persons within the United Kingdom falling within the definition of 
investment professionals (as defined in Article 19(5) of the Financial 
Services and Markets Act 2000 (Financial Promotion) Order 2005 (the 
Order)) or (2) persons falling within Article 43(2) of the Order, or (3) 
to other persons to whom it may lawfully be communicated (together 
Relevant Persons). The investment activity to which this document 
relates will only be engaged in with Relevant Persons and persons who 
are not Relevant Persons should not rely on it. 
 
   European Economic Area 
 
   In any Member State of the European Economic Area (the EEA and each a 
Member State), this communication is only addressed to, and is only 
directed at, "qualified investors" within the meaning of the Prospectus 
Regulation. Each person in a Member State or in the United Kingdom who 
receives any communication in respect of the Exchange Offer contemplated 
in this announcement will be deemed to have represented, warranted and 
agreed to and with the Company and the Tender Agent that it is a 
qualified investor within the meaning of the Prospectus Regulation. For 
these purposes, the expression "Prospectus Regulation" means Regulation 
(EU) 2017/1129 and Regulation (EU) 2017/1129 as it forms part of United 
Kingdom domestic law by virtue of the European Union (Withdrawal) Act 
2018. The 2017/22 Bonds have not been admitted to trading on a regulated 
market in the EEA or in the United Kingdom. 
 
   Switzerland 
 
   This communication qualifies as advertisement pursuant to the Swiss 
Financial Services Act (FinSA) and does neither constitute an offer or 
invitation to subscribe for or purchase any securities of Santhera 
Pharmaceuticals Holding AG nor a prospectus nor a key information 
document within the meaning of the FinSA. Investors should make their 
decision to accept the Exchange Offer solely based on the Notice of a 
Repurchase Offer (Exchange of CHF 60,000,000 Senior Unsecured 
Convertible Bonds due 2022) and the preliminary offering and listing 
prospectus regarding the New Bonds, each dated March 25, 2021 which, 
subject to compliance with applicable securities laws, is accessible via 
https://www.santhera.com/investors-and-media/investor-toolbox/bond-exchange-offering. 
Investors are furthermore advised to consult their bank or financial 
adviser before making any investment decision. 
 
   # # # 
 
   Attachment 
 
 
   -- 2021 04 27_Offer-EndResult_e_final 
      https://ml-eu.globenewswire.com/Resource/Download/174ce0b1-35cf-4296-983c-4b696f26b228

(END) Dow Jones Newswires

April 27, 2021 14:15 ET (18:15 GMT)