SHENZHEN INVESTMENT LIMITED For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities For the month ended (dd/mm/yyyy) : 31 / 08 / 2015
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer Shenzhen Investment Limited
Date Submitted 01 / 09 / 2015
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 604 Description : N/A
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month (Note)
(2) Stock code : Description :
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month
2. Preference Shares
For Main Board and GEM listed issuers
Stock code : Description :
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code : Description :
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State currency) :
II. Movements in Issued Share Capital
N/A
No. of ordinary shares No of preference
No. of other classes
(1) (2)
shares
of shares
Balance at close of
preceding month 7,382,743,119 N/A N/A N/A
Increase/ (decrease)
during the month 1,273,869 N/A N/A N/A
Balance at close of the
month 7,384,016,988 N/A N/A N/A
For Main Board and GEM listed issuers
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares of No. of new shares of option scheme issuer issued during issuer which may be including EGM the month pursuant issued pursuant thereto approval date Movement during the month thereto as at close of the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed | |
1. Share option scheme Granted on 28/01/2014 Exercise price: HK$2.85 (adopted on 22/06/2012) Ordinary shares Nil Nil Nil 2,506,000 Nil (Note 1) 2. Share option scheme Granted on 27/07/2015 Exercise price: HK$3.396 (adopted on 22/06/2012) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. ( / / ) shares (Note 1) 4. ( / / ) shares (Note 1) Total A. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | 118,560,000 |
1. Share option scheme Granted on 28/01/2014 Exercise price: HK$2.85 (adopted on 22/06/2012) Ordinary shares Nil Nil Nil 2,506,000 Nil (Note 1) 2. Share option scheme Granted on 27/07/2015 Exercise price: HK$3.396 (adopted on 22/06/2012) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. ( / / ) shares (Note 1) 4. ( / / ) shares (Note 1) Total A. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | 7,846,000 |
1. Share option scheme Granted on 28/01/2014 Exercise price: HK$2.85 (adopted on 22/06/2012) Ordinary shares Nil Nil Nil 2,506,000 Nil (Note 1) 2. Share option scheme Granted on 27/07/2015 Exercise price: HK$3.396 (adopted on 22/06/2012) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. ( / / ) shares (Note 1) 4. ( / / ) shares (Note 1) Total A. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. Share option scheme Granted on 28/01/2014 Exercise price: HK$2.85 (adopted on 22/06/2012) Ordinary shares Nil Nil Nil 2,506,000 Nil (Note 1) 2. Share option scheme Granted on 27/07/2015 Exercise price: HK$3.396 (adopted on 22/06/2012) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. ( / / ) shares (Note 1) 4. ( / / ) shares (Note 1) Total A. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. Share option scheme Granted on 28/01/2014 Exercise price: HK$2.85 (adopted on 22/06/2012) Ordinary shares Nil Nil Nil 2,506,000 Nil (Note 1) 2. Share option scheme Granted on 27/07/2015 Exercise price: HK$3.396 (adopted on 22/06/2012) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. ( / / ) shares (Note 1) 4. ( / / ) shares (Note 1) Total A. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
Total funds raised during the month from exercise of options (State currency) N/A |
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) |
Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
For Main Board and GEM listed issuers
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Amount at close Converted Amount at thereto close of the amount of preceding during the close of the month Class and description outstanding month month month |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) |
1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) |
4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
For Main Board and GEM listed issuers
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of No. of new shares of issuer issued during issuer which may be the month pursuant issued pursuant thereto thereto as at close of the month | |
1. 2. 3. | N/A | |
1. 2. 3. | ||
1. 2. 3. | ||
1. 2. 3. | ( / / ) | |
1. 2. 3. | shares (Note 1) | |
1. 2. 3. | N/A | |
1. 2. 3. | ||
1. 2. 3. | ||
1. 2. 3. | ( / / ) | |
1. 2. 3. | shares (Note 1) | |
1. 2. 3. | N/A | |
1. 2. 3. | ||
1. 2. 3. | ||
1. 2. 3. | ( / / ) | |
1. 2. 3. | shares (Note 1) | |
1. 2. 3. | N/A | |
1. 2. 3. | Total D. (Ordinary shares) | N/A |
1. 2. 3. | (Preference shares) | N/A |
1. 2. 3. | (Other class) | N/A |
1. 2. 3. | (Other class) |
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
No. of new No. of new shares of issuer shares of issued during the issuer which month pursuant may be thereto issued pursuant thereto as at close of the Type of Issue month |
Class of shares issuable (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 3. Placing At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 3. Placing At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
For Main Board and GEM listed issuers
No. of new No. of new shares of issuer shares of issued during the issuer which month pursuant may be thereto issued pursuant thereto as at close of the Type of Issue month |
Class of shares Ordinary issuable (Note 1) 5. Scrip State HK$ Issue and allotment dividend At price : 3.804 currency date : (dd/mm/yyyy) (21/08/2015) EGM approval date: ( / / ) (dd/mm/yyyy) 1,273,869 |
Class of shares Ordinary issuable (Note 1) 5. Scrip State HK$ Issue and allotment dividend At price : 3.804 currency date : (dd/mm/yyyy) (21/08/2015) EGM approval date: ( / / ) (dd/mm/yyyy) 1,273,869 |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares redeemed (Note 1) 7. Redemption Redemption date : ( / / ) of shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares redeemed (Note 1) 7. Redemption Redemption date : ( / / ) of shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 8. Consideration State Issue and allotment issue At price : currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) N/A |
Class of shares issuable (Note 1) 8. Consideration State Issue and allotment issue At price : currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) N/A |
For Main Board and GEM listed issuers
No. of new No. of new shares of issuer shares of issued during the issuer which month pursuant may be thereto issued pursuant thereto as at close of the Type of Issue month |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 10. Other (Please At price : State Issue and allotment ( / / ) specify) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Class of shares issuable (Note 1) 10. Other (Please At price : State Issue and allotment ( / / ) specify) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
Total E. (Ordinary shares) 1,273,869 (Preference shares) N/A (Other class) N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | 1,273,869 |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | are Capital").) |
For Main Board and GEM listed issuers
Remarks (if any):
Submitted by: Carmelo Lee Ka Sze
Title: Secretary (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
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