SPT ENERGY GROUP INC. Monthly Return of Equity Issuer on Movements in SecuritiesFor the month ended (dd/mm/yyyy) :
To : Hong Kong Exchanges and Clearing LimitedName of Issuer Date SubmittedSPT Energy Group Inc. 5/11/2018
I. Movements in Authorised Share Capital
1. Ordinary Shares
31/10/2018
(1) Stock code :
1251
Description :
Ordinary Shares
No. of ordinary (State shares currency)
Par valueAuthorised share capital (State currency)
Balance at close of preceding month | 5,000,000,000 |
Increase/(decrease) | 0 |
Balance at close of the month | 5,000,000,000 |
(2) Stock code :
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
N/A
Description :
US$0.0001 | US$500,000 | |
0 | ||
US$0.0001 | US$500,000 | |
No. of ordinary | Par value | Authorised share capital |
shares | (State currency) | (State currency) |
N/A
2. Preference SharesStock code :
N/A
Description :
N/A
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Stock code :
N/A
Description :
N/A
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
No. of other classes of shares
Par value (State currency)
Total authorised share capital at the end of the month (State currency) :II. Movements in Issued Share CapitalBalance at close ofpreceding month
Increase/ (decrease) during the month
Balance at close of the month
1,845,833,665
1,848,921,665
3,088,000
No. of ordinary shares | ||
No of preference | No. of other classes | |
(1) (2) | shares | of shares |
--- | --- | |
--- | --- | |
--- | --- |
---
---
---Authorised share capital
(State currency)
US$500,000
III. Details of Movements in Issued Share Capital | ||
Share Options (under Share Option Schemes of the Issuer) | ||
Particulars of share | No. of new shares of | No. of new shares |
option scheme | issuer issued during the | of issuer which may |
including EGM | month pursuant thereto | be issued pursuant |
approval date (dd/mm/yyyy) and class of shares issuable
Movement during the month
thereto as at close of the monthGrantedExercisedCancelledLapsed
1. Share Option
Scheme
Exercise PriceHK$ 1.292
( 01/12/2011)
Ordinary shares
0
0
0
1,110,667
0
7,930,000
(Note 1)
2. Share OptionScheme
Exercise PriceHK$ 1.36
( 01/12/2011)
Ordinary sharesshares
0
0
0
0
0
5,083,334
(Note 1)
3. Share OptionScheme
Exercise PriceHK$ 4.694
( 01/12/2011)
Ordinary shares
0
0
0
1,600,000
0
41,800,000
(Note 1)
4. Share OptionScheme
Exercise PriceHK$ 0.49
( 01/12/2011)
Ordinary shares
0
3,088,000
0
870,000
3,088,000
114,086,000
(Note 1)
5. Share OptionScheme
Exercise PriceHK$ 0.74
( 01/12/2011)
Ordinary shares
0
0
0
0
0
60,000,000
(Note 1)
Total A. (Ordinary shares)3,088,000
(Preference shares)N/A
(Other class)N/A
Total funds raised during the month from exercise of options (State currency)
HK$1,513,120
Warrants to Issue Shares of the Issuer which are to be Listed
No. of new | No. of new |
shares of | shares of issuer |
issuer issued | which may be |
during the | issued pursuant |
month | thereto as at |
Description of warrants (Date of expiry - dd/mm/yyyy) 1. N/A
Currency of nominal value
Exercised | Nominal value at | pursuant | close of the | |
close of preceding | during the | close of the | thereto | month |
month | month | month |
Nominal value at
(
/ / ) Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( / /
)
2. N/A
( / / )
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A
( / /
)
( / / )
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A
( / /
)
(
/ / ) Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( / /
)
Total B.
(Ordinary shares) Nil (Preference shares) N/A
(Other class) N/A
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)Currency of amount outstanding
Class and description 1. N/A
Amount at close of preceding monthConverted during the monthAmount at close of the monthNo. of new shares of issuer issued during the month pursuant theretoNo. of new shares of issuer which may be issued pursuant thereto as at close of the month
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. N/A
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( / /
( / /
( / /
( / /
)
)
)
)
Total C. (Ordinary shares) Nil
(Preference shares) N/A
(Other class) N/A
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SPT Energy Group Inc. published this content on 05 November 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 05 November 2018 09:22:05 UTC
