Summer Energy : 9.30.2021 Amended Quarterly Report Summer Energy Holdings Inc

SUMMER ENERGY HOLDINGS, INC.

State of Incorporation: Nevada

5847 San Felipe St. Suite 3700

Houston, TX 77057

713-375-2760

www.summerenergy.com

SIC Code: 4911

QUARTERLY REPORT

For the quarterly period ended September 30, 2021

(the "Reporting Period")

The number of shares outstanding of our Common Stock is 31,866,934 and 32,307,298 as of September 30, 2020 and September 30, 2021, respectively.

Indicate by check mark whether the company is a shell company (as defined in Rule 405 of the Securities Act of

1933 and Rule 12b-2 of the Exchange Act of 1934):

Yes: ☐ No: ☒ (Double-click and select "Default Value" to check)

Indicate by check mark whether the company's shell status has changed since the previous reporting period:

Yes: ☐ No: ☒

Indicate by check mark whether a Change in Control of the company has occurred over this reporting period:

Yes: ☐ No: ☒

For more information:

www.OTCQB.comTicker: SUME

orwww.summerenergy.com

4861-1378-5363

	SUMMER ENERGY HOLDINGS, INC.
	QUARTERLY REPORT
	FOR THIRD QUARTER ENDED SEPTEMBER 30, 2021
TABLE OF CONTENTS
Item 1. Exact Name of the Issuer and the Address of its Principal Executive Offices	....................... 2
Item 2.	Shares Outstanding .................................................................................................................	3
Item 3. Condensed Consolidated Financial Statements ......................................................................	4
Item 4. Management's Discussion and Analysis or Plan of Operation ............................................	28
Item 5.	Legal Proceedings ................................................................................................................	45
Item 6. Defaults upon senior securities.............................................................................................	46
Item 7.	Other information .................................................................................................................	46
Item 8.	Exhibits.................................................................................................................................	46
Item 9.	Certifications ........................................................................................................................	47

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FORWARD-LOOKING STATEMENTS

Certain statements made in this Quarterly Report are "forward-looking statements" regarding the plans and objectives of management for future operations and market trends and expectations. Such statements involve known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements. The forward-looking statements included herein are based on current expectations that involve numerous risks and uncertainties. Our plans and objectives are based, in part, on assumptions involving the continued expansion of our business. Assumptions relating to the foregoing involve judgments with respect to, among other things, future economic, competitive and market conditions and future business decisions, all of which are difficult or impossible to predict accurately and many of which are beyond our control. Although we believe that our assumptions underlying the forward-looking statements are reasonable, any of the assumptions could prove inaccurate and, therefore, there can be no assurance that the forward-looking statements included in this report will prove to be accurate. In light of the significant uncertainties inherent in the forward- looking statements included herein, the inclusion of such information should not be regarded as a representation by us or any other person that our objectives and plans will be achieved.

These forward-looking statements rely on assumptions, estimates and predictions that could be inaccurate and that are subject to risks and uncertainties that could cause actual results to differ materially from expected results. We cannot guarantee future results, outcomes, levels of activity, performance, or achievements, and there can be no assurance that our expectations, intentions, anticipations, beliefs, or projections will result or be achieved or accomplished. Forward-looking statements speak only as of the date of this report. Except as required by applicable law, we undertake no obligation to publicly update or revise any forward-looking statements, or to update the reasons actual results could differ significantly from those anticipated in these forward-looking statements, even if new information becomes available in the future.

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Item 1. Exact Name of the Issuer and the Address of its Principal Executive Offices

Exact name of issuer:	Summer Energy Holdings, Inc.
Predecessor entities in the past five years and the dates of name changes: N/A
Principal Executive Offices:	3847 San Felipe St., Suite 3700
	Houston, Texas 77057
	Telephone: [phone]
	Website:www.summerenergy.com

Check box if principal executive office and principal place of business are the same address: ☑

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Item 2. Shares Outstanding

The following table sets forth the number of shares outstanding for each class of securities authorized as of the dates set forth below:

Common Stock

	September 30, 2021	December 31, 2020	December 31, 2019
Number of Shares Authorized	100,000,000	100,000,000	100,000,000
Number of Shares Outstanding	32,307,298	31,866,934	31,502,310
Freely Tradable shares (Public Float)	3,655,379	1,392,853	1,355,475
Number of Beneficial Stockholders owning at Least 100 Shares	12	12	11
Total Number of Stockholder of Record	144	144	134

	Preferred Stock
		September 30, 2021	December 31, 2020	December 31, 2019
Number of Shares Authorized	10,000,000	10,000,000	10,000,000
Number of Shares Outstanding	-	-	-
Freely Tradable shares (Public Float)	-	-	-
Number of Beneficial Stockholders owning at Least 100 Shares	-	-	-
Total Number of Stockholder of Record	-	-	-

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