Form603
Form 603 | |||||||||
Corporations Act 2001 | |||||||||
only | Section 671B | ||||||||
Notice of initial substantial holder | |||||||||
To: Company Name/Scheme: | Sydney Airport, a stapled entity comprising shares in Sydney Airport Limited (ACN 165 056 360) and units in Sydney Airport Trust 1 | ||||||||
ACN/ARSN: | 165 056 360 | ||||||||
1. Details of substantial holder | |||||||||
Name | Mitsubishi UFJ Financial Group, Inc. | ||||||||
The holder became a substantial holder on: | 9 February 2022 | ||||||||
The holder became aware on: | 14 February 2022 | ||||||||
use | 2. Details of voting power | ||||||||
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or | |||||||||
an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows: | |||||||||
Class of securities | Number of securities | Person's votes | Voting power (%) | ||||||
Options | 18,000,000 | 18,000,000 | 0.67% | ||||||
Stapled Securities | 129,807,006 | 129,807,006 | 4.81% | ||||||
personal | |||||||||
3. Details of relevant interests | |||||||||
voting power of 100% in Mitsubishi UFJ Trust and | |||||||||
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial | |||||||||
holder became a substantial holder are as follows: | |||||||||
Holder of relevant interest | Nature of relevant interest | Class and number of securities | |||||||
Relevant interest in securities that Morgan Stanley | |||||||||
has a relevant interest in under section 608(3) of | |||||||||
Mitsubishi UFJ Financial Group, Inc. | the Corporations Act as Mitsubishi UFJ Financial | 18,000,000 Options | |||||||
Group, Inc. has voting power of over 20% in | |||||||||
Morgan Stanley. | |||||||||
Relevant interest in securities that Morgan Stanley | |||||||||
has a relevant interest in under section 608(3) of | |||||||||
Mitsubishi UFJ Financial Group, Inc. | the Corporations Act as Mitsubishi UFJ Financial | 128,910,965 Stapled Securities | |||||||
Group, Inc. has voting power of over 20% in | |||||||||
Morgan Stanley. | |||||||||
Relevant interest in securities that Mitsubishi UFJ | |||||||||
Trust and Banking Corporation has a relevant | |||||||||
Mitsubishi UFJ Financial Group, Inc. | interest in under section 608(3) of the Corporations | ||||||||
Act as Mitsubishi UFJ Financial Group, Inc. has | 594,186 Stapled Securities | ||||||||
For | Banking Corporation. | ||||||||
Relevant interest in securities that Mitsubishi UFJ | |||||||||
Kokusai Asset Management Co., Ltd. has a | |||||||||
Mitsubishi UFJ Financial Group, Inc. | relevant interest in under section 608(3) of the | ||||||||
Corporations Act as Mitsubishi UFJ Financial | 301,855 Stapled Securities | ||||||||
Group, Inc. has voting power of 100% in Mitsubishi | |||||||||
UFJ Kokusai Asset Management Co., Ltd. | |||||||||
4. Details of present registered holders |
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant | Registered holder of | Person entitled to be | Class and number of securities | |
interest | securities | registered as holder | ||
Mitsubishi UFJ Financial Group, Inc. | Mitsubishi UFJ Trust and Banking | Not applicable | 594,186 | Stapled Securities |
Corporation | ||||
Mitsubishi UFJ Financial Group, Inc. | Mitsubishi UFJ Kokusai Asset | Not applicable | 301,855 | Stapled Securities |
Management Co., Ltd. | ||||
Mitsubishi UFJ Financial Group, Inc. | Not Applicable | Not applicable | 18,000,000 | Options |
Page 1
Form603 | ||||||||||
Mitsubishi UFJ Financial Group, Inc. | Unknown | Not applicable | 2,664,318 Stapled Securities | |||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees | Not applicable | 102,361 Stapled Securities | |||||||
(Australia) Limited | ||||||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees | Not applicable | 1,208 Stapled Securities | |||||||
only | (Australia) Limited | |||||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees | Not applicable | 2,157,542 Stapled Securities | |||||||
(Australia) Limited | ||||||||||
Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees | Not applicable | 31,312 Stapled Securities | |||||||
(Australia) Limited | ||||||||||
Mitsubishi UFJ Financial Group, Inc. | JPMORGAN CHASE BANK, N.A., | Not applicable | 557,312 Stapled Securities | |||||||
SYDNEY BRANCH | ||||||||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley Australia | Not applicable | 123,232,923 Stapled Securities | |||||||
Securities (Nominee) Pty Limited | ||||||||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley Wealth | |||||||||
Management Australia Pty | Not applicable | 163,989 Stapled Securities | ||||||||
discretionary client account | ||||||||||
5. Consideration | ||||||||||
use | The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the | |||||||||
substantial holder became a substantial holder is as follows: | ||||||||||
Holder of relevant | Date of acquisition | Consideration | Class and number of securities | |||||||
interest | ||||||||||
Cash | Non-cash | |||||||||
See annexure B to this notice | ||||||||||
6. Associates | ||||||||||
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: | ||||||||||
personalFor | ||||||||||
Name and ACN/ARSN (if applicable) | Nature of association | |||||||||
See annexure A to this notice | Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of | |||||||||
the Corporations Act | ||||||||||
7. Addresses | ||||||||||
The addresses of persons named in this form are as follows: | ||||||||||
Name | Address | |||||||||
Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan | |||||||||
8. Signature | ||||||||||
Dated 15 February 2022 | ||||||||||
Ryuichiro Sakuma | Authorised signatory |
Page 2
For personal use only
AnnexureA
Annexure A
This is annexure A of 5 pages referred to in Form 603, Notice of initial substantial holder dated 15 February 2022
Ryuichiro Sakuma Authorised signatory | Dated 15 February 2022 |
SCHEDULE
MUFG Bank, Ltd.
Mitsubishi UFJ Trust and Banking Corporation
Mitsubishi UFJ Securities Holdings Co., Ltd.
MU Business Engineering, Ltd.
The Mitsubishi UFJ Factors Limited
Mitsubishi UFJ Jinji Service Co., Ltd.
MU Techno-service Co., Ltd.
Tokyo Credit Service, Ltd.
Tokyo Associates Finance Corp.
MU Business Service Co., Ltd.
Mitsubishi UFJ Loan Business Co.,Ltd.
Mitsubishi UFJ Information Technology, Ltd.
MU Center Service Tokyo Co., Ltd.
MU Center Service Nagoya Co., Ltd.
MU Center Service Osaka Co., Ltd.
MU Business Aid Co., Ltd.
MU Property Reserch Company Limited
Mitsubishi UFJ Home Loan CREDIT CO., LTD.
The Diamond Home Credit Company Limited
Mitsubishi UFJ Reserch & Consulting Co., Ltd.
MU Frontier Servicer Co., Ltd.
Otemachi Guarantee Co., Ltd.
GD Holdings Company Limited
MU Loan Administration Support Co., Ltd.
MU Communications Co.,Ltd.
Japan Electronic Monetary Claim Organization
MU Business Partner Co., Ltd.
MUT Business Outsourcing Co., Ltd.
Mezzanine Solution II Limited Partnership
Mezzanine Solution III Limited Partnership
Mitsubishi UFJ Capital Co., Ltd.
Mitsubishi UFJ Capital Ⅲ, Limited Partnership
Mitsubishi UFJ Capital Ⅳ, Limited Partnership
Mitsubishi UFJ Capital Ⅴ, Limited Partnership
Mitsubishi UFJ Capital Ⅵ, Limited Partnership
Mitsubishi UFJ Capital Ⅶ, Limited Partnership
Mitsubishi UFJ Life Science 1, Limited Partnership
Mitsubishi UFJ Life Science 2, Limited Partnership
Tohoku Senary Industry Support, Limited Partnership
OiDE Fund Investment Limited Partnership
Mitsubishi UFJ Personal Financial Advisers Co., Ltd.
Mitsubishi UFJ Financial Partners Co.,Ltd.
The Mitsubishi Asset Brains Company, Limited
BOT Lease Co., Ltd.
The Chukyo Bank, Ltd.
Nippon Mutual Housing Loan Co., Ltd.
JM Real Estate Co., Ltd.
Jibun Bank Corporation
Page 3
For personal use only
AnnexureB
Annexure B
This is annexure B of 89 pages referred to in Form 603, Notice of initial substantial holder dated 15 February 2022
Ryuichiro Sakuma | Authorised signatory | Dated 15 February 2022 |
Holder of relevant interest | Class and number of | |||
Date of acquisition | Consideration cash | Consideration non-cash | securities affected | |
Mitsubishi UFJ Financial | 11/10/2021 | 32.96 | N/A | 4 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 1,409.04 | N/A | 171 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 4,653.00 | N/A | 564 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 1,761.22 | N/A | 214 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 9,818.39 | N/A | 1,193 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 330.00 | N/A | 40 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 153,008.56 | N/A | 18,569 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 7,935.12 | N/A | 963 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 8,827.50 | N/A | 1,070 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 73,686.78 | N/A | 8,948 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 109,504.50 | N/A | 13,281 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 18,940.50 | N/A | 2,300 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 41,281.68 | N/A | 5,016 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 45,742.34 | N/A | 5,558 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 103,920.21 | N/A | 12,627 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 49,665.24 | N/A | 6,042 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 211,710.32 | N/A | 25,693 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 4,232.25 | N/A | 513 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 38,202.17 | N/A | 4,639 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 10,065.00 | N/A | 1,220 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 107.12 | N/A | 13 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 1,287.00 | N/A | 156 Stapled Securities |
Group, Inc. | ||||
Mitsubishi UFJ Financial | 11/10/2021 | 368,923.50 | N/A | 44,718 Stapled Securities |
Group, Inc. | ||||
Page 4
AnnexureB | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 518.49 | N/A | 63 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 40,064.28 | N/A | 4,874 Stapled Securities | |
Group, Inc. | |||||
only | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 732.47 | N/A | 89 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 1,848.00 | N/A | 224 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 1,303.50 | N/A | 158 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 22,783.60 | N/A | 2,765 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 6,995.76 | N/A | 849 Stapled Securities | |
Group, Inc. | |||||
use | Mitsubishi UFJ Financial | 11/10/2021 | 82.30 | N/A | 10 Stapled Securities |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 11,226.44 (USD) | N/A | 1,847 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 238.38 | N/A | 29 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 45,949.80 | N/A | 5,590 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 585.75 | N/A | 71 Stapled Securities | |
Group, Inc. | |||||
personal | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 23,549.92 | N/A | 2,858 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | 610.50 | N/A | 74 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 11/10/2021 | N/A | Collateral Received by an entity | 328,621 Stapled Securities | |
controlled by Morgan Stanley - see | |||||
Group, Inc. | |||||
Annexure C | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 190.44 | N/A | 23 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 53,076.86 | N/A | 6,418 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 13,728.20 | N/A | 1,660 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 64,213.24 | N/A | 7,774 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 17,170.63 | N/A | 2,075 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 271,517.76 | N/A | 32,792 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 11,770.50 | N/A | 1,425 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 74,304.72 | N/A | 8,974 Stapled Securities | |
For | Group, Inc. | ||||
Mitsubishi UFJ Financial | 12/10/2021 | 213,483.24 | N/A | 25,783 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 363.88 | N/A | 44 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 15,500.16 | N/A | 1,872 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 63,993.26 | N/A | 7,738 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 6,839.29 | N/A | 827 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 5,267.99 | N/A | 637 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 16,568.28 | N/A | 2,001 Stapled Securities | |
Group, Inc. | |||||
Mitsubishi UFJ Financial | 12/10/2021 | 2,136.24 | N/A | 258 Stapled Securities | |
Group, Inc. | |||||
Page 5
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Sydney Airport Holdings Limited published this content on 15 February 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 February 2022 06:56:01 UTC.