Item 9.01. Financial Statements and Exhibits.
(a) Financial statements of businesses acquired.
The audited financial statements of Old Ouster as of and for the years ended
(b) Pro forma financial information.
The unaudited pro forma condensed combined financial information of CLA and Old
Ouster as of and for the year ended
(d) Exhibits. Exhibit No. Description 2.1+ Agreement and Plan of Merger, dated as ofDecember 21, 2020 , by and among the Registrant,Beam Merger Sub, Inc. andOuster, Inc. (incorporated by reference to Exhibit 2.1 to the Registration Statement on Form S-4 (File No. 333-251611) filed onFebruary 10, 2021 ). 3.1 Certificate of Incorporation ofOuster, Inc. (incorporated by reference to Exhibit 3.1 to the Registration Statement on Form S-4 (File No. 333-251611) filed onMarch 10, 2021 ). 3.2 Bylaws ofOuster, Inc. (incorporated by reference to Exhibit 3.2 to the Registration Statement on Form S-4 (File No. 333-251611) filed onMarch 10, 2021 ). 4.1 Warrant Agreement, datedAugust 20, 2020 , between ColonnadeAcquisition Corp. andContinental Stock Transfer &Trust Company (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed onAugust 25, 2020 ). 4.3 Specimen Warrant Certificate of the Registrant (incorporated by reference to Exhibit 4.3 to the Registrant's Registration Statement on Form S-1 (File No. 333-240378), filed onAugust 4, 2020 ). 10.1+ Form of Indemnification Agreement (incorporated by reference to Exhibit 10.1 to the Registrant's Current Report on Form 8-K (File No. 001-39463), filed onMarch 15, 2021 ). 10.2 Amended and Restated Registration Rights Agreement, by and amongOuster, Inc. and the holders party thereto (incorporated by reference to Exhibit 10.2 to the Registrant's Current Report on Form 8-K (File No. 001-39463), filed onMarch 15, 2021 ). 10.3+ 2021 Incentive Award Plan (incorporated by reference to Exhibit 10.3 to the Registrant's Current Report on Form 8-K (File No. 001-39463), filed onMarch 15, 2021 ). 10.3(a)+ Form of Stock Option Agreement under theOuster, Inc. 2021 Incentive Award Plan (incorporated by reference to Exhibit 10.5(a) to the Registration Statement on Form S-4 (File No. 333-251611) filed onDecember 22, 2020 ). 10.3(b)+ Form of Restricted Stock Unit Agreement under theOuster, Inc. 2021 Incentive Award Plan (incorporated by reference to Exhibit 10.3(b)+ to the Registrant's Current Report on Form 8-K (File No. 001-39463), filed onMarch 15, 2021 ).
--------------------------------------------------------------------------------
10.4# Manufacturing Services Agreement, dated as ofMarch 5, 2018 , by and betweenOuster, Inc. and Benchmark Electronics, Inc. (incorporated by reference to Exhibit 10.6 to the Registration Statement on Form S-4 (File No. 333-251611) filed onDecember 22, 2020 ). 10.5# Loan and Security Agreement, dated as ofNovember 27, 2018 , by and amongOuster, Inc. ,Runway Growth Credit Fund Inc. , and the other parties thereto (incorporated by reference to Exhibit 10.7 to the Registration Statement on Form S-4 (File No. 333-251611) filed onDecember 22, 2020 ). 10.5(a)# First Amendment to Loan and Security Agreement, dated as ofMarch 28, 2019 , by and amongOuster, Inc. ,Runway Growth Credit Fund Inc. , and the other parties thereto (incorporated by reference to Exhibit 10.7(a) to the Registration Statement on Form S-4 (File No. 333-251611) filed onDecember 22, 2020 ). 10.5(b) Second Amendment to Loan and Security Agreement, dated as ofAugust 5, 2019 , by and amongOuster, Inc. ,Runway Growth Credit Fund Inc. , and the other parties thereto (incorporated by reference to Exhibit 10.7(b) to the Registration Statement on Form S-4 (File No. 333-251611) filed onDecember 22, 2020 ). 10.5(c) Third Amendment to Loan and Security Agreement, dated as ofApril 3, 2020 , by and amongOuster, Inc. ,Runway Growth Credit Fund Inc. , and the other parties thereto (incorporated by reference to Exhibit 10.7(c) to the Registration Statement on Form S-4 (File No. 333-251611) filed onDecember 22, 2020 ). 10.5(d) Fourth Amendment to Loan and Security Agreement, dated as ofNovember 23, 2020 , by and amongOuster, Inc. , Runway Growth CreditFund Inc. , and the other parties thereto (incorporated by reference to Exhibit 10.7(d) to the Registration Statement on Form S-4 (File No. 333-251611) filed onDecember 22, 2020 ). 10.6 Lease, datedSeptember 5, 2017 , by and betweenOuster, Inc. andMission Creative Ownership, LLC (incorporated by reference to Exhibit 10.13 to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ). 10.6(a) First Amendment to Lease, datedJanuary 21, 2018 , by and betweenOuster, Inc. andMission Creative Ownership, LLC (incorporated by reference to Exhibit 10.13(a) to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ). 10.6(b) Second Amendment to Lease, datedMarch 27, 2018 , by and betweenOuster, Inc. andMission Creative Ownership, LLC (incorporated by reference to Exhibit 10.13(b) to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ). 10.6(c) Third Amendment to Lease, datedAugust 14, 2018 , by and betweenOuster, Inc. andMission Creative Ownership, LLC (incorporated by reference to Exhibit 10.13(c) to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ). 10.6(d) Fourth Amendment to Lease, datedApril 4, 2019 , by and betweenOuster, Inc. andMission Creative Ownership, LLC (incorporated by reference to Exhibit 10.13(d) to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ).
--------------------------------------------------------------------------------
10.6(e) Fifth Amendment to Lease, datedJuly 21, 2019 , by and betweenOuster, Inc. andMission Creative Ownership, LLC (incorporated by reference to Exhibit 10.13(e) to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ). 10.6(f) Sixth Amendment to Lease, datedDecember 20, 2019 , by and betweenOuster, Inc. andMission Creative Ownership, LLC (incorporated by reference to Exhibit 10.13(f) to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ). 10.6(g) Seventh Amendment to Lease, datedMay 18, 2020 , by and betweenOuster, Inc. andMission Creative Ownership, LLC (incorporated by reference to Exhibit 10.13(g) to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ). 10.7 NNN Lease, datedSeptember 1, 2017 , by and betweenOuster, Inc. andSIC-350 Treat, LLC (incorporated by reference to Exhibit 10.14 to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ). 10.7(a) First Amendment to NNN Lease, datedJanuary 1, 2018 , by and betweenOuster, Inc. andSIC-350 Treat, LLC (incorporated by reference to Exhibit 10.14(a) to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ). 10.7(b) Second Amendment NNN Lease, datedMarch 27, 2018 , by and betweenOuster, Inc. andSIC-350 Treat, LLC (incorporated by reference to Exhibit 10.14(b) to the Registration Statement on Form S-4 (File No. 333-251611) filed onJanuary 27, 2021 ). 10.8+Ouster, Inc. Non-Employee Director Compensation Policy (incorporated by reference to Exhibit 10.8 to the Registrant's Current Report on Form 8-K (File No. 001-39463), filed onMarch 15, 2021 ). 10.9+Ouster, Inc. Amended and Restated 2015 Stock Plan (incorporated by reference to Exhibit 10.9 to the Registration Statement on Form S-1 (File No. 333-254987) filed onApril 2, 2021 ). 10.10 Form of Subscription Agreement, dated as ofDecember 21, 2020 , by and between the Company and the subscribers party thereto (incorporated by reference to Exhibit 99.1 to the Registration Statement on Form S-1 (File No. 333-254987) filed onApril 2, 2021 ). 14.1 Code of Business Conduct and Ethics ofOuster, Inc. (incorporated by reference to Exhibit 14.1 to the Registrant's Current Report on Form 8-K (File No. 001-39463), filed onMarch 15, 2021 ). 16.1 Letter fromMarcum LLP to theSecurities and Exchange Commission (incorporated by reference to Exhibit 16.1 to the Registrant's Current Report on Form 8-K (File No. 001-39463), filed onMarch 15, 2021 ). 21.1 List of Subsidiaries (incorporated by reference to Exhibit 21.1 to the Registrant's Current Report on Form 8-K (File No. 001-39463), filed onMarch 15, 2021 ). 99.1* Audited financial statements ofOuster, Inc. (Old Ouster) as of and for the years endedDecember 31, 2020 and 2019. 99.2* Unaudited pro forma condensed combined financial information ofColonnade Acquisition Corp. and Old Ouster as of and for the year endedDecember 31, 2020 . 99.3 Management's Discussion and Analysis of Financial Condition and Results of Operations (incorporated by reference to Exhibit 99.3 to the Registrant's Current Report on Form 8-K (File No. 001-39463), filed onMarch 15, 2021 ).
† The annexes, schedules, and certain exhibits to this Exhibit have been omitted
pursuant to Item 601(b)(2) of Regulation S-K. The Registrant hereby agrees to
furnish supplementally a copy of any omitted annex, schedule or exhibit to the
+ Indicates a management contract or compensatory plan.
# Certain portions of this exhibit (indicated by "[***]") have been omitted
pursuant to Regulation S-K, Item 601(b)(10).
* Filed herewith.
--------------------------------------------------------------------------------
© Edgar Online, source