Application for quotation of +securitiesAnnouncement Summary
Entity name
For personal use only
SEZZLE INC.
Announcement Type
New announcement
Date of this announcement
Friday April 22, 2022
The +securities to be quoted are:Other
Total number of +securities to be quotedASX +security
code | Security description | Issue date | |
SZL | CDI 1:1 US PERSON PROHIBITED EXCLUDING | 309,025 | 20/04/2022 |
QIB |
Number of +securities to be quoted
Refer to next page for full details of the announcementApplication for quotation of +securities
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Application for quotation of +securitiesPart 1 - Entity and announcement details
For personal use only
1.1 Name of entity SEZZLE INC.
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type ARBN
1.3 ASX issuer code SZL
1.4 The announcement isNew announcement
1.5 Date of this announcement 22/4/2022
Registration number 633327358
Application for quotation of +securities
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Application for quotation of +securities
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
Other
For personal use only
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
2.3c Have these +securities been offered under a +disclosure document or +PDS?
No
2.3d Please provide any further information needed to understand the circumstances in which you are applying to have these +securities quoted on ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B
Conversion of existing SZLAM Common Stock to SZL CDIs only. No new issue of securities.
2.4 Any on-sale of the +securities to be quoted within 12 months of their date of issue will comply with the secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of:
An applicable ASIC instrument or class order
Application for quotation of +securities
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Application for quotation of +securities
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
For personal use only
Additional +securities to be quoted in an existing class
ASX +security code and description
SZL : CDI 1:1 US PERSON PROHIBITED EXCLUDING QIB
Issue date 20/4/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
Yes
Issue details
Number of +securities to be quoted
309,025
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Conversion of existing SZLAM Common Stock to SZL CDIs only. No new issue of securities.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
The purpose(s) for which the entity is issuing the securities
Other
Please provide additional details
Conversion of existing SZLAM Common Stock to SZL CDIs only. No new issue of securities.
Application for quotation of +securities
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Application for quotation of +securitiesPart 4 - Issued capital following quotation
For personal use only
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
ASX +security code and description
SZL : CDI 1:1 US PERSON PROHIBITED EXCLUDING QIB
Total number of
+securities on issue
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
200,654,349
Total number of
ASX +security code and description | +securities on issue |
SZLAM : COMMON STOCK | 4,064,637 |
SZLAG : RESTRICTED STOCK UNITS | 6,311,032 |
SZLAH : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 21,106,529 |
Application for quotation of +securities
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Sezzle Inc. published this content on 22 April 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 April 2022 01:07:02 UTC.