Ozz Resources : Notification regarding unquoted securities - OZZ

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

OZZ RESOURCES LIMITED

Date of this announcement

Monday March 21, 2022

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Employee Incentive Options	1,750,000	18/03/2022
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

OZZ RESOURCES LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ACN	643844544
1.3	ASX issuer code
OZZ

1. The announcement is New announcement
2. Date of this announcement

21/3/2022

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

personal use only

ASX +security code		+Security description
New class - code to be confirmed		Employee Incentive Options
+Security type		ISIN code
Options

Date the +securities the subject of this notification were issued

18/3/2022

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.
Name of KMP		Name of registered holder	Number of +securities
			250,000
Stuart Usher		Stuart Usher

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?

No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02390849-6A1039122?access_token=8 3ff96335c2d45a094df02a206a39ff4

	Options Details
For	+Security currency	Exercise price	Expiry date
		AUD - Australian Dollar	AUD 0.25000000	18/3/2025
		Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
		company option
		Other
		Description
		Ordinary Fully Paid Shares
	Notification of Issue, Conversion or Payment up of Unquoted	4 / 7

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

same link as above being the Prospectus and the Employee Incentive Plan listed on ASX MAP 1 July 2021

Any other information the entity wishes to provide about the +securities the subject of this notification

only
	Issue details
		Number of +securities
use	1,750,000
For personal

Notification of Issue, Conversion or Payment up of Unquoted

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