Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: | Genesis Minerals Limited |
ABN 72 124 772 041
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Michael Fowler |
Date of last notice | 5 September 2019 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct & Indirect |
Nature of indirect interest | Mr Michael John Fowler + Mrs Fiona Lee Fowler |
(including registered holder) | ; and |
Note: Provide details of the circumstances giving rise to the relevant | Mr Michael John Fowler + Mrs Fiona Lee Dixon |
interest. | |
Fowler , of which | |
Mr Fowler is a trustee and beneficiary. | |
Date of change | 13 December 2019 |
No. of securities held prior to change | 13,004,824 fully paid ordinary shares |
8,400,000 unlisted options: | |
• 2,400,000 exercisable @ $0.039 per option, | |
vested, expiring on 13/12/19 | |
• 2,400,000 exercisable @ $0.042 per option, | |
vested, expiring 13/12/20 | |
• 3,600,000 exercisable @ $0.045 per option, | |
vested, expiring 13/12/21 | |
Class | Unlisted options |
Number acquired | Nil |
Number disposed | 2,400,000 expired |
Value/Consideration | Nil |
Note: If consideration is non-cash, provide details and estimated valuation | |
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 1 |
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | 13,004,824 fully paid ordinary shares |
6,000,000 unlisted options: | |
• 2,400,000 exercisable @ $0.042 per option, | |
vested, expiring 13/12/20 | |
• 3,600,000 exercisable @ $0.045 per option, | |
vested, expiring 13/12/21 | |
Nature of change | Expiry of unlisted options |
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 - Change of director's interests in contracts (not applicable)
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during | No |
a +closed period where prior written clearance was required? | |
If so, was prior written clearance provided to allow the trade to proceed during | N/A |
this period? | |
If prior written clearance was provided, on what date was this provided? | N/A |
Geoff James
Company Secretary
19 December 2019
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: | Genesis Minerals Limited |
ABN 72 124 772 041
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Craig Bradshaw |
Date of last notice | 18 December 2017 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest | N/A |
(including registered holder) | |
Note: Provide details of the circumstances giving rise to the relevant | |
interest. | |
Date of change | 13 December 2019 |
No. of securities held prior to change | 2,800,000 unlisted options: |
• 800,000 exercisable @ $0.039 per option, | |
vested, expiring on 13/12/19 | |
• 800,000 exercisable @ $0.042 per option, | |
vested, expiring 13/12/20 | |
• 1,200,000 exercisable @ $0.045 per option, | |
vested, expiring 13/12/21 | |
Class | Unlisted options |
Number acquired | Nil |
Number disposed | 800,000 expired |
Value/Consideration | Nil |
Note: If consideration is non-cash, provide details and estimated valuation | |
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 1 |
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | 2,000,000 unlisted options: |
• 800,000 exercisable @ $0.042 per option, | |
vested, expiring 13/12/20 | |
• 1,200,000 exercisable @ $0.045 per option, | |
vested, expiring 13/12/21 | |
Nature of change | Expiry of unlisted options |
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 - Change of director's interests in contracts (not applicable)
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts detailed | No |
above traded during a +closed period where prior written | |
clearance was required? | |
If so, was prior written clearance provided to allow the | N/A |
trade to proceed during this period? | |
If prior written clearance was provided, on what date was | N/A |
this provided? |
Geoff James
Company Secretary
19 December 2019
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
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Genesis Minerals Limited published this content on 19 December 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 19 December 2019 06:45:09 UTC