Item 2.02 Results of Operations and Financial Condition
On
Item 7.01 Regulation FD Disclosure
On
The information contained in each of Item 2.02 (including Exhibit 99.1) and Item 7.01 (including Exhibit 99.2) is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section and shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits Exhibit No. Document 99.1 Press Release ofWindtree Therapeutics, Inc. , datedNovember 16, 2020 , announcing financial results for the quarter endedSeptember 30, 2020 , furnished herewith. 99.2Windtree Therapeutics, Inc. Investor Presentation
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