Item 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit
Plans.
On November 17, 2021, Old National Bancorp (the "Company") sent a notice to
participants in the Old National Bancorp Employee Stock Ownership and Savings
Plan (the "401(k) Plan") informing them that the 401(k) Plan is changing its
investment fund-trading platform. The notice stated that, as a result of this
change, 401(k) Plan participants will be unable to change investment elections
or obtain a distribution during a period starting on December 21, 2021, and
ending on January 16, 2022. This period is referred to herein as the "Blackout
Period."
On November 19, 2021, the Company sent a notice to its directors and executive
officers informing them that, pursuant to Section 306(a) of the Sarbanes-Oxley
Act of 2002 and the SEC's rules promulgated thereunder, they would be prohibited
from purchasing or selling certain shares of the Company's Common Stock during
the Blackout Period.
The notice is attached hereto as Exhibit 99 and incorporated herein by
reference. The Company provided such notice to its directors and executive
officers within five business days of November 17, 2021, which is the date the
notices were mailed to 401(k) Plan participants and that the administrator of
the 401(k) Plan notified the Company of the Blackout Period.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. Description
99 Notice to Directors and Executive Officers of Old National Bancorp
Regarding Employee Stock Ownership and Savings Plan Blackout Period and
Restrictions on Ability to Trade in Company Securities.
104 Cover Page Interactive Data File (embedded within the Inline XBRL
document).
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