OBOTECH ACQUISITION DGAP Voting Rights Announcement: Obotech Acquisition SE Obotech Acquisition SE: Release according to article 11 paragraph 6 of the Luxembourg transparency law and section 40 paragraph 1 of the German securities trading act (WPHG) 2021-09-01 / 14:53 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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ANNEX A: Standard form for notification of major holdings
Form to be used for the purposes of notifying a change in major holdings pursuant to the amended law and Grand-ducal
Regulation of 11 January 2008 on transparency requirements for issuers (referred to as 'the Transparency Law' and 'the
Transparency Regulation')
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)^i
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached^ii:^
Obotech Acquisition SE (LU2334363566)
2. Reason for the notification (please tick the appropriate box or boxes):
[ ] An acquisition or disposal of voting rights
[x] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify)^iii:
3. Details of person subject to the notification obligation^iv:^
Name: UBS Group AG, Zurich, Switzerland City and country of registered office (if applicable):
4. Full name of shareholder(s) (if different from 3.)^v:
5. Date on which the threshold was crossed or reached^vi: 25.08.2021
6. Total positions of person(s) subject to the notification obligation:
% of voting rights
% of voting rights through financial Total of both Total number of
attached to shares (total instruments in % (7.A + voting rights of
of 7.A) (total of 7.B.1 + 7.B) issuer^vii
7.B.2)
Resulting situation on the date on
which threshold was crossed or 3.84 % 2.43 % 6.27 % 25'325'000
reached
Position of previous notification 0.98 % 5.27 % 6.25 % /
(if applicable)
7. Notified details of the resulting situation on the date on which the threshold was crossed or reached^viii:
A: Voting rights attached to shares
Class/type of Number of voting rights^ix % of voting rights
shares Direct Indirect Direct Indirect
ISIN code (if possible) (Art. 8 of the (Art. 9 of (Art. 8 of the (Art. 9 of the
Transparency the Transparency Law) Transparency Law)
Law) Transparency
Law)
LU2334363566 973'014 % 3.84 %
% %
% %
SUBTOTAL A 973'014
(Direct & Indirect) 3.84 %
B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law
Exercise/ Number of voting rights that
Type of financial instrument Expiration Conversion may be acquired if the % of voting
date^x Period^xi instrument is exercised/ rights
converted.
Right to substitute shares delivered as collateral Anytime 399'000 1.58 %
%
%
SUBTOTAL B.1 399'000 1.58 %
B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law
Expiration Exercise/ Physical or Number of voting % of
Type of financial instrument date^x Conversion cash settlement rights voting
Period^xi ^xii rights
Warrants (LU2334364374) 30 days after Physical 216'000 0.85 %
the
consummation
of the
business
combination
%
%
SUBTOTAL B.2 216'000 0.85 %
8. Information in relation to the person subject to the notification obligation:
(please tick the applicable box)
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.^xiii
[x] Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity^xiv
(please provide a separate organisational chart in case of a complex structure):
% of voting
% of voting rights through
rights held financial
by ultimate instruments Directly
controlling held by controlled
person or ultimate by
entity or controlling (use
N Name^xv held directly person or Total of both number
by any entity or held (s)
subsidiary if directly by from
it equals or any subsidiary 1^st
is higher if it equals column)
than the or is higher
notifiable than the
threshold notifiable
threshold
UBS
Group AG
UBS AG - - -
UBS
Group AG
UBS AG - - -
UBS
Americas
Holding
LLC
UBS
Americas
Inc.
UBS
Asset
Management
(Americas)
Inc.
UBS
O'Connor
LLC
9. In case of proxy voting:
The proxy holder named will cease to hold % and number of voting rights as of .
10. Additional information^xvi:
Done at Opfikon On 31.08.2021 Notes (MORE TO FOLLOW) Dow Jones Newswires
September 01, 2021 08:53 ET (12:53 GMT)
