Item 2.02. Results of Operations and Financial Condition.
On
The information in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for any purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of such Section. The information in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended (the "Securities Act"), or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On
Proposal 1. To elect two Class III directors of the Company who will each serve until the 2024 annual meeting of stockholders or until his successor is duly elected and qualifies.
Name Votes For Votes Against Abstentions Broker Non-Votes John Bolduc 6,571,404 589,155 220,538 5,461,600 Rick D. Puckett 6,183,931 976,409 220,757 5,461,600
Proposal 2. To ratify the selection of
Votes For Votes Against Abstentions 12,637,977 139,048 65,672
Item 7.01. Regulation FD Disclosure.
A copy of an earnings presentation that is intended to be used by representatives of the Company is furnished as Exhibit 99.2 to this Current Report on Form 8-K and is incorporated herein by reference.
The information in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.2 furnished herewith, is being furnished and shall not be deemed "filed" for any purpose of Section 18 of the Exchange Act, or otherwise subject to the liabilities of such Section. The information in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.2 furnished herewith, shall not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Forward-Looking Statements
This Current Report on Form 8-K may contain "forward-looking statements" within
the meaning of the Private Securities Litigation Reform Act of 1995. Statements
other than statements of historical facts included in this Current Report on
Form 8-K may constitute forward-looking statements and are not guarantees of
future performance or results and involve a number of risks and uncertainties.
Actual results may differ materially from those in the forward-looking
statements as a result of a number of factors, including those described from
time to time in filings with the
Item 9.01. Financial Statements and Exhibits
(d) Exhibits 99.1 Press Release ofWhiteHorse Finance, Inc. datedAugust 9, 2021 . 99.2 Earnings Presentation ofWhiteHorse Finance, Inc.
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