YFH announces a civil third instance judgment on behalf of Yuanta Securities (Korea).

Parties to the legal matter:

Plaintiffs: Jong-gu Kang and other 19 persons

Defendants: Yuanta Securities (Korea) and 1 other person

Name of the court or punishing agency of the legal matter: Supreme Court

Reference/Case number of relevant documents of the legal matter: 2018Ma6745

Date of occurrence of the event: 2023/06/26

Details of occurrence (including the matter under dispute): 20 plaintiffs filed a class action against Tongyang Securities (currently, Yuanta Securities (Korea)) for KRW50 billion, claiming for the losses they suffered as a result of Tongyang Group's filing of court receivership on 2013/9/30 after they subscribed bonds issued by Tongyang Group. Yuanta Securities (Korea) received a judgment from Seoul Central District Court and Seoul High Court respectively, dismissing plaintiffs'complaint on 2018/01/09 and 2018/10/17. Yuanta Securities (Korea) then received the plaintiffs'appeal for third instance on 2018/10/22.

Handling procedure: Today, Yuanta Securities (Korea) received a judgment rendered by Supreme Court dismissing the complaint of the plaintiffs.

Impact on the Company's finance and business and projected amount: There is no material effect to the finance and operation of Yuanta Securities (Korea) and YFH.

Countermeasures and improvement status: N/A

Any other matters that need to be specified (the information disclosure also meets the requirements of Article 7, subparagraph 2 of the Securities and Exchange Act Enforcement Rules, which brings forth a significant impact on shareholders rights or the price of the securities on public companies.): N/A

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