Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines
Tonogold Resources Inc
A Delaware Corporation
5666 La Jolla Blvd, La Jolla, CA 92037
T: 858 456 1273
Website: Tonogold.combmetzenheim@gmail.com
SIC Code: 1499
Annual Report
For the Year Ending: December 31st, 2021
(the "Reporting Period")
As of March 31st, 2022 the number of shares outstanding of our Common Stock was: 345,543,338
As of December 31st, 2021 and September 30th, 2021 the number of shares outstanding of our Common Stock was: 345,543,338
As of December 31st, 2020 the number of shares outstanding of our Common Stock was: 337,567,406
Indicate by check mark whether the company is a shell company (as defined in Rule 405 of the Securities Act of 1933 and Rule 12b-2 of the Exchange Act of 1934):
Yes:
No:(Double-click and select "Default Value" to check)Indicate by check mark whether the company's shell status has changed since the previous reporting period:Yes:
No:Indicate by check mark whether a Change in Control1 of the company has occurred over this reporting period:Yes:
No:
1)Name and address(es) of the issuer and its predecessors (if any)
In answering this item, provide the current name of the issuer any names used by predecessor entities, along with the dates of the name changes.
04 Mar 1997 | Alliance Trophy Club, Inc. founded |
10 Apr 2000 | Acquisition of NJ Corp. (formed Mar 2000) |
09 May 2000 | Name changed to Gamesboro Inc |
01 May 2002 | Acquisition of Point Loma Partners, Inc. |
17 May 2002 | Name changed to PLP Holdings, Inc. |
03 Aug 2004 | Name changed to Tonogold Resources, Inc. |
1 "Change in Control" shall mean any events resulting in:
(i) Any "person" (as such term is used in Sections 13(d) and 14(d) of the Exchange Act) becoming the "beneficial owner" (as defined in Rule 13d-3 of the Exchange Act), directly or indirectly, of securities of the Company representing fifty percent (50%) or more of the total voting power represented by the Company's then outstanding voting securities;
(ii) The consummation of the sale or disposition by the Company of all or substantially all of the Company's assets;
(iii) A change in the composition of the Board occurring within a two (2)-year period, as a result of which fewer than a majority of the directors are directors immediately prior to such change; or
(iv) The consummation of a merger or consolidation of the Company with any other corporation, other than a merger or consolidation which would result in the voting securities of the Company outstanding immediately prior thereto continuing to represent (either by remaining outstanding or by being converted into voting securities of the surviving entity or its parent) at least fifty percent (50%) of the total voting power represented by the voting securities of the Company or such surviving entity or its parent outstanding immediately after such merger or consolidation.
The state of incorporation or registration of the issuer and of each of its predecessors (if any) during the past five years; Please also include the issuer's current standing in its state of incorporation (eg active, default, inactive):
Delaware (Active)
Describe any trading suspension orders issued by the SEC concerning the issuer or its predecessors since inception:
NONE
List any stock split, stock dividend, recapitalization, merger, acquisition, spin-off, or reorganization either currently anticipated or that occurred within the past 12 months:
NONE
The address(es) of the issuer's principal executive office:
16130 Edmands Cl, Reno, NV 89511
The address(es) of the issuer's principal place of business:
Check box if principal executive office and principal place of business are the same address: ☒
Has the issuer or any of its predecessors been in bankruptcy, receivership, or any similar proceeding in the past five years?
Yes: ☐
No: ☒
If this issuer or any of its predecessors have been the subject of such proceedings, please provide additional details in the space below:
NONE
2) Security Information
Trading symbol:
Exact title and class of securities outstanding: CUSIP:
Par or stated value: Total shares authorized: Total shares outstanding:
Number of shares in the Public Float2: Total number of shareholders of record:
TNGL
COMMON STOCK 890308208
$0.001
999,000,000 as of date: March 31st 2022
345,543,338 as of date: March 31st 2022
140,473,971 as of date: March 31st 2022
785 as of date: March 31st 2022
All additional class(es) of publicly traded securities (if any): NONE
Transfer Agent
Name: First American Stock Transfer Phone: (602) 485-1346
Emailjkiszka@astfinancial.com
Address: 6201 15th Avenue, 3rd Floor, Brooklyn, NY 11219
Is the Transfer Agent registered under the Exchange Act?3 Yes:No:
2 "Public Float" shall mean the total number of unrestricted shares not held directly or indirectly by an officer, director, any person who is the beneficial owner of more than 10 percent of the total shares outstanding (a "control person"), or any affiliates thereof, or any immediate family members of officers, directors and control persons.
3 To be included in the Pink Current Information tier, the transfer agent must be registered under the Exchange Act.
3)Issuance History
The goal of this section is to provide disclosure with respect to each event that resulted in any direct changes to the total shares outstanding of any class of the issuer's securities in the past two completed fiscal years and any subsequent interim period.
Disclosure under this item shall include, in chronological order, all offerings and issuances of securities, including debt convertible into equity securities, whether private or public, and all shares or any other securities or options to acquire such securities issued for services. Using the tabular format below, please describe these events.
A. Changes to the Number of Outstanding Shares
Check this box to indicate there were no changes to the number of outstanding shares within the past two completed fiscal years and any subsequent periods:
Number of Shares outstanding as of: December 31st 2018
Common: Preferred:
191,254,812 -
Date of TransactionTransaction
TypeNumber of Shares IssuedClass of SecurityValue of Shares Issued
Were shares issued at a discount
Individual/Entity Shares were issued to
Reason For Share IssuanceRestricted/ UnrestrictedExemption or Registration
No No No No No No No No No No
Iskandar Ardead Trading SA DE CV (Mr Fernando Berdegue)
Exercise of CLN2 Warrants
144-RestrictedExemption
The MJG Capital Fund, LP (Mr Matt Geiger)
Haywood Securities ITF Palisade Global Investments Ltd (Mr Collin Kettell)Robert L Curro Giardina Daniel Freuman
JCG Holdings, LLC (Mr John Clark Gillam) Allen Chen
David Zook
Iskandar Ardead Trading SA DE CV (Mr Fernando Berdegue) Wendell M. Lavergne
Exercise of CLN2 Warrants Exercise of CLN2 Warrants Exercise of CLN2 Warrants Exercise of CLN2 Warrants Exercise of CLN2 Warrants Exercise of CLN2 Warrants Exercise of CLN2 Warrants Exercise of CLN2 Warrants Exercise of CLN2 Warrants
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-RestrictedExemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption
NoComstock Mining Inc (Mr Corrado de Gasperis)
Asset Acquisition
144-RestrictedExemptionNo No No
Gloucester Capital Inc (Mr Bruce Tatters) Chad Williams
Henry Bonner Jr
Exercise of CLN2 Warrants Exercise of CLN2 Warrants Exercise of CLN3 Warrants
144-Restricted 144-Restricted 144-RestrictedExemption Exemption Exemption
NoComstock Mining Inc (Mr Corrado de Gasperis)
Asset Acquisition
144-RestrictedExemptionNo No No No No
Paul H. Stephens & Eleanor M. Stephens Luis Manuel Laborin
Paul Borchardt, Chuan Gao, JTWRS Luis Manuel Laborin
Thomas Otten
Exercise of CLN3 Warrants Exercise of CLN3 Warrants Exercise of CLN3 Warrants Exercise of CLN3 Warrants Exercise of CLN3 Warrants
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-RestrictedExemption Exemption Exemption Exemption Exemption
No NoComstock Mining Inc (Mr Corrado de Gasperis)
Comstock Mining Inc (Mr Corrado de Gasperis)Asset Acquisition Asset Acquisition
144-Restricted 144-RestrictedExemption Exemption
No No No No No No No No No
Paul H. Stephens & Eleanor M. Stephens Palisades Goldcorp Ltd (Mr Collin Kettell) Luis Manuel Laborin
Thomas Otten
Moelis Family Trust (Mr Kenneth Moelis)
KF Business Ventures, LP (Mr Robert Kopple) Rob Giardina
Konrad Kopacz
Iskandar Ardead Trading SA DE CV (Mr Fernando Berdegue)Exercise of CLN3 Warrants Exercise of CLN3 Warrants Exercise of CLN3 Warrants Exercise of CLN3 Warrants Exercise of CLN3 Warrants Exercise of CLN3 Warrants Exercise of CLN3 Warrants Exercise of CLN3 Warrants Exercise of CLN3 Warrants
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-RestrictedExemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption
NoComstock Mining Inc (Mr Corrado de Gasperis)
Asset Acquisition
144-RestrictedExemptionNo No No No No No No No No No No
Mr Alan Edwards
Exercise of CLN4 Warrants
144-RestrictedExemption
Golden Calf Mining, SA de CV (Mr Gustavo Mazon)
Conversion of Note (CLN3)Paul Borchardt, Chuan Gao, JTWRS R. Stuart Angus
Conversion of Note (CLN3)
Conversion of Note (CLN3)
Promotora y Desarrolladora (Mr Jesus Oscar Peraza Inda) Oculus Holding SA de CV (Sebastian Zepeda Garcia) Golden Calf Mining, SA de CV (Mr Gustavo Mazon) Robert Kopple
Conversion of Note (CLN3)Unrestricted Unrestricted Unrestricted UnrestrictedExemption Exemption Exemption Exemption
Conversion of Note (CLN3)
Conversion of Note (CLN3)
Conversion of Note (CLN3)JG Venture Capital LLC (Marcel Joffroy)
Conversion of Note (CLN3)
Promotora y Desarrolladora (Mr Jesus Oscar Peraza Inda)
Conversion of Note (CLN3)
Palisades Goldcorp Ltd (Mr Collin Kettell)
Conversion of Note (CLN3)Unrestricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-RestrictedExemption Exemption Exemption Exemption Exemption Exemption
NoComstock Mining Inc (Mr Corrado de Gasperis)
Asset Acquisition
144-RestrictedExemptionNo NoSterling Securities (Mr Collin Kettell)
Palisades Goldcorp Inc (Mr Collin Kettell)Exercise of CLN3 Warrants Exercise of CLN3 Warrants
144-Restricted 144-RestrictedExemption ExemptionNo
Comstock Mining Inc (Mr Corrado de Gasperis)No
Comstock Mining Inc (Mr Corrado de Gasperis)Conversion of preferred shares into Common SharesUnrestrictedExemptionNo No No No No No No No No No No No No No No No No No No No No No No No No No
Jason Kadir
Bearay Pty LTD TTEE Brian Clayton Superfund Pala Investments Limited (Tom Solomon) Eyeon No 2 Pty Ltd (Stephen Copulos) Citywest Pty Ltd (Stephen Copulos) Shayden Nominees Pty Ltd (Chris Retzos)
Chrikim PL as trustee for the Geoffrey Wright Income Trust (Geoff Wright) Feldane Pty Ltd (Martin Hanrahan )
ARC Resources Pty Ltd (Andrew Richards) Jayberg Enterprises Ltd (Edward Czucker)
Gavin Rezos
Shuari Investments P/L ATF The Shauri Investment Trust (David Werdiger) Retzos Executive Pty Ltd < Retzos Executive S/Fund A/C > (Chris Retzos ) Westpark Operations Pty Ltd (Chris Retzos )
C&D Capital Investments Pty Ltd (Joseph Rodriguez) SUNSET CAPITAL MANAGEMENT PTY LTD (Jason Peterson) MR KEITH STUART LIDDELL + MRS SHELAGH JANE LIDDELL MR SHAISHAV PATEL
SARANNE HOLDINGS PTY LTD (Jason Peterson) JAKORY PTY LTD RIMOYNE PTY LTD (Jason Peterson)
MR GABRIEL GOVINDA
26-Aug-20
MR LAY ANN ONG
233,332
0.30
26-Aug-20
100,000
0.30
WILGUS INVESTMENTS PTY LTD (Jason Peterson) MR MICHAEL ROLAND GLENN
Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement Share Placement
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-Restricted
144-RestrictedExemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption Exemption
Share Placement
26-Aug-20
48,334
0.30
MR MARIO DI LALLO + MRS ALISON VALERIE DI LALLO
Share PlaPcaemg en4t of 12
144-Restricted 144-RestrictedExemption Exemption
26-Aug-20 New Issue
120,000 Common $ 0.30
NoDANTEEN PTY LTD (Jason Peterson)
Share Placement
144-Restricted ExemptionMR DHAVAL BHARATBHAI DESAI ROTTO PTY LTD (Jason Peterson)
COWOSO CAPITAL PTY LTD MR RODNEY PETER MARCH
SARODAN PTY LTD (Jason Peterson) MR SEAN JONKER
AGENS PTY LIMITED MR LEE AARON ARNISON
MR JOHN HARRY LENTHALL + MR LEO MICHAEL FOSTER BARNES SUPERANNUATION FUND PTY LTD (Jason Peterson) MR RABI ABU ABAREH
MR GREGORY WILHELMUS HAMILTON PRO-LIFE SUPERANNUATION PTY LTD (Jason Peterson)
MRS SHARON LOUISE GURR
MILWAL PTY LTD (Jason Peterson)ZIZIPHUS PTY LTD (Jason Peterson) Alfredo Marcos Kofman
Liam Farlow
Byron Investment Management Pty Ltd (Liam Farlow)
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Tonogold Resources Inc. published this content on 31 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 April 2022 00:03:03 UTC.