SILTRONIC AG
DGAP Voting Rights Announcement: Siltronic AG
Siltronic AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2021-02-24 / 09:20
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: Siltronic AG
Street: Einsteinstr. 172 - Tower B / Blue Tower
Postal code: 81677
City: Munich
Germany
Legal Entity Identifier (LEI): 5299003NKV26NNGHHR90
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc
5. Date on which threshold was crossed or reached:
17 Feb 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 5.75 % 3.25 % 9.00 % 30000000
Previous 6.19 % 2.71 % 8.90 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000WAF3001 0 1723942 0.00 % 5.75 %
Total 1723942 5.75 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or Exercise or conversion Voting rights Voting rights
maturity date period absolute in %
Call Option 19.03.2021 at any time 9500 0.03 %
Right of recall over securities lending at any time at any time 511242 1.70 %
agreements
Total 520742 1.74 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
date period settlement absolute in %
Retail Structured 16.10.2069 at any time Cash 1 0 %
Product
Equity Swap From 10.06.2021 to at any time Cash 454144 1.51 %
25.01.2023
Total 454145 1.51 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley Capital % % %
Services LLC
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley
International Holdings % % %
Inc.
Morgan Stanley % % %
International Limited
Morgan Stanley Investments % % %
(UK)
Morgan Stanley & Co. 4.61 % % 6.33 %
International plc
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley & Co. LLC % % %
Prime Dealer Services % % %
Corp.
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley Investment % % %
Management Inc.
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Please note that the reason for notification selected relates to the specific activity which occurred on the Date on
which threshold was crossed or reached and which contributed to the triggering of the notification obligation and
therefore may not also correspond to the comparison of New & Previous notification % values in the Total Positions
section.
Date
23 Feb 2021
----------------------------------------------------------------------------------------------------------------------- 2021-02-24 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de -----------------------------------------------------------------------------------------------------------------------
Language: English
Company: Siltronic AG
Einsteinstr. 172 - Tower B / Blue Tower
81677 Munich
Germany
Internet: www.siltronic.com
End of News DGAP News Service
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(END) Dow Jones Newswires
February 24, 2021 03:21 ET (08:21 GMT)
