: NFON AG
Street: Machtlfinger Straße 7
Postal code: 81379
City: Munich
Germany
Legal Entity Identifier (LEI): 391200FZ5TRMIHIK0S97
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
Correction of an announcement by Universal-Investment-GmbH, see 10.
3. Details of person subject to the notification obligation
Legal entity: Montagu Private Equity LLP
City of registered office, country: London, United Kingdom
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
27 Jul 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 5.06 % 0.00 % 5.06 % 16,561,124
Previous n/a % n/a % n/a % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000A0N4N52 0 837,588 0.00 % 5.06 %
Total 837,588 5.06 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period
0 0.00 %
Total 0 0.00 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
0 0.00 %
Total 0 0.00 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
% of voting rights (if % of voting rights through Total of both (if at
Name at least 3% or more) instruments (if at least 5% or least 5% or more)
more)
Montagu Private Equity LLP % % %
MLLP Holdings Ltd. % % %
MPE (General Partner V) Ltd. % % %
MPE (GP V) LP % % %
Alpha LuxCo 1 SARL % % %
Alpha LuxCo 2 SARL % % %
Universal- Beteiligungs- und % % %
Servicegesellschaft mbH
Universal-Investment-Gesellschaft mbH % % %
Universal-Investment-Luxembourg S.A. % % %
- % % %
Montagu Private Equity LLP % % %
MLLP Holdings Ltd. % % %
Montagu V Nominees Ltd. % % %
Alpha LuxCo 1 SARL % % %
Alpha LuxCo 2 SARL % % %
Universal- Beteiligungs- und % % %
Servicegesellschaft mbH
Universal-Investment-Gesellschaft mbH % % %
Universal-Investment-Luxembourg S.A. % % %
- % % %
Montagu Private Equity LLP % % %
MLLP Holdings Ltd. % % %
MPE (General Partner V) Ltd. % % %
MPE (GP V) LP % % %
Alpha LuxCo 1 SARL % % %
Alpha LuxCo 2 SARL % % %
Universal- Beteiligungs- und % % %
Servicegesellschaft mbH
Universal-Investment-Gesellschaft mbH % % %
Universal-Investmentaktiengesellschaft 3.25 % % %
mit Teilgesellschaftsvermögen
- % % %
Montagu Private Equity LLP % % %
MLLP Holdings Ltd. % % %
Montagu V Nominees Ltd. % % %
Alpha LuxCo 1 SARL % % %
Alpha LuxCo 2 SARL % % %
Universal- Beteiligungs- und % % %
Servicegesellschaft mbH
Universal-Investment-Gesellschaft mbH % % %
Universal-Investmentaktiengesellschaft 3.25 % % %
mit Teilgesellschaftsvermögen
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
With this and parallel correction notifications, the position of the notifying party as the ultimate parent company
of the Universal Group pursuant to Section 35 (1) of the German Securities Trading Act (Wertpapierhandelsgesetz -
WpHG) has been amended since 2017 with regard to the most recently submitted notifications of Universal
Investment-Gesellschaft mbH. Further explanations and all notifications concerned can be found at:
www.universal-investment.com/de/stimmrechtsmitteilungen
Date
31 Aug 2021
(MORE TO FOLLOW) Dow Jones Newswires
September 01, 2021 08:07 ET (12:07 GMT)
