Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
onlyToCompany Name/Scheme
ACN/ARSN
1. Details of substantial holder (1) Name
ACN/ARSN (if applicable)
WESTERN AREAS LIMITED
091 049 357
Morgan Stanley and its subsidiaries listed in Annexure A
Not Applicable
There was a change in the interests of the | |
use | February 25, 2022 |
substantial holder on | |
The previous notice was given to the company on | February 28, 2022 |
The previous notice was dated | February 24, 2022 |
The holder became aware on | March 01, 2022 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | |||||||||||||||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||||||||||||||
Ordinary Shares | 39,765,178 | 12.36% | 25,255,369 | 7.85% | |||||||||||||
Based on 321,643,155 | Based on 321,643,155 | ||||||||||||||||
personal | Ordinary Shares | Ordinary Shares | |||||||||||||||
Outstanding | Outstanding | ||||||||||||||||
3. Changes in relevant interests | |||||||||||||||||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or | |||||||||||||||||
cheme, since the substantial holder was last required to give a substantial holding notice to the company or | scheme are as follows: | ||||||||||||||||
Date of | Nature of change | Consideration given in | Class and number of | Person's | |||||||||||||
Person whose relevant interest changed | votes | ||||||||||||||||
change | (6) | relation to change (7) | Securities affected | ||||||||||||||
affected | |||||||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 110.55 | 33 Ordinary Shares | 33 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 5,119.73 | 1,526 Ordinary Shares | 1,526 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 20,686.25 | 6,175 Ordinary Shares | 6,175 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 3,774.20 | 1,130 Ordinary Shares | 1,130 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 39,285.45 | 11,727 Ordinary Shares | 11,727 | ||||||||||||
For | Morgan Stanley Australia Securities Limited | Buy | 2,120.36 | 632 Ordinary Shares | 632 | ||||||||||||
02/25/2022 | |||||||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 649.90 | 194 Ordinary Shares | 194 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 295,885.32 | 88,456 Ordinary Shares | 88,456 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 457.58 | 137 Ordinary Shares | 137 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 693.45 | 207 Ordinary Shares | 207 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 522,937.14 | 155,868 Ordinary Shares | 155,868 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 381,758.16 | 114,128 Ordinary Shares | 114,128 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 4,777.52 | 1,424 Ordinary Shares | 1,424 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 670.00 | 200 Ordinary Shares | 200 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,055.44 | 316 Ordinary Shares | 316 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 3.35 | 1 Ordinary Share | 1 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Buy | 613.05 | 183 Ordinary Shares | 183 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 78,996.35 | 23,581 Ordinary Shares | 23,581 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,368,293.14 | 1,008,471 Ordinary Shares | 1,008,471 | ||||||||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,336,660.00 | 1,000,000 Ordinary Shares | 1,000,000 | ||||||||||||
1 |
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 22,494,058.32 | 6,734,748 Ordinary Shares | 6,734,748 | |
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 20,714,439.52 | 6,201,928 Ordinary Shares | 6,201,928 | |
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 277,968.16 | 83,224 Ordinary Shares | 83,224 | |
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 44,508.84 | 13,326 Ordinary Shares | 13,326 | |
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 5,148.95 | 1,537 Ordinary Shares | 1,537 | |
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,812.35 | 541 Ordinary Shares | 541 | |
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 6,951,865.98 | 2,081,397 Ordinary Shares | 2,081,397 | |
only | Morgan Stanley Australia Securities Limited | Sell | 29,458.80 | 8,820 Ordinary Shares | 8,820 | |
02/25/2022 | ||||||
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 28,927.74 | 8,661 Ordinary Shares | 8,661 | |
02/25/2022 | Morgan Stanley Australia Securities Limited | Sell | 451,079.94 | 134,852 Ordinary Shares | 134,852 | |
02/25/2022 | Morgan Stanley & Co. International plc | Borrow Returned | N/A | 26,167 Ordinary Shares | 26,167 | |
02/25/2022 | Morgan Stanley & Co. International plc | Collateral Received | N/A | 2,435,107 Ordinary Shares | 2,435,107 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant | Registered holder | Person entitled | Nature of relevant interest (6) | Class and number | Person's | ||
interest | of securities | to be registered | of securities | votes | |||
as holder (8) | |||||||
Morgan Stanley & Co. | HSBC Custody | Shares held or in respect of which the holder may exercise | 9,564,326 Ordinary | ||||
Nominees | Not Applicable | control over disposal in the ordinary course of sales and | 9,564,326 | ||||
International plc | Shares | ||||||
use | (Australia) Limited | trading businesses. | |||||
Morg n Stanley & Co. | HSBC Custody | Holder of securities subject to an obligation to return under a | 10,788,499 | ||||
Nominees | Not Applicable | 10,788,499 | |||||
International plc | prime brokerage agreement. | Ordinary Shares | |||||
(Australia) Limited | |||||||
Morgan Stanley | Morgan Stanley | Shares held or in respect of which the holder may exercise | |||||
Australia Securities | 3,680,838 Ordinary | ||||||
Australia Securities | Not Applicable | control over disposal in the ordinary course of sales and | 3,680,838 | ||||
Limited | (Nominee) Pty | trading businesses. | Shares | ||||
Limited | |||||||
Morgan Stanley | HSBC Custody | Shares held or in respect of which the holder may exercise | 1,449 Ordinary | ||||
Inve tment | Nominees | Not Applicable | control over disposal in the ordinary course of investment | 1,449 | |||
Shares | |||||||
Management Inc. | (Australia) Limited | management business. | |||||
Morgan Stanley Smith | HSBC Custody | Shares held or in respect of which the holder may exercise | 3,125 Ordinary | ||||
Nominees | Not Applicable | control over disposal in the ordinary course of discretionary | 3,125 | ||||
Barn y LLC | (Australia) Limited | managed business. | Shares | ||||
Morgan Stanley | |||||||
Morgan Stanley Wealth | Wealth | Shares held or in respect of which the holder may exercise | |||||
personalManagement Australia | Management | Not Applicable | control over disposal in the ordinary course of discretionary | 303,450 Ordinary | 303,450 | ||
Pty Ltd | Australia Pty | managed business. | Shares | ||||
discretionary client | |||||||
account | |||||||
Parametric Portfolio | Shares held or in respect of which the holder may exercise | 913,682 Ordinary | |||||
Unknown | Not Applicable | control over disposal in the ordinary course of investment | 913,682 | ||||
Ass ciates LLC | Shares | ||||||
management business. | |||||||
Each of the entities (as | |||||||
listed in Annexure A) in | Each of the above entities is a body corporate that each | 25,255,369 | |||||
the Morgan Stanley | upstream entity controls and therefore has the relevant | 25,255,369 | |||||
Ordinary Shares | |||||||
For | interests that the above entities collectively have. | ||||||
group upstream of the | |||||||
above entities |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
2
Name and ACN/ARSN (if applicable)
Not Applicable
6. Addresses
The addresses of persons named in this form are as follows:
only | Name | |||
Morgan Stanley | ||||
Morgan Stanley & Co. International plc | ||||
Morgan Stanley Investment Management Inc. | ||||
Morgan Stanley Australia Securities Limited | ||||
use | Morgan Stanley Wealth Management Australia Pty Ltd | |||
Morgan Stanley Smith Barney LLC | ||||
Parametric Portfolio Associates LLC | ||||
Signature | ||||
personalFor | print name Wilson Li | |||
sign here
Nature of association
Not Applicable
Address
1585 Broadway, New York, New York, 10036, USA.
Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA,
UNITED KINGDOM.
522 5th Avenue, 6th Floor, New York, 10036, USA.
Level 39, Chifley Tower, 2 Chifley Square, Sydney, 2000, AUSTRALIA.
Level 39, Chifley Tower, 2 Chifley Square, Sydney, 2000, AUSTRALIA.
1585 Broadway, New York, 10036, USA.
800 Fifth Avenue, Suite 2800, Seattle, 98104, USA.
capacity | Vice President |
date | March 01, 2022 |
3
Annexure A
only | |||
List of Morgan Stanley and its subsidiaries that have a relevant interest or deemed to have a relevant interest in the shares or units stated in Section 4. | |||
Name | |||
└─┬─Morgan Stanley | |||
├─┬─Morgan Stanley International Holdings Inc. | |||
│ ├─┬─Morgan Stanley International Limited | |||
│ │ └─┬─Morgan Stanley Investments (UK) | |||
│ │ └───Morgan Stanley & Co. International plc | |||
│ └─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited | |||
│ └───Morgan Stanley Australia Securities Limited | |||
use | └─┬─Morgan Stanley Capital Management, LLC | ||
└─┬─Morgan Stanley Domestic Holdings, Inc. | |||
├───Morgan Stanley Wealth Management Australia Pty Ltd | |||
├─┬─Eaton Vance Acquisitions LLC | |||
│ └───Parametric Portfolio Associates LLC | |||
├───Morgan Stanley Smith Barney LLC | |||
└───Morgan Stanley Investment Management Inc. |
Signature personalFor
print name Wilson Li
sign here
capacity | Vice President |
date | March 01, 2022 |
4
onlyuse(1)
(2)
(3)
personal(4)
(5)
(6)
(7)
(8)
(9) For
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown.'"
Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
5
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Western Areas Ltd. published this content on 01 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 March 2022 21:39:48 UTC.